UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
(Amendment No. 2)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-
1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
A. Schulman, Inc.
-----------------
(Name of Issuer)
Common Stock, par value $1.00 per share
---------------------------------------
(Title of Class of Securities)
808194104
---------
(CUSIP Number)
Mr. James A. Mitarotonda
c/o Barington Companies Equity Partners, L.P.
888 Seventh Avenue, 17th Floor
New York, NY 10019
(212) 974-5700
--------------
(Name, Address and Telephone Number of
Person Authorized to Receive Notices
and Communications)
July 26, 2005
-------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following
box: |_|.
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Equity Partners, L.P. 13-4088890
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 408,609
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 408,609
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
408,609
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.34%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Investors, LLC 13-4126527
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 408,609
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 408,609
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
408,609
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.34%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Offshore Fund, Ltd. (BVI)
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 143,685
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 143,685
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
143,685
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.47%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Advisors, LLC 20-0327470
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 143,685
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 143,685
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
471,578
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.54%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IA, OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Capital Group, L.P. 13-3635132
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
New York
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 552,294
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 552,294
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
880,187
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.88%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
LNA Capital Corp. 13-3635168
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 552,294
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 552,294
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
880,187
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.88%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James Mitarotonda
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 552,294
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 552,294
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
880,187
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.88%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Parche, LLC 20-0870632
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 157,183
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 157,183
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
157,183
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.51%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Starboard Value & Opportunity Fund, LLC 37-1484524
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 825,250
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 825,250
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
825,250
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.7%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Admiral Advisors, LLC 37-1484525
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 982,433
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 982,433
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
982,433
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.21%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ramius Capital Group, LLC 13-3937658
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 982,433
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 982,433
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
982,433
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.21%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IA, OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C4S & Co., LLC 13-3946794
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 982,433
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 982,433
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
982,433
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.21%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Peter A. Cohen
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
___________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 982,433
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
982,433
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
982,433
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.21%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Morgan B. Stark
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 982,433
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
982,433
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
982,433
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.21%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jeffrey M. Solomon
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 982,433
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
982,433
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
982,433
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.21%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas W. Strauss
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 982,433
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
982,433
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
982,433
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.21%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Millenco, L.P. 13-3532932
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 39,868
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 39,868
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
367,761
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN, BD
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Millennium Management, L.L.C. 13-3804139
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 39,868
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 39,868
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
367,761
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Israel A. Englander
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 39,868
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 39,868
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
367,761
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RJG Capital Partners, L.P. 20-0133443
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,500
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,500
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,500
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RJG Capital Management, LLC 20-0027325
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,500
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,500
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,500
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ronald Gross
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,500
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,500
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,500
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn Special Opportunities Fund, L.P. 73-1637217
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,240
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,240
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,240
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.004%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn Special Opportunities Fund (TE), L.P. 20-0024165
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,240
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,240
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,240
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.004%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn Special Opportunities Fund, Ltd.
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 7,440
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 7,440
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,440
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.02%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
HCM/Z Special Opportunities LLC 98-0436333
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 2,480
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 2,480
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,480
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.008%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn & Co., L.P. 02-0597442
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,400
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,400
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,400
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DBZ GP, LLC 42-1657316
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,400
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,400
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,400
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Zwirn Holdings, LLC 30-0080444
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,400
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,400
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,400
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Daniel B. Zwirn
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,400
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,400
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,400
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
This Amendment No. 2 amends and supplements the Schedule 13D filed with
the Securities and Exchange Commission (the "SEC") on June 6, 2005, as amended
by that certain Amendment No. 1 filed on July 1, 2005 (together, the
"Statement") by and on behalf of Barington Companies Equity Partners, L.P.
("Barington") and others with respect to the common stock, par value $1.00 per
share (the "Common Stock"), of A. Schulman, Inc., a Delaware corporation (the
"Company"). The principal executive offices of the Company are located at 3550
West Market Street, Akron, Ohio 44333.
