NACCO Industries/Alfred M. Rankin et al SC 13D/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 15)1
NACCO Industries, Inc.
Class A Common Stock, par value $1.00 per share
(Title of Class of Securities)
629579 1 03
Alfred M. Rankin, Jr.
5875 Landerbrook Drive
Cleveland, Ohio 44124-4017
(216) 449-9600
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 2008
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition
that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 28 Pages)
1 The remainder of this cover page shall be filled out for a reporting
persons initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter disclosures provided in a prior cover
page.
The information required on the remainder of this cover page shall not be deemed to be filed
for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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CUSIP No. |
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629579 10 3 |
Schedule 13D/A |
Page |
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2 |
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of |
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28 Pages |
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1 |
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Alfred M. Rankin, Jr. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO -- See Item 3. |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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156,623 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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630,899 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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156,623 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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630,899 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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787,522 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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11.8% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 3 |
Schedule 13D/A |
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3 |
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of |
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28 Pages |
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Thomas T. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO -- See Item 3. |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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52,721 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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456,872 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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52,721 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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456,872 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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509,593 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.7% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 3 |
Schedule 13D/A |
Page |
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4 |
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of |
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28 Pages |
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1 |
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Claiborne R. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO -- See Item 3. |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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29,759 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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468,187 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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29,759 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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468,187 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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497,946 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.5% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 03 |
Schedule 13D/A |
Page |
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5 |
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of |
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28 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Roger F. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO - See Item 3 |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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75,210 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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450,587 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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75,210 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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450,587 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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525,797 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.9% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 3 |
Schedule 13D/A |
Page |
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6 |
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of |
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28 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) John
C. Butler, Jr. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO - See Item 3 |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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14,047 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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38,599 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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14,047 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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376,894 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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390,941 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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5.9% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
6
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CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
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7 |
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of |
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28 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Matthew M. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO - See Item 3 |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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500 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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10,487 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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500 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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348,782 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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349,282 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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5.2% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 3 |
Schedule 13D/A |
Page |
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8 |
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of |
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28 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) James T. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO - See Item 3 |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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14,920 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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82 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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14,920 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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338,377 |
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11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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353,297 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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5.3% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
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9 |
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of |
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28 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Alison A. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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|
3 |
|
SEC USE ONLY |
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4 |
|
SOURCE OF FUNDS* |
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|
OO - See Item 3 |
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5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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|
|
o |
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|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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|
7 |
|
SOLE VOTING POWER |
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|
|
NUMBER OF |
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7,020 |
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SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
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OWNED BY |
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75,210 |
