UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)1
NACCO Industries, Inc.
(Name of Issuer)
Class B Common Stock, par value $1.00 per share
(Title and Class of Securities)
629579 20 02
(CUSIP Number)
Alfred M. Rankin, Jr.
5875 Landerbrook Drive
Cleveland, Ohio 44124-4017
(216) 449-9600
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 2010
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the
acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule
13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 4 Pages)
1 The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter disclosures provided in a prior cover
page.
The information required on the remainder of this cover page shall not be deemed to be “filed”
for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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Schedule 13D/A |
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This Amendment No. 3 to Schedule 13D (the “Amendment No. 3”) is hereby filed to update and
supplement certain information with respect to beneficial ownership of shares of Class B Common
Stock (“Class B Common”) of NACCO Industries, Inc. (the “Company”) held by Rankin Associations IV,
L.P., a Delaware limited partnership (the “Partnership”), that appeared in the Schedule 13D filed
by the Reporting Persons on March 8, 2005 (the “Initial Filing”), as amended by Amendment No. 1
filed on February 14, 2006 and as amended by Amendment No. 2 filed on February 13, 2009
(collectively, the “Filings”). This Amendment No. 3 reflects the beneficial ownership of shares of
Class B Common by the Reporting Persons. Capitalized items used herein but not defined herein have
the meanings assigned to them in the Initial Filing.
Item 5. Interest in Securities of the Issuer.
The information appearing under the heading “Item 5. Interest in Securities of the Issuer,”
which appears in the Filings, is hereby amended as follows:
(a) — (b) Pursuant to the Act and regulations thereunder, the Reporting Persons may be
deemed as a group to have beneficial ownership of 294,728 shares of the Class B Common, the
aggregate number of shares of Class B Common that are held by the Partnership, which amount
represents approximately 18.4% of the Class B Common outstanding on December 31, 2009.
The fourth paragraph under the heading “Item 5. Interest in Securities of the Issuer,” which
appears in the Filings reporting the beneficial ownership of Class B Common by Alfred M. Rankin,
Jr., is hereby deleted and replaced in its entirety by the following:
Alfred M. Rankin, Jr. Mr. Rankin (a) as trustee and beneficiary of certain trusts, shares the
power to vote the 294,728 shares of Class B Common held by the Partnership with the other General
Partners, (b) as trustee and beneficiary of certain trusts, shares the power to dispose of the
294,728 shares of Class B Common held by the Partnership with the other General Partners and other
Limited Partners, (c) as trustee and beneficiary of certain trusts, shares the power to vote the
472,371 shares of Class B Common held by Rankin I, L.P., a Delaware limited partnership (“Rankin
I”), with the other general partners of Rankin I, (d) as trustee and beneficiary of certain trusts,
shares the power to dispose of the 472,371 shares of Class B Common held by Rankin I with the other
general partners and other limited partners of Rankin I, and (e) as trustee and beneficiary of
certain trusts, has the sole power to vote and to dispose of 63,052 shares of Class B Common.
Together, the 830,151 shares of Class B Common beneficially owned by Alfred M. Rankin, Jr.,
constitute approximately 51.9% of the Class B Common outstanding on December 31, 2009.
[Signatures begin on the next page.]
[Remainder of page is left intentionally blank.]