Item 2. Identity and Background.
The first and second paragraphs of Item 2(a)-(c) of the Statement are
hereby amended and restated as follows:
(a) - (c) This Statement is being filed by Barington Companies Equity
Partners, L.P., Barington Companies Investors, LLC, Barington Companies Offshore
Fund, Ltd. (BVI), Barington Companies Advisors, LLC, Barington Capital Group,
L.P., LNA Capital Corp., James Mitarotonda, Parche, LLC, Starboard Value &
Opportunity Fund, LLC, Admiral Advisors, LLC, Ramius Capital Group, LLC, C4S &
Co., LLC, Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon, Thomas W.
Strauss, Millenco, L.P., Millennium Management, L.L.C., Israel A. Englander, RJG
Capital Partners, L.P., RJG Capital Management, LLC, Ronald Gross, D.B. Zwirn
Special Opportunities Fund, L.P., D.B. Zwirn Special Opportunities Fund (TE),
L.P., D.B. Zwirn Special Opportunities Fund, Ltd., HCM/Z Special Opportunities
LLC, D.B. Zwirn & Co., L.P., DBZ GP, LLC, Zwirn Holdings, LLC and Daniel B.
Zwirn (each, a "Reporting Entity" and, collectively, the "Reporting Entities").
As of the date of this filing, the Reporting Entities are the beneficial
owners of, in the aggregate, 1,927,388 shares of Common Stock, representing
approximately 6.3% of the shares of Common Stock presently outstanding.
Item 2(a)-(c) of the Statement is hereby amended and supplemented as
follows:
Each of D.B. Zwirn Special Opportunities Fund, L.P. and D.B. Zwirn Special
Opportunities Fund (TE), L.P. is a Delaware limited partnership formed to be a
private investment fund. The address of the principal business and principal
office of D.B. Zwirn Special Opportunities Fund, L.P. and D.B. Zwirn Special
Opportunities Fund (TE), L.P. is 745 Fifth Avenue, 18th Floor, New York, New
York 10151.
D.B. Zwirn Special Opportunities Fund, Ltd. is an exempted company
organized under the laws of the Cayman Islands formed to be a private investment
fund. The address of the principal business and principal office of D.B. Zwirn
Special Opportunities Fund, Ltd. is c/o Goldman Sachs (Cayman) Trust, Limited,
P.O. Box 896 GT, George Town, Harbour Centre, 2nd Floor, Grand Cayman, Cayman
Island, British West Indies. HCM/Z Special Opportunities LLC is an exempted
company organized under the laws of the Cayman Islands formed to be used as an
investment vehicle. The address of the principal business and principal office
of HCM/Z Special Opportunities LLC is c/o Highbridge Capital Corporation,
Corporate Centre, 4th Floor, 27 Hospital Road, Grand Cayman, Cayman Islands,
British West Indies. There are no officers of D.B. Zwirn Special Opportunities
Fund, Ltd. or HCM/Z Special Opportunities LLC. The directors of D.B. Zwirn
Special Opportunities Fund, Ltd. and HCM/Z Special Opportunities LLC
and their principal occupations and business addresses are set forth on Schedule
I and incorporated by reference in this Item 2.
The manager of D.B. Zwirn Special Opportunities Fund, L.P., D.B. Zwirn
Special Opportunities Fund (TE), L.P., D.B. Zwirn Special Opportunities Fund,
Ltd. and HCM/Z Special Opportunities LLC is D.B. Zwirn & Co., L.P. D.B. Zwirn &
Co., L.P. is a Delaware limited partnership that acts as the manager of D.B.
Zwirn Special Opportunities Fund, L.P., D.B. Zwirn Special Opportunities Fund
(TE), L.P., D.B. Zwirn Special Opportunities Fund, Ltd. and HCM/Z Special
Opportunities LLC. The address of the principal business and principal office of
D.B. Zwirn & Co., L.P. is 745 Fifth Avenue, 18th Floor, New York, New York
10151. The general partner of D.B. Zwirn & Co., L.P. is DBZ GP, LLC. DBZ GP, LLC
is a Delaware limited liability company that acts as the general partner of D.B.