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EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
7,020 |
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WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
518,777 |
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|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
525,797 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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|
|
7.9% |
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|
|
14 |
|
TYPE OF REPORTING PERSON* |
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|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
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10 |
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of |
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28 Pages |
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1 |
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Victoire G. Rankin |
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2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
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|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
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|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
USA
|
|
|
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|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
20,443 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
323,512 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
20,443 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
767,079 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
787,522 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
11.8% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
11 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Corbin K. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
3,059 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
62,967 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
3,059 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
506,534 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
509,593 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
7.7% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
12 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Chloe O. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
4,654 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
49,725 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
4,654 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
493,292 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
497,946 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
7.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
13 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) David B. Williams |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,534 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
40,292 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,534 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
378,587 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
380,121 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.7% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
14 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Clara Rankin Williams |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,693 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
40,133 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,693 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
378,428 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
380,121 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.7% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
15 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Scott Seelbach |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
159 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
10,152 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
159 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
348,447 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
348,606 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
16 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Elizabeth B. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
159 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
10,828 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
159 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
349,123 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
349,282 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
17 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Claiborne R. Rankin, Jr. |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
4,964 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
343,259 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
343,259 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
18 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Helen R. Butler |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
52,646 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
390,941 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
390,941 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.9% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
19 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Julia L. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
5,009 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
343,304 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
343,304 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
20 |
|
of |
|
28 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Thomas Parker Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO -- See Item 3. |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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3,559 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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3,559 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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338,295 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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341,854 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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5.1% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP NO. 629579 10 3
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Schedule 13D/A
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Page 21 of 28 Pages |
This Amendment No. 15 to Schedule 13D (this Amendment No. 15) is hereby filed to update and
supplement certain information with respect to the shares of Class A Common Stock (the Class A
Common) of NACCO Industries, Inc. (the Company) held by Rankin Associates II, L.P., a Delaware
limited partnership (the Partnership) that appeared in the Schedule 13D on February 18, 1998 (the
Initial Filing), as amended on March 30, 1998 (the Amendment No. 1), as amended on April 20,
1998 (the Amendment No. 2), as amended on January 11, 1999 (the Amendment No. 3), as amended on
May 28, 1999 (the Amendment No. 4), as amended on November 13, 2000 (the Amendment No. 5), as
amended on February 14, 2001 (the Amendment No. 6), as amended on January 10, 2002 (the
"Amendment No. 7), as amended on October 31, 2002 (the Amendment No. 8), as amended on
January 9, 2003 (the Amendment No. 9), as amended on April 28, 2003 (the Amendment No. 10), as
amended on February 17, 2004 (the Amendment No. 11), as amended on February 15, 2005 (the
"Amendment No. 12), as amended on February 14, 2006 (the Amendment No. 13) and as amended on
February 14, 2007 (the Amendment No. 14) (collectively, the Filings). This Amendment No. 15
(a) updates certain information with respect to certain Reporting Persons under the Filings and
(b) reflects the acquisitions and/or dispositions of shares of Class A Common by certain Reporting
Persons. Capitalized terms used herein but not defined herein have the meanings assigned to them
in the Filings.
Item 2. Identity and Background.
(a) (c) Item 2 of the Filings is hereby amended as follows:
The statements under the heading Alison Rankin, which appear in the Filings, are hereby
deleted and replaced in their entirety by the following:
Alison A. Rankin. Mrs. Rankins address is 1449 Carpenter Road, P.O. Box 550, Gates Mills,
Ohio 44040. She is an interior designer with Pemberery Ltd.
The statements under the heading David B. Williams, which appear in the Filings, are hereby
deleted and replaced in their entirety by the following:
David B. Williams. Mr. Williams business address is 20 North Wacker Drive, Suite 3230,
Chicago, Illinois 60606. He is an attorney with Williams, Bax & Saltzman, P.C.
The statements under the heading Clara Rankin Williams, which appear in the Filings, are
hereby deleted and replaced in their entirety by the following:
Clara Rankin Williams. Ms. Williams address is 1654 N. Dayton Street, Chicago, Illinois
60614. She is a jewelry designer.
The statements under the heading Julia L. Rankin, which appear in the Filings, are hereby
deleted and replaced in their entirety by the following:
Julia L. Rankin. Ms. Rankins business address is 3209 Highland Place, NW, Washington, DC
20008. She is a teacher at the National Child Research Center.
Item 5. Interest in Securities of the Issuer.
(a) (b) The first paragraph under the heading Item 5. Interest in Securities of the Issuer
in the Filings is hereby deleted and replaced in its entirety by the following:
Pursuant to the Act and the regulations thereunder the Reporting Persons may be deemed as a
group to beneficially own 338,295 shares of Class A Common, the aggregate number of shares of Class
A Common which are held by the Partnership, representing approximately 5.1% of the outstanding
Class A Common as of December 31, 2007.
