UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D/A
(Rule 13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 6)1
NACCO Industries, Inc.
(Name of Issuer)
Class B Common Stock, par value $1.00 per share
(Title of Class of Securities)
629579 20 02
(CUSIP Number)
Alfred M. Rankin, Jr.
5875 Landerbrook Drive
Cleveland, Ohio 44124-4017
(216) 449-9600
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 2010
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the
acquisition that is the subject of this Schedule 13D, and is filing this schedule because of
§§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 4 Pages)
1 The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter disclosures provided in a prior cover
page.
The information required on the remainder of this cover page shall not be deemed to be “filed”
for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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Schedule 13D/A |
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This Amendment No. 6 to Amended and Restated Schedule 13D (this “Amendment No. 6”) is
hereby filed to update and supplement certain information with respect to beneficial ownership of
shares of Class B Common Stock (the “Class B Common”) of NACCO Industries, Inc. (the “Company”)
held by Rankin Associates I, L.P., a Delaware limited partnership (the “Partnership”), that
appeared in the Amended and Restated Schedule 13D filed by the Reporting Persons on March 27, 2002
(the “Initial Filing”), as amended on October 24, 2002 (the “Amendment No. 1”), as further amended
on February 17, 2004 (the “Amendment No. 2”), as further amended on February 15, 2005 (the
“Amendment No. 3”), as further amended on February 14, 2006 (the “Amendment No. 4”) and as further
amended on February 13, 2008 (the “Amendment No. 5”) (collectively, the “Filings”). This Amendment
No. 6 reflects the beneficial ownership of shares of Class B Common by the Reporting Persons.
Capitalized items used herein but not defined herein have the meanings assigned to them in the
Initial Filing.
Item 5. Interest in Securities of the Issuer.
The information appearing under the heading “Item 5. Interest in Securities of the Issuer,”
which appears in the Filings, is hereby amended as follows:
(a) – (b) Pursuant to the Act and regulations thereunder, the Reporting Persons may be deemed
as a group to have beneficial ownership of 472,371 shares of the Class B Common, the aggregate
number of shares of Class B Common that are held by the Partnership, which amount represents
approximately 29.5% of the Class B Common outstanding on December 31, 2009.
The sixth paragraph under the heading “Item 5. Interest in Securities of the Issuer,” which
appears in the Filings reporting the beneficial ownership of Class B Common by Alfred M. Rankin,
Jr., is hereby deleted and replaced in its entirety by the following:
Alfred M. Rankin, Jr. Mr. Rankin (a) as trustee and beneficiary of certain trusts, shares the
power to vote the 472,371 shares of Class B Common held by the Partnership with the other General
Partners, (b) as trustee and beneficiary of certain trusts, shares the power to dispose of the
472,371 shares of Class B Common held by the Partnership with the other General Partners and other
Limited Partners, (c) as trustee and beneficiary of certain trusts, shares the power to vote the
294,728 shares of Class B Common held by Rankin IV with the other general partners of Rankin IV,
(d) as trustee and beneficiary of certain trusts, shares the power to dispose of the 294,728 shares
of Class B Common held by Rankin IV with the other general partners and other limited partners of
Rankin IV, and (e) as trustee and beneficiary of certain trusts, has the sole power to vote and to
dispose of 63,052 shares of Class B Common. Together, the 830,151 shares of Class B Common
beneficially owned by Alfred M. Rankin, Jr., constitute approximately 51.9% of the Class B Common
outstanding on December 31, 2009.
[Signatures begin on the next page.]
[Remainder of page is left intentionally blank.]