Zwirn & Co., L.P. The address of the principal business and principal office of
DBZ GP, LLC is 745 Fifth Avenue, 18th Floor, New York, New York 10151.
The managing member of DBZ GP, LLC is Zwirn Holdings, LLC. Zwirn Holdings,
LLC is a Delaware limited liability company that acts as the managing member of
DBZ GP, LLC. The address of the principal business and principal office of Zwirn
Holdings, LLC is 745 Fifth Avenue, 18th Floor, New York, New York 10151. Daniel
B. Zwirn is the managing member of Zwirn Holdings, LLC. The business address of
Mr. Zwirn is c/o D.B. Zwirn & Co., L.P., 745 Fifth Avenue, 18th Floor, New York,
New York 10151.
Item 2(d)-(f) of the Statement is hereby amended and restated as follows:
(d) - (e) During the last five years, none of the Reporting Entities or
any other person identified in response to this Item 2 was convicted in a
criminal proceeding (excluding traffic violations and similar misdemeanors) or
was a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
(f) Each natural person identified in Item 2 is a citizen of the United
States, other than Graham Cook, a director of Barington Companies Offshore Fund,
Ltd. (BVI), Alun Davies, a director of D.B. Zwirn Special Opportunities Fund,
Ltd. and Hugh Thompson, a director of HCM/Z Special Opportunities LLC, each of
whom is a citizen of the United Kingdom.
Item 3. Source and Amount of Funds or Other Consideration.
The information contained in Item 3 of the Statement is hereby amended and
supplemented as follows:
Since the filing of the Statement, the Reporting Entities purchased an
aggregate of 76,100 shares of Common Stock. The amount of funds expended for
such purchases was approximately $50,904.60 by Barington Companies Equity
Partners, L.P., $392,084.63 by Barington Companies Offshore Fund Ltd. (BVI),
$73,147.50 by Parche, LLC, $384,478.56 by Starboard Value & Opportunity Fund,
LLC, $225,548.96 by Millenco, L.P., $298,748.97 on behalf of Millenco, L.P.,
$46,691.78 by HCM/Z Special Opportunities LLC, $23,345.82 by D.B. Zwirn
Special Opportunities Fund, L.P., $140,075.32 by D.B. Zwirn Special
Opportunities Fund, Ltd. and $23,345.96 by D.B. Zwirn Special Opportunities Fund
(TE), L.P.
All purchases of Common Stock by the Reporting Entities were made in open
market transactions. All transactions effected since the filing of the Statement
are described in the Schedule II attached hereto. All such purchases of Common
Stock were funded by working capital, which may, at any given time, include
margin loans made by brokerage firms in the ordinary course of business.
Item 5. Interest in Securities of the Issuer.
Items 5(a) and 5(b) of the Statement are hereby amended and restated as
follows:
(a) As of the date hereof, Barington Companies Equity Partners, L.P.
beneficially owns an aggregate of 408,609 shares of Common Stock, representing
approximately 1.34% of the shares of Common Stock presently outstanding based
upon the 30,605,296 shares of Common Stock reported by the Company to be issued
and outstanding as of June 30, 2005 in its Form 10-Q filed with the Securities
and Exchange Commission on July 11, 2005 (the "Issued and Outstanding Shares").
As the general partner of Barington Companies Equity Partners, L.P., Barington
Companies Investors, LLC may be deemed to beneficially own the 408,609 shares of
Common Stock owned by Barington Companies Equity Partners, L.P.