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CUSIP NO. 629579 10 3
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Schedule 13D/A
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Page 22 of 28 Pages |
The sixth paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Alfred M. Rankin, Jr. is hereby
deleted and replaced in its entirety by the following:
Alfred M. Rankin, Jr. Mr. Rankin (a) shares with National City Bank, a national banking
association (NCB), the power to vote and dispose of 2,000 shares of Class A Common pursuant to an
agreement with his mother (Clara L.T. Rankin), creating a charitable trust for 20 years and then
for the benefit of her grandchildren; (b) shares with his mother the power to vote and dispose of
28,000 shares of Class A Common pursuant to an agreement with his mother, creating a trust for the
benefit of her grandchildren; (c) shares with NCB the power to vote and dispose of 26,608 shares of
Class A Common held by the A.M. Rankin Sr. GST Trusts for the benefit of Alfred M. Rankin, Sr.s
grandchildren; (d) shares with his daughter (Helen R. Butler) the power to vote and dispose of
38,599 shares of Class A Common held in trust for the benefit of that daughter; (e) shares with
another daughter (Clara R. Williams) the power to vote and dispose of 38,599 shares of Class A
Common held in trust for the benefit of that daughter; (f) shares with Rankin Management, Inc. and
the other Reporting Persons the power to vote and dispose of 338,295 shares of Class A Common held
by the Partnership; (g) shares with the other partners of Rankin IV the power to vote and dispose
of 105,272 shares of Class A Common held by Rankin IV; (h) has the sole power to vote and dispose
of 135,445 shares of Class A Common under the Alfred Rankin Trust, with himself as trustee and for
his benefit; (i) shares with NCB the power to vote and dispose of 30,000 shares of Class A Common
held in a revocable trust for the benefit of his mother; (j) has the sole power to vote and dispose
of 14,000 shares of Class A Common held in an individual retirement account; (k) shares with his
mother the power to vote and dispose of 3,083 shares of Class A Common held in trust for the
benefit of his mother; (l) is deemed to share with his spouse (Victoire Rankin) the power to vote
and dispose of 20,443 shares of Class A Common owned by his spouse; (m) has the sole power to vote
and dispose of 4,678 shares of Class A Common held in the Clara L.T. Rankin Qualified Annuity
Interest Trust 2008A as trustee of such trust; and (n) has the sole power to vote and dispose of
2,500 shares of Class A Common held in the Clara L.T. Rankin Qualified Annuity Interest Trust 2009A
as trustee of such trust. Collectively, the 787,522 shares of Class A Common beneficially owned by
Mr. Rankin constitute approximately 11.8% of the Class A Common outstanding as of December 31,
2007.
The seventh paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Thomas T. Rankin is hereby deleted
and replaced in its entirety by the following:
Thomas T. Rankin. Mr. Rankin (a) has sole power to vote and dispose of 52,721 shares of Class
A Common under the Thomas Rankin Trust; (b) is deemed to share with his spouse (Corbin K. Rankin)
the power to vote and to dispose of 3,059 shares of Class A Common owned by his spouse; (c) shares
as a co-trustee with his son (Matthew M. Rankin) of a trust for the benefit of his son the power to
vote and dispose of 10,246 shares of Class A Common; (d) shares with Rankin Management, Inc. and
the other Reporting Persons the power to vote and dispose of 338,295 shares of Class A Common held
by the Partnership; and (e) shares with the other partners of Rankin IV the power to vote and
dispose of 105,272 shares of Class A Common held by Rankin IV. Collectively, the 509,593 shares of
Class A Common beneficially owned by Mr. Rankin constitute approximately 7.7% of the Class A Common
outstanding as of December 31, 2007.
The eighth paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Claiborne R. Rankin is hereby
deleted and replaced in its entirety by the following:
Claiborne R. Rankin. Mr. Rankin (a) has sole power to vote and dispose of 29,759 shares of
Class A Common under the Claiborne Rankin Trust; (b) is deemed to share, as trustee, the power to
vote and dispose of 4,964 shares of Class A Common held in trust for the benefit of his son
(Claiborne R. Rankin, Jr.); (c) is deemed to share, as trustee, the power to vote and dispose of
5,009 shares of Class A Common held in trust for the benefit of his daughter (Julia L. Rankin);
(d) is deemed to share, as trustee, the power to vote and dispose of 9,993 shares of Class A Common
held in trust for the benefit of his other daughter (Chloe R. Seelbach); (e) is deemed to share
with his spouse (Chloe O. Rankin) the power to vote and dispose of 4,654 shares of Class A Common
owned by his spouse; (f) shares with Rankin Management, Inc. and the other Reporting Persons the
power to vote and dispose of 338,295 shares of Class A Common held by the Partnership; and
(g) shares with the other partners of Rankin IV the
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CUSIP NO. 629579 10 3
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Schedule 13D/A
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Page 23 of 28 Pages |
power to vote and dispose of 105,272 shares of Class A Common held by Rankin IV. Collectively,
the 497,946 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 7.5%
of the Class A Common outstanding as of December 31, 2007.
