SC TO-T/A
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule TO
Amendment No. 1
(Rule 14d-100)
Tender Offer Statement under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
GENELABS TECHNOLOGIES, INC.
(Name of Subject Company (Issuer))
Gemstone Acquisition Corporation
and
GlaxoSmithKline plc
(Names of Filing Persons (Offerors))
Common Stock, no par value per share
(Title of Class of Securities)
368706206
(CUSIP Number of Class of Securities)
Carol G. Ashe, Esq.
GlaxoSmithKline
One Franklin Plaza (FP 2355)
200 N. 16th Street
Philadelphia, Pennsylvania 19102
(215) 741-4000
(Name, Address and Telephone Numbers of Person Authorized
to Receive Notices and Communications on Behalf of Filing Persons)
Copy to:
Benet J. OReilly, Esq.
Cleary Gottlieb Steen & Hamilton LLP
One Liberty Plaza
New York, New York 10006
(212) 225-2000
CALCULATION OF FILING FEE
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Transaction Valuation* |
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Amount of Filing Fee** |
$57,107,614.50
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$ |
2,244.33 |
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* |
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For purposes of calculating the filing fee pursuant to Rule 0-11(d) only, the transaction
valuation was calculated by adding the sum of (a) the offer price of $1.30 per share of common
stock, no par value per share, of Genelabs Technologies, Inc. (the Shares) multiplied by
43,684,465 shares of common stock issued and outstanding, and (b) the offer price of $1.30
minus $0.69, which is
the weighted average exercise price of outstanding in-the-money options to acquire Shares
multiplied by 521,000, the number of outstanding in-the-money options. |
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** |
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The filing fee, calculated in accordance with Rule 0-11 of the Securities Exchange Act of
1934, is calculated by multiplying the Transaction Valuation by .00003930. |
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Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify
the filing with which the offsetting fee was previously paid. Identify the previous filing by
registration statement number, or the Form or Schedule and the date of its filing. |
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Amount Previously Paid: $2,244.33
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Filing Party: Gemstone Acquisition Corporation and |
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GlaxoSmithKline plc |
Form or Registration No.: Schedule TO
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Date Filed: November 12, 2008 |
o Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
Check the appropriate boxes below to designate any transactions to which the statement relates:
þ third-party tender offer subject to Rule 14d-1.
o issuer tender offer subject to Rule 13e-4.
o going-private transaction subject to Rule 13e-3.
o amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the results of the tender
offer: o
This Amendment No. 1 to the Tender Offer Statement on Schedule TO (this Amendment), filed
with the Securities and Exchange Commission on November 20, 2008, amends and supplements the Tender
Offer Statement on Schedule TO filed on November 12, 2008 (the Schedule TO) and relates to the
offer by Gemstone Acquisition Corporation, a California corporation (Purchaser) and a
wholly-owned subsidiary of SmithKline Beecham Corporation, a Pennsylvania corporation (SKB) and a
wholly-owned subsidiary of GlaxoSmithKline plc, a public limited company organized under the laws
of England and Wales (GSK), to purchase all outstanding shares of common stock, no par value per
share (the Shares), of Genelabs Technologies, Inc., a California corporation (Genelabs), at a
price of $1.30 per Share, net to the seller in cash, without interest thereon and less any required
withholding taxes, upon the terms and subject to the conditions set forth in the Offer to Purchase
dated November 12, 2008 (the Offer to Purchase) and in the related Letter of Transmittal (which,
together with any amendments or supplements thereto, collectively constitute the Offer), which
are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.
This Amendment is being filed on behalf of Purchaser and GSK.
All information set forth in the Offer to Purchase filed as Exhibit (a)(1)(A) to the Schedule
TO is incorporated by reference in answer to Items 1 through 11 in the Schedule TO, except those
items as to which information is specifically provided herein. The Agreement and Plan of Merger,
dated as of October 29, 2008, by and among Purchaser, SKB and Genelabs, a copy of which is attached
as Exhibit (d)(1) to the Schedule TO, is incorporated herein by reference with respect to Items 4
through 11 of the Schedule TO.
Item 11. Additional Information.
Item 11 of the Schedule TO is hereby amended and supplemented by adding the following:
The putative shareholder class action initiated on November 4, 2008, by Lanre Rotimi Rollover
IRA against Genelabs, members of the Genelabs Board of Directors and GSK in the Superior Court of
California, County of San Mateo was removed to the United States District Court Northern District
of California, San Francisco Division on November 12, 2008.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information
set forth in this statement is true, complete and correct.
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GlaxoSmithKline plc
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By: |
/s/ Simon M. Bicknell
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Name: |
Simon M. Bicknell |
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Title: |
Secretary |
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Gemstone Acquisition Corporation
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By: |
/s/ Carol G. Ashe
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Name: |
Carol G. Ashe |
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Title: |
Authorized Signatory |
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Dated: November 20, 2008