HUNTINGTON BANCSHARES INCORPORATED POS AM
As
filed with the Securities and Exchange Commission on November 28, 2007.
Registration Nos. 333-53579, 333-53579-01, 333-53579-02, 333-53579-03, 333-53579-04, and 333-53579-05
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-3
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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HUNTINGTON BANCSHARES INCORPORATED
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MARYLAND
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31-0724920 |
(Exact Name of Registrant as Specified in Its Charter)
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(State or other jurisdiction of
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(I.R.S. Employer |
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incorporation or organization)
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Identification Number) |
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HUNTINGTON CAPITAL II
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DELAWARE
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31-1611039 |
(Exact Name of Registrant as Specified in Its Charter)
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(State or other jurisdiction of
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(I.R.S. Employer |
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incorporation or organization)
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Identification Number) |
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HUNTINGTON CAPITAL III
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DELAWARE
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31-1611041 |
(Exact Name of Registrant as Specified in Its Charter)
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(State or other jurisdiction of
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(I.R.S. Employer |
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incorporation or organization)
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Identification Number) |
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HUNTINGTON CAPITAL IV
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DELAWARE
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31-1611043 |
(Exact Name of Registrant as Specified in Its Charter)
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(State or other jurisdiction of
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(I.R.S. Employer |
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incorporation or organization)
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Identification Number) |
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HUNTINGTON CAPITAL V
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DELAWARE
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31-1611045 |
(Exact Name of Registrant as Specified in Its Charter)
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(State or other jurisdiction of
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(I.R.S. Employer |
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incorporation or organization)
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Identification Number) |
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HUNTINGTON CAPITAL VI
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DELAWARE
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31-1611046 |
(Exact Name of Registrant as Specified in Its Charter)
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(State or other jurisdiction of
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(I.R.S. Employer |
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incorporation or organization)
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Identification Number) |
Huntington Center
41 South High Street
Columbus, Ohio 43287
(614) 480-8300
(Address, including zip code, and telephone number, including
area code, of Registrants principal executive offices)
Richard A. Cheap, Esq.
General Counsel and Secretary
Huntington Bancshares Incorporated
41 South High Street
Columbus, Ohio 43287
(614) 480-4647
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies of Correspondence to:
Mary Beth M. Clary, Esq.
Porter, Wright, Morris & Arthur LLP
5801 Pelican Bay Boulevard, Suite 300
Naples, Florida 34108-2709
(239) 593-2959
Approximate date of commencement of proposed sale to the public: Not Applicable.
If the only securities being registered on this Form are being offered pursuant to dividend or
interest reinvestment plans, please check the following
box: o
If any of the securities being registered on this Form are to be offered on a delayed or continuous
basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in
connection with dividend or interest reinvestment plans, check the following
box: o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b)
under the Securities Act, please check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act,
check the following box and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective
amendment thereto that shall become effective upon filing with the Commission pursuant to Rule
462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to General
Instruction I.D. filed to register additional securities or additional classes of securities
pursuant to Rule 413(b) under the Securities Act, check the following box. o
DEREGISTRATION OF SECURITIES
On May 26, 1998, Huntington Bancshares Incorporated, a Maryland corporation (the Company),
and Huntington Capital II (Trust II), Huntington Capital III, Huntington Capital IV, Huntington
Capital V, and Huntington Capital VI, each a Delaware statutory business trust (collectively, the
Trusts), filed a Registration Statement on Form S-3 with the Securities and Exchange Commission
(Registration Nos. 333-53579, 333-53579-01, 333-53579-02, 333-53579-03, 333-53579-04, and
333-53579-05) (the Registration Statement) to register the sale of $250 million of the Companys
junior subordinated debentures (the Debentures) and the Trusts capital securities (the Capital
Securities). The Registration Statement also related to the guarantees of the Company with
respect to the Capital Securities (the Guarantees). The Registration Statement was declared
effective by the Securities and Exchange Commission on June 5, 1998. Pursuant to a Prospectus
Supplement, dated June 5, 1998, to the Prospectus, dated June 5, 1998, Trust II issued and sold
$100 million of its Floating Rate Capital Securities, Series B (Liquidation Amount $1,000 per
Capital Security). No other securities have been offered or sold under the Registration Statement.
The purpose of this Post-Effective Amendment No. 1 to Form S-3 Registration Statement is to
withdraw and remove from registration the $150 million unissued and unsold Debentures, Capital
Securities, and related Guarantees previously registered under the Registration Statement.