The ninth paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Roger F. Rankin is hereby deleted
and replaced in its entirety by the following:
Roger F. Rankin. Mr. Rankin (a) has sole power to vote and dispose of 75,210 shares of Class A
Common under the Roger F. Rankin Trust; (b) is deemed to share with his spouse (Alison A. Rankin)
the power to vote and dispose of 3,174 shares of Class A Common held in trust for his daughter (A.
Farnham Rankin), and 1,287 shares of Class A Common held in trust for another daughter (Elizabeth
M. Rankin) for which his spouse is trustee; (c) is deemed to share with his spouse the power to
vote and dispose of 2,559 shares of Class A Common owned by his spouse; (d) shares with Rankin
Management, Inc. and the other Reporting Persons the power to vote and dispose of 338,295 shares of
Class A Common held by the Partnership; and (e) shares with the other partners of Rankin IV the
power to vote and dispose of 105,272 shares of Class A Common held by Rankin IV. Collectively, the
525,797 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 7.9% of
the Class A Common outstanding as of December 31, 2007.
The eleventh paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by John C. Butler, Jr. is hereby
deleted and replaced in its entirety by the following:
John C. Butler, Jr. Mr. Butler (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 14,047
shares of Class A Common held by Mr. Butler, including (i) 8,024 shares of Class A Common held in a
revocable trust for the benefit of Mr. Butler, (ii) 2,800 shares of Class A Common held in his
individual retirement account, (iii) as trustee, 1,689 shares of Class A Common held in a trust for
the benefit of his minor daughter (Clara R. Butler) and (iv) as trustee, 1,534 shares of Class A
Common held in a trust for the benefit of his minor son (Griffith C. Butler); and (c) is deemed to
share with his spouse (Helen R. Butler) the power to vote and dispose of 38,599 shares of Class A
Common beneficially owned by his spouse. Collectively, the 390,941 shares of Class A Common
beneficially owned by Mr. Butler constitute approximately 5.9% of the Class A Common outstanding as
of December 31, 2007.
The twelfth paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Matthew M. Rankin is hereby deleted
and replaced in its entirety by the following:
Matthew M. Rankin. Mr. Rankin (a) has sole power to vote and dispose of 500 shares of Class A
Common; (b) as a co-trustee, Mr. Rankin shares with his father (Thomas T. Rankin) the power to vote
and dispose of 10,246 shares of Class A Common held in a trust for the benefit of Mr. Rankin;
(c) by virtue of the Partnership Interests received as gifts, shares with Rankin Management, Inc.
and the other Reporting Persons the power to dispose of 338,295 shares of Class A Common held by
the Partnership; (d) is deemed to share with his spouse (Elizabeth B. Rankin) the power to vote and
dispose of 159 shares of Class A Common owned by his spouse; and (e) as a co-trustee, Mr. Rankin
shares with his brother (James T. Rankin) the power to vote and dispose of 82 shares of Class A
Common held in a trust for the benefit of his daughter (Mary M. Rankin). Collectively, the 349,282
shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 5.2% of the
Class A Common outstanding as of December 31, 2007.
The thirteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of James T. Rankin is hereby deleted and replaced in
its entirety by the following:
James T. Rankin. Mr. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 14,920
shares of Class A Common; and
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CUSIP NO. 629579 10 3
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Schedule 13D/A
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Page 24 of 28 Pages |
(c) as a co-trustee, Mr. Rankin shares with his brother (Matthew M. Rankin) the power to vote
and dispose of 82 shares of Class A Common held in a trust for the benefit of his niece (Mary M.
