UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A
Amendment No. 1
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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For the fiscal year ended December 31, 2007 |
OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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For the transition period from __________________ to __________________ |
Commission file number 1-14267
REPUBLIC SERVICES, INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction of
incorporation or organization)
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65-0716904
(I.R.S. Employer
Identification No.) |
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110 S.E. 6th Street, 28th Floor
Ft. Lauderdale, Florida
(Address of principal executive offices)
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33301
(Zip code) |
Registrant’s telephone number, including area code: (954) 769-2400
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class
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Name of each exchange on which registered |
| Common Stock, par value $.01 per share
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New York Stock Exchange |
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule
405 of the Securities Act. Yes x No o
Indicate by check mark if the registrant is not required to file reports pursuant to Section
13 or Section 15(d) of the Act. Yes o No x
Indicate by check mark whether the registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or
for such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation
S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in
definitive proxy or information statements incorporated by reference in Part III of this Form 10-K
or any amendment to this Form 10-K. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large
accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the
Exchange Act.
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| Large accelerated
filer x
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Accelerated filer o
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Non-accelerated filer o
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Smaller reporting company o |
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(Do not check if a smaller reporting company) |
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act). Yes o No x
As of June 30, 2007, the aggregate market value of shares of the Common Stock held by
non-affiliates of the registrant was $5,836,412,371.
As of February 15, 2008, the registrant had outstanding 183,537,011 shares of Common Stock.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the Registrant’s Proxy Statement relative to the 2008 Annual Meeting of
Stockholders are incorporated by reference in Part III hereof.
PART III
The information required by Items 10, 11, 12 (except for the information required by Item
201(d) of Regulation S-K), 13 and 14 of Part III of Form 10-K will be set forth in the Proxy
Statement of the Company relating to the 2008 Annual Meeting of Stockholders and is incorporated by
reference herein.
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| ITEM 12. |
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SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS. |
The following table sets forth certain information regarding equity compensation plans as of
December 31, 2007 (number of securities in millions):
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Number of |
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Securities |
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Remaining Available |
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Number of |
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for Future Issuance |
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Securities to be |
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Under Equity |
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Issued Upon |
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Weighted-Average |
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Compensation Plans |
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Exercise of |
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Exercise Price of |
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Excluding |
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Outstanding |
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Outstanding |
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Securities |
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Options, Warrants |
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Options, Warrants |
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Reflected in |
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| Plan Category |
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and Rights |
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and Rights |
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Column A |
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Equity compensation plans approved by
security holders |
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8.1 |
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$ |
18.87 |
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13.9 |
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Equity compensation plans not approved by
security holders |
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— |
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— |
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— |
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Total |
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8.1 |
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$ |
18.87 |
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13.9 |
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3