8-K Exhibits Filing 20150603


 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
 
FORM 8K
 
 
 
 
 
 
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
 
 
Date of report (Date of earliest event reported): June 3, 2015
 
 
 
 
Ciena Corporation
(Exact Name of Registrant as Specified in Its Charter)
 
 
 
Delaware
(State or Other Jurisdiction of Incorporation)
 
 
 
001-36250
 
23-2725311
(Commission File Number)
 
(IRS Employer Identification No.)
 
 
 
7035 Ridge Road, Hanover, MD
 
21076
(Address of Principal Executive Offices)
 
(Zip Code)
 
 
 
(410) 694-5700
(Registrant's Telephone Number, Including Area Code)
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))








EXPLANATORY NOTE

This Current Report on Form 8-K is being filed to file under Item 9.01 the following exhibits, certain of which relate to disclosures made previously in Ciena Corporation’s Current Report on Form 8-K filed on April 17, 2015.


ITEM 9.01 - FINANCIAL STATEMENTS AND EXHIBITS

 
The following exhibits are being filed herewith:
 
 
 
 
Exhibit Number
Description of Document
 
 
 
 
Exhibit 10.1
First Amendment to Credit Agreement and First Amendment to Certain Pledge Agreements, dated April 15, 2015
 
Exhibit 10.2
Omnibus Fourth Amendment to Credit Agreement and First Amendment to U.S. Pledge Agreement and Canadian Pledge Agreement, dated April 15, 2015
 
Exhibit 10.3
Amendment No. 1 to the Lease Agreement dated October 23, 2014, between Innovation Blvd II Limited and Ciena Canada, Inc., dated April 15, 2015
 
Exhibit 10.4
Lease Agreement between Innovation Blvd II Limited and Ciena Canada, Inc., dated April 15, 2015






SIGNATURES




Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.






 
Ciena Corporation
 
 
 
 
 
 
Date: June 3, 2015
By:
/s/ David M. Rothenstein
 
 
David M. Rothenstein
 
 
Senior Vice President, General Counsel and Secretary