Rankin). Collectively, the 353,297 shares of Class A Common beneficially owned by Mr. Rankin
constitute approximately 5.3% of the Class A Common outstanding as of December 31, 2007.
The fourteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Alison A. Rankin is hereby
deleted and replaced in its entirety by the following:
Alison A. Rankin. Mrs. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 2,559
shares of Class A Common; (c) is deemed to share with her spouse (Roger F. Rankin) the power to
vote and dispose of 75,210 shares of Class A Common owned by a revocable trust for the benefit of
her spouse; (d) has the sole power to vote and to dispose of 3,174 shares of Class A Common held in
trust for a daughter (A. Farnham Rankin) and 1,287 shares of Class A Common held in trust for
another daughter (Elizabeth M. Rankin), as trustee under both trusts; and (e) is deemed to share
with her spouse the power to dispose of 105,272 shares of Class A Common held by Rankin IV.
Collectively, the 525,797 shares of Class A Common beneficially owned by Mrs. Rankin constitute
approximately 7.9% of the Class A Common outstanding as of December 31, 2007.
The fifteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Victoire G. Rankin is hereby
deleted and replaced in its entirety by the following:
Victoire G. Rankin. Mrs. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has the sole power to vote and dispose of
20,443 shares of Class A Common held in a trust created under the Agreement, dated September 28,
2000, creating a trust for the benefit of Mrs. Rankin; (c) is deemed to share with her spouse
(Alfred M. Rankin, Jr.) the power to vote and dispose of 2,000 shares of Class A Common held by a
charitable trust for 20 years and then for the benefit of the grandchildren of Clara L.T. Rankin
because her spouse is a co-trustee of such trust; (d) is deemed to share with her spouse the power
to vote and dispose of 28,000 shares of Class A Common owned by a trust created for the benefit of
the grandchildren of Clara L.T. Rankin because her spouse is trustee of such trust; (e) is deemed
to share with her spouse the power to vote and dispose of 26,608 shares of Class A Common held in
trusts created for the benefit of the grandchildren of Alfred M. Rankin, Sr. because her spouse is
a co-trustee of such trusts; (f) is deemed to share with her spouse the power to vote and dispose
of 38,599 shares of Class A Common owned by a trust created for the benefit of her daughter (Helen
R. Butler) because her spouse is trustee of such trust; (g) is deemed to share with her spouse the
power to vote and dispose of 38,599 shares of Class A Common held in trust for the benefit of
another daughter (Clara R. Williams) because her spouse is trustee of such trust; (h) is deemed to
share with her spouse the power to vote and dispose of 135,445 shares of Class A Common owned by a
revocable trust for the benefit of her spouse; (i) is deemed to share with her spouse the power to
vote and dispose of an additional 14,000 shares of Class A Common held by her spouse in an
individual retirement account; (j) is deemed to share with her spouse the power to vote and dispose
of 30,000 shares of Class A Common held in trust for the benefit of Clara L.T. Rankin because her
spouse is a co-trustee of such trust; (k) is deemed to share with her spouse the power to vote and
dispose of 3,083 shares of Class A Common held in trust for the benefit of Clara L.T. Rankin
because her spouse is trustee of such trust; (l) is deemed to share with her spouse the power to
dispose of 105,272 shares of Class A Common held by Rankin IV; (m) is deemed to share with her
spouse the power to vote and dispose of 4,678 shares of Class A Common held in the Clara L.T.
Rankin Qualified Annuity Trust 2008A because her spouse is the trustee of such trust; and (n) is
deemed to share with her spouse the power to vote and dispose of 2,500 shares of Class A Common
held in the Clara L.T. Rankin Qualified Annuity Trust 2009A because her spouse is the trustee of
such trust. Collectively, the 787,522 shares of Class A Common beneficially owned by Mrs. Rankin
constitute approximately 11.8% of the Class A Common outstanding as of December 31, 2007.