In accordance with the undertaking of the Company and the Trusts in the Registration
Statement, the Registration Statement is hereby amended to deregister all of the unissued and
unsold Debentures, Capital Securities, and Guarantees registered under the Registration Statement.
As a result of this deregistration, no securities remain registered for sale pursuant to the
Registration Statement.
Signatures
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it
has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3, and
has duly caused this Post-Effective Amendment No. 1 to Form S-3 Registration Statement to be signed
on its behalf by the undersigned, thereunto duly authorized, in the City of Columbus, State of
Ohio, on October 16, 2007.
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HUNTINGTON BANCSHARES INCORPORATED
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By: |
/s/ Richard A. Cheap
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Richard A. Cheap, Secretary and General Counsel |
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Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No.
1 to Form S-3 Registration Statement has been signed by the following persons in the capacities and
on the dates indicated:
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Signature |
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/s/ Thomas E. Hoaglin
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Chairman, Chief Executive Officer,
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Thomas E. Hoaglin
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and Director (Principal Executive Officer)
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/s/ Marty E. Adams
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Chief Operating Officer, President and Director
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Marty E. Adams
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/s/ Donald R. Kimble
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Chief Financial Officer and
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Donald R. Kimble
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Executive Vice President
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(Principal Financial Officer)
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/s/ Thomas P. Reed
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Controller and Senior Vice President
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Thomas P. Reed
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(Principal Accounting Officer)
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/s/ Raymond J. Biggs
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Director
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Raymond J. Biggs |
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/s/ Don M. Casto, III
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Director
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October 16, 2007 |
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Don M. Casto, III
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/s/ Michael J. Endres
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Director
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Michael J. Endres
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/s/ Marylouise Fennell
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Director
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Marylouise Fennell
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/s/ John B. Gerlach
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Director
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John B. Gerlach, Jr.
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/s/ D. James Hilliker
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Director
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D. James Hilliker
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/s/ David P. Lauer
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Director
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David P. Lauer
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Signature |
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/s/ Wm J. Lhota
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Director
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Wm. J. Lhota
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/s/ Jonathan A. Levy
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Director
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Jonathan A. Levy
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/s/ Gene E. Little
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Director
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Gene E. Little
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/s/ Gerard P. Mastroianni
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Director
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Gerard P. Mastroianni
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/s/ David L. Porteous
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Director
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David L. Porteous
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/s/ Kathleen H. Ransier
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Director
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Kathleen H. Ransier
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Pursuant to the requirements of the Securities Act of 1933, Huntington Capital II has duly
caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Columbus, State of Ohio, on October 16, 2007.
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HUNTINGTON CAPITAL II
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By: HUNTINGTON BANCSHARES INCORPORATED
as sponsor
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By: |
/s/ Richard A. Cheap
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Richard A. Cheap, Secretary and General Counsel |
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Pursuant to the requirements of the Securities Act of 1933, Huntington Capital III has duly
caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Columbus, State of Ohio, on October 16, 2007.
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HUNTINGTON CAPITAL III |
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By: HUNTINGTON BANCSHARES INCORPORATED
as sponsor
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By: |
/s/ Richard A. Cheap
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Richard A. Cheap, Secretary and General Counsel |
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3
Pursuant to the requirements of the Securities Act of 1933, Huntington Capital IV has duly
caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Columbus, State of Ohio, on October 16, 2007.
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HUNTINGTON CAPITAL IV
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By: HUNTINGTON BANCSHARES INCORPORATED
as sponsor
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By: |
/s/ Richard A. Cheap
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Richard A. Cheap, Secretary and General Counsel |
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Pursuant to the requirements of the Securities Act of 1933, Huntington Capital V has duly
caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Columbus, State of Ohio, on October 16, 2007.
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HUNTINGTON CAPITAL V
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By: HUNTINGTON BANCSHARES INCORPORATED
as sponsor
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By: |
/s/ Richard A. Cheap
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Richard A. Cheap, Secretary and General Counsel |
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Pursuant to the requirements of the Securities Act of 1933, Huntington Capital VI has duly
caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Columbus, State of Ohio, on October 16, 2007.
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HUNTINGTON CAPITAL VI
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By: HUNTINGTON BANCSHARES INCORPORATED
as sponsor
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By: |
/s/ Richard A. Cheap
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Richard A. Cheap, Secretary and General Counsel |
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