As of the date hereof, Barington Companies Offshore Fund, Ltd. (BVI)
beneficially owns 143,685 shares of Common Stock, constituting approximately
0.47% of the Issued and Outstanding Shares. As of the date hereof, Barington
Companies Advisors, LLC beneficially owns 327,893 shares of Common Stock, which
shares are held in a managed account as further described in Item 6. As the
investment advisor to Barington Companies Offshore Fund, Ltd. (BVI), Barington
Companies Advisors, LLC may also be deemed to beneficially own the 143,685
shares of Common Stock owned by Barington Companies Offshore Fund, Ltd. (BVI),
representing an aggregate of 471,578 shares, constituting approximately 1.54% of
the Issued and Outstanding Shares. As the Managing Member of Barington Companies
Advisors, LLC, Barington Capital Group, L.P. may be deemed to beneficially own
the 327,893 shares of Common Stock beneficially owned by Barington Companies
Advisors, LLC and the 143,685 shares of Common Stock owned by Barington
Companies Offshore Fund, Ltd. (BVI). As the majority member of Barington
Companies Investors, LLC, Barington Capital Group, L.P. may also be deemed to
beneficially own the 408,609 shares of Common Stock owned by Barington Companies
Equity Partners, L.P., representing an aggregate of 880,187 shares, constituting
approximately 2.88% of the Issued and Outstanding Shares. As the general partner
of Barington Capital Group, L.P., LNA Capital Corp. may be deemed to
beneficially own the 408,609 shares owned by Barington Companies Equity
Partners, L.P., the 327,893 shares of Common Stock beneficially owned by
Barington Companies Advisors, LLC and the 143,685 shares owned by Barington
Companies Offshore Fund, Ltd. (BVI), representing an aggregate of 880,187
shares, constituting approximately 2.88% of the Issued and Outstanding Shares.
As the sole stockholder and director of LNA Capital Corp., Mr. Mitarotonda may
be deemed to beneficially own the 408,609 shares owned by Barington Companies
Equity Partners, L.P., the 327,893 shares of Common Stock beneficially owned by
Barington Companies Advisors, LLC and the 143,685 shares owned by Barington
Companies Offshore Fund, Ltd. (BVI), representing an aggregate of 880,187
shares, constituting approximately 2.88% of the Issued and Outstanding Shares.
Mr. Mitarotonda has sole voting and dispositive power with respect to the
408,609 shares owned by Barington Companies Equity Partners, L.P. and the
143,685 shares owned by Barington Companies Offshore Fund, Ltd. (BVI) and shared
voting and dispositive power with respect to the 327,893 shares of Common Stock
beneficially owned by Barington Companies Advisors, LLC by virtue of his
authority to vote and dispose of such shares. Mr. Mitarotonda disclaims
beneficial ownership of any such shares except to the extent of his pecuniary
interest therein.
As of the date hereof, each of Parche, LLC and Starboard Value &
Opportunity Fund, LLC beneficially own the 157,183 shares and 825,250 shares of
Common Stock, respectively, constituting approximately 0.51% and 2.7%,
respectively, of the Issued and Outstanding Shares. As the Managing Member of
each of Parche, LLC and Starboard Value & Opportunity Fund, LLC, Admiral
Advisors, LLC may be deemed to beneficially own the 157,183 shares and the
825,250 shares of Common Stock owned by Parche, LLC and Starboard Value &
Opportunity Fund, LLC, respectively, representing an aggregate of 982,433
shares, constituting approximately 3.21% of the Issued and Outstanding Shares.
As the sole member of Admiral Advisors, LLC, Ramius Capital Group, LLC may be
deemed to beneficially own the 157,183 shares and the 825,250 shares of Common
Stock owned by Parche, LLC and Starboard Value & Opportunity Fund, LLC,
respectively, representing an aggregate of 982,433 shares, constituting
approximately 3.21% of the Issued and Outstanding Shares. As the Managing Member
of Ramius Capital Group, LLC, C4S & Co., LLC may be deemed to beneficially own
the 157,183 shares and the 825,250 shares of Common Stock owned by Parche, LLC
and Starboard Value & Opportunity Fund, LLC, respectively, representing an
aggregate of 982,433 shares, constituting approximately 3.21% of the Issued and
Outstanding Shares. As the Managing Members of C4S & Co., LLC, each of Peter A.
Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be deemed
to beneficially own the 157,183 shares and the 825,250 shares of Common Stock
owned by Parche, LLC and Starboard Value & Opportunity Fund, LLC, respectively,
representing an aggregate of 982,433 shares, constituting approximately 3.21% of
the Issued and Outstanding Shares. Each of Messrs. Cohen, Stark, Solomon and
Strauss share voting and dispositive power with respect to the 157,183 shares
and the 825,250 shares owned by Parche, LLC and Starboard Value & Opportunity
Fund, LLC, respectively, by virtue of their shared authority to vote and dispose
of such shares. Messrs. Cohen, Stark, Solomon & Strauss disclaim beneficial
ownership of such shares.
As of the date hereof, Millenco, L.P. may be deemed to beneficially own an
aggregate of 367,761 shares of Common Stock, representing approximately 1.2% of
the Issued and Outstanding Shares, 327,893 shares of which are held in a managed
account as further described in Item 6 and 39,868 shares of which are owned by
Millenco, L.P.
As the general partner of Millenco, L.P., Millennium Management, L.L.C.
may be deemed to beneficially own the 367,761 shares of Common Stock which may
be deemed to be beneficially owned by Millenco, L.P. As the Managing Member of
Millennium Management, L.L.C., which in turn is the general partner of Millenco,
L.P., Mr. Englander may be deemed to beneficially own the 367,761 shares of
Common Stock which may be deemed to be beneficially owned by Millenco, L.P.,
constituting approximately 1.2% of the Issued and Outstanding Shares. Mr.
Englander disclaims beneficial ownership of any such shares except to the extent
of his pecuniary interest therein.
As of the date hereof, RJG Capital Partners, L.P. beneficially owns 12,500
shares of Common Stock, constituting approximately 0.04% of the Issued and
Outstanding Shares. As the general partner of RJG Capital Partners, L.P., RJG
Capital Management, LLC may be deemed to beneficially own the 12,500 shares
owned by RJG Capital Partners, L.P., constituting approximately 0.04% of the
Issued and Outstanding Shares. As the managing member of RJG Capital Management,
LLC, which in turn is the general partner of RJG Capital Partners, L.P., Mr.
Gross may be deemed to beneficially own the 12,500 shares owned by RJG Capital
Partners, L.P., constituting approximately 0.04% of the Issued and Outstanding
Shares. Mr. Gross has sole voting and dispositive power with respect to the
12,500 shares owned by RJG Capital Partners, L.P. by virtue of his authority to
vote and dispose of such shares. Mr. Gross disclaims beneficial ownership of any
such shares except to the extent of his pecuniary interest therein.
As of the date hereof, each of D.B. Zwirn Special Opportunities Fund, L.P.
and D.B. Zwirn Special Opportunities Fund (TE), L.P. beneficially own 1,240
shares and 1,240 shares of Common Stock, respectively, constituting
approximately 0.004% and 0.004%, respectively, of the Issued and Outstanding
Shares. As of the date hereof, each of D.B. Zwirn Special Opportunities Fund,
Ltd. and HCM/Z Special Opportunities LLC beneficially own 7,440 shares and 2,480
shares of Common Stock, respectively, constituting approximately 0.02% and
0.008%, respectively, of the Issued and Outstanding Shares.