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CUSIP NO. 629579 10 3
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Schedule 13D/A
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Page 25 of 28 Pages |
The sixteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Corbin K. Rankin is hereby
deleted and replaced in its entirety by the following:
Corbin K. Rankin. Mrs. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 3,059
shares of Class A Common held by Mrs. Rankin; (c) is deemed to share with her spouse (Thomas T.
Rankin) the power to vote and dispose of 52,721 shares of Class A Common owned by a revocable trust
for the benefit of her spouse; (d) is deemed to share with her spouse the power to vote and dispose
of 10,246 shares of Class A Common held by her spouse as a co-trustee of a trust for the benefit of
her son (Matthew M. Rankin); and (e) is deemed to share with her spouse the power to dispose of
105,272 shares of Class A Common held by Rankin IV. Collectively, the 509,593 shares of Class A
Common beneficially owned by Mrs. Rankin constitute approximately 7.7% of the Class A Common
outstanding as of December 31, 2007.
The seventeenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Chloe O. Rankin is hereby
deleted and replaced in its entirety by the following:
Chloe O. Rankin. Mrs. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) is deemed to share with her spouse (Claiborne
R. Rankin) the power to vote and dispose of 29,759 shares of Class A Common held by a revocable
trust created for the benefit of her spouse; (c) is deemed to share with her spouse the power to
vote and dispose of 4,964 shares of Class A Common owned by a trust created for the benefit of her
son (Claiborne R. Rankin, Jr.) because her spouse is trustee of such trust; (d) is deemed to share
with her spouse the power to vote and dispose of 5,009 shares of Class A Common held in a trust for
the benefit of her daughter (Julia L. Rankin) because her spouse is trustee of such trust; (e) is
deemed to share with her spouse the power to vote and dispose of 9,993 shares of Class A Common
owned by a trust created for the benefit of her daughter (Chloe R. Seelbach) because her spouse is
trustee of such trust; (f) has the sole power to vote and dispose of 4,654 shares of Class A Common
held in a trust created under the Agreement, dated June 1, 1995, creating a trust for the benefit
of Mrs. Rankin; and (g) is deemed to share with her spouse the power to dispose of 105,272 shares
of Class A Common held by Rankin IV. Collectively, the 479,946 shares of Class A Common
beneficially owned by Mrs. Rankin constitute approximately 7.5% of the Class A Common outstanding
as of December 31, 2007.
The eighteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by David B. Williams is hereby
deleted and replaced in its entirety by the following:
David B. Williams. Mr. Williams (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 1,534
shares of Class A Common held by Mr. Williams; (c) is deemed to share with his spouse (Clara R.
Williams) the power to vote and dispose of 38,599 shares of Class A Common beneficially owned by
his spouse; (d) is deemed to share with his spouse the power to vote and dispose of 1,534 shares of
Class A Common held by his spouse as custodian for their minor daughter (Margo J. V. Williams); and
(e) is deemed to share with his spouse the power to vote and dispose of 159 shares of Class A
Common held by his spouse as custodian for their minor daughter (Helen C. Williams). Collectively,
the 380,121 shares of Class A Common beneficially owned by Mr. Williams constitute approximately
5.7% of the Class A Common outstanding as of December 31, 2007.
The nineteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Clara Rankin Williams is hereby
deleted and replaced in its entirety by the following:
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CUSIP NO. 629579 10 3
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Schedule 13D/A
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Page 26 of 28 Pages |
Clara Rankin Williams. Mrs. Williams (a) by virtue of the Partnership Interests received as
gifts, shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of
338,295 shares of Class A Common held by the Partnership; (b) is deemed to share with her father
(Alfred M. Rankin, Jr.) the power to vote and dispose of 38,599 shares of Class A Common held by a
revocable trust created for her benefit and for which her father is the trustee; (c) has sole power
to vote and dispose of 1,534 shares of Class A Common held by Mrs. Williams, as custodian for her
minor daughter (Margo J. V. Williams); (d) has sole power to vote and dispose of 159 shares of
Class A Common held by Mrs. Williams, as custodian for her minor daughter (Helen C. Williams); and
(e) is deemed to share the power to vote and dispose of 1,534 shares of Class A Common owned by her
spouse (David B. Williams). Collectively, the 380,121 shares of Class A Common beneficially owned
by Mrs. Williams constitute approximately 5.7% of the Class A Common outstanding as of December 31,
2007.
The twentieth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Scott Seelbach is hereby
deleted and replaced in its entirety by the following:
Scott Seelbach. Mr. Seelbach (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) is deemed to share the power to vote and
dispose of 9,993 shares of Class A Common held in trust for the benefit of his spouse (Chloe E.
Seelbach); (c) is deemed to share with his spouse the power to vote and dispose of 159 shares of
Class A Common held by his spouse as custodian for their minor daughter (Taplin E. Seelbach); and
(d) has sole power to vote and dispose of 159 shares of Class A Common. Collectively, the 348,606
shares of Class A Common beneficially owned by Mr. Seelbach constitute approximately 5.2% of the
Class A Common outstanding as of December 31, 2007.
The twenty-second paragraph under the heading Item 5. Interest in Securities of the Issuer
in the Filings reporting the beneficial ownership of Class A Common by Elizabeth B. Rankin is
hereby deleted and replaced in its entirety by the following:
Elizabeth B. Rankin. Mrs. Rankin (a) has sole power to vote and dispose of 159 shares of Class
A Common; (b) by virtue of the Partnership Interests received as gifts, shares with Rankin
Management, Inc. and the other Reporting Persons the power to dispose of 338,295 shares of Class A
Common held by the Partnership; (c) is deemed to share with her spouse (Matthew M. Rankin) the
power to vote and dispose of 10,246 shares of Class A Common held in a trust for the benefit of her
spouse, for which her spouse is a co-trustee; (d) is deemed to share with her spouse the power to
vote and dispose of 500 shares of Class A Common owned by her spouse; and (e) is deemed to share
with her spouse the power to vote and dispose of 82 shares of Class A Common held by her spouse as
a co-trustee of a trust for the benefit of her daughter (Mary M. Rankin). Collectively, the
349,282 shares of Class A Common beneficially owned by Mrs. Rankin constitute approximately 5.2% of
the Class A Common outstanding as of December 31, 2007.
The twenty-third paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Claiborne R. Rankin, Jr. is
hereby deleted and replaced in its entirety by the following:
Claiborne R. Rankin, Jr. Mr. Rankin (a) by virtue of the Partnership Interests received as
gifts, shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of
338,295 shares of Class A Common held by the Partnership; and (b) shares the power to vote and
dispose of 4,964 shares of Class A Common held in a trust created under the Agreement, dated
August 25, 2000, for his benefit with his father (Claiborne R. Rankin) as trustee. Collectively,
the 343,259 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 5.2%
of the Class A Common outstanding as of December 31, 2007.
The twenty-fourth paragraph under the heading Item 5. Interest in Securities of the Issuer
in the Filings reporting the beneficial ownership of Class A Common by Helen R. Butler is hereby
deleted and replaced in its entirety by the following:
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CUSIP NO. 629579 10 3
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Schedule 13D/A
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Page 27 of 28 Pages |
Helen R. Butler. Mrs. Butler (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) is deemed to share with her spouse (John C.