As the manager of D.B. Zwirn Special Opportunities Fund, L.P., D.B. Zwirn
Special Opportunities Fund (TE), L.P., D.B. Zwirn Special Opportunities Fund,
Ltd. and HCM/Z Special Opportunities LLC, D.B. Zwirn & Co., L.P. may be deemed
to beneficially own the 1,240 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 1,240 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
7,440 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 2,480 shares of Common Stock beneficially owned
by HCM/Z Special Opportunities LLC, representing an aggregate of 12,400 shares,
constituting approximately 0.04% of the Issued and Outstanding Shares. As
general partner of D.B. Zwirn & Co., L.P., DBZ GP, LLC may be deemed to
beneficially own the 1,240 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 1,240 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
7,440 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 2,480 shares of Common Stock beneficially owned
by HCM/Z Special Opportunities LLC, representing an aggregate of 12,400 shares,
constituting approximately 0.04% of the Issued and Outstanding Shares. As the
managing member of DBZ GP, LLC, Zwirn Holdings, LLC may be deemed to
beneficially own the 1,240 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 1,240 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
7,440 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 2,480 shares of Common Stock beneficially owned
by HCM/Z Special Opportunities LLC, representing an aggregate of 12,400 shares,
constituting approximately 0.04% of the Issued and Outstanding Shares. As the
managing member of Zwirn Holdings, LLC, Daniel B. Zwirn may be deemed to
beneficially own the 1,240 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 1,240 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
7,440 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 2,480 shares of Common Stock beneficially owned
by HCM/Z Special
Opportunities LLC, representing an aggregate of 12,400 shares, constituting
approximately 0.04% of the Issued and Outstanding Shares. Mr. Zwirn disclaims
beneficial ownership of such shares except to the extent of his pecuniary
interest therein.
The Reporting Entities do not believe that certain of the foregoing
information is called for by the Items of Schedule 13D and are disclosing it for
supplemental informational purposes only. Information with respect to each of
the Reporting Entities is given solely by such Reporting Entity and no Reporting
Entity shall have responsibility for the accuracy or completeness of information
supplied by another Reporting Entity.
(b) Each of the Reporting Entities may be deemed to have sole voting and
dispositive power over the shares of Common Stock reported as beneficially owned
by such person by virtue of their respective positions as described in paragraph
(a), except for the following persons:
(1) Messrs. Cohen, Stark, Solomon and Strauss have shared
authority to vote and dispose of the shares reported as
beneficially owned by them. Messrs. Cohen, Stark, Solomon and
Strauss disclaim beneficial ownership of such shares.
(2) Pursuant to an account management agreement between Millennium
Operations, LLC and Barington Companies Advisors, LLC (the
"Management Agreement"), Barington Companies Advisors, LLC
manages an investment account on behalf of Millenco, L.P. The
327,893 shares of Common Stock purchased in that managed
account on behalf of Millenco, L.P. have been reported herein
as being beneficially owned by Barington Companies Advisors,
LLC, Barington Capital Group, L.P., LNA Capital Corp. and
James Mitarotonda and may also be deemed to be beneficially
owned by Millenco, L.P., Millennium Management, L.L.C. and
Israel Englander. Each such Reporting Entity has shared voting
and dispositive power with respect to such shares.
Except as set forth above, each of the other Reporting Entities may be
deemed to have sole voting and dispositive power with respect to the shares each
reports as beneficially owned by such person, regardless of the fact that
multiple Reporting Entities within the same chain of ownership report sole
voting and dispositive power with respect to such shares. Each such Reporting
Entity reports sole voting and dispositive power with respect to such shares
based on such person's relationship to the other Reporting Entities within the
same chain of ownership. Except to the extent expressly stated herein, each
Reporting Entity disclaims beneficial ownership of any shares of Common Stock
beneficially owned by any other Reporting Entity.
Item 6. Contracts, Arrangements, Understanding or Relationships With
Respect to Securities of the Issuer.
Item 6 of the Statement is hereby amended and supplemented as follows:
Barington Capital Advisors, LLC or one or more of its affiliates expect to
receive from D.B. Zwirn Special Opportunities Fund, L.P. and/or its affiliates a
fee with respect to certain profits D.B. Zwirn Special Opportunities