Butler) the power to vote and dispose of 14,047 shares of Class A Common held by Mr. Butler,
including (i) 8,024 shares of Class A Common held in a revocable trust for the benefit of
Mr. Butler, (ii) 2,800 shares of Class A Common held in her spouses individual retirement account,
(iii) 1,689 shares of Class A Common held in a trust for the benefit of his minor daughter (Clara
R. Butler) for which her spouse is trustee, and (iv) 1,534 shares of Class A Common held in a trust
for the benefit of her minor son (Griffith C. Butler) for which her spouse is trustee; and (c) is
deemed to share with her father (Alfred M. Rankin, Jr.) the power to vote and dispose of
38,599 shares of Class A Common held by a revocable trust, created for her benefit and for which
her father is the trustee. Collectively, the 390,941 shares of Class A Common beneficially owned
by Mrs. Butler constitute approximately 5.9% of the Class A Common outstanding as of December 31,
2007.
The twenty-fifth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Julia L. Rankin is hereby
deleted and replaced in its entirety by the following:
Julia L. Rankin. Ms. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; and (b) shares the power to vote and dispose of
5,009 shares of Class A Common held in a trust for her benefit with her father (Claiborne R.
Rankin), as trustee. Collectively, the 343,304 shares of Class A Common beneficially owned by
Ms. Rankin constitute approximately 5.2% of the Class A Common outstanding as of December 31, 2007.
The twenty-sixth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Thomas Parker Rankin is hereby
deleted and replaced in its entirety by the following:
Thomas Parker Rankin. Mr. Rankin (a) shares with Rankin Management, Inc. and the other
Reporting Persons the power to dispose of 338,295 shares of Class A Common held by the Partnership,
and (b) has sole power to vote and dispose of 3,559 shares of Class A Common held by Mr. Rankin.
Collectively, the 341,854 shares of Class A Common beneficially owned by Mr. Rankin constitute
approximately 5.1% of the Class A Common outstanding as of December 31, 2007.
[Signatures begin on the following page.]
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CUSIP NO. 629579 10 3
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Schedule 13D/A
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Page 28 of 28 Pages |
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, we certify that the
information set forth in this statement is true, complete and correct.
Dated: February 14, 2008
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RANKIN ASSOCIATES II, L.P. |
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By: Rankin Management, Inc., its Managing Partner |
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By: |
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/s/ Alfred M. Rankin, Jr. |
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Alfred M. Rankin, Jr., President
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RANKIN MANAGEMENT, INC. |
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By: |
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/s/ Alfred M. Rankin, Jr. |
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Alfred M. Rankin, Jr., President
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REPORTING PERSONS |
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Name: Rankin Management, Inc. |
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By: |
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/s/ Alfred M. Rankin, Jr. |
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Alfred M. Rankin, Jr., President,
on behalf of himself, and as:
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Attorney-in-Fact for Clara L. T. Rankin* |
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Attorney-in-Fact for Victoire G. Rankin* |
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Attorney-in-Fact for Helen R. Butler* |
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Attorney-in-Fact for Clara L. T. Rankin Williams* |
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Attorney-in-Fact for Thomas T. Rankin* |
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Attorney-in-Fact for Matthew M. Rankin* |
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Attorney-in-Fact for Claiborne R. Rankin* |
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Attorney-in-Fact for Chloe O. Rankin* |
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Attorney-in-Fact for Roger F. Rankin* |
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Attorney-in-Fact for Bruce T. Rankin* |
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Attorney-in-Fact for Alison A. Rankin* |
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Attorney-in-Fact for Corbin K. Rankin* |
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Attorney-in-Fact for John C. Butler, Jr.* |
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Attorney-in-Fact for James T. Rankin* |
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Attorney-in-Fact for Claiborne R. Rankin, Jr.* |
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Attorney-in-Fact for David B. Williams* |
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Attorney-in-Fact for Scott W. Seelbach* |
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Attorney-in-Fact for Elizabeth B. Rankin* |
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Attorney-in-Fact for Thomas P. Rankin* |
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Attorney-in-Fact for Claiborne R. Rankin, Jr.* |
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Attorney-in-Fact for Julia L. Rankin* |
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* |
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The power of attorney authorizing the above named individual to
act on behalf of each of the foregoing Reporting Persons
is included in Exhibit 2, at page 16, and Exhibit 4, at pages 25
and 26 of the Schedule 13D, filed February 18, 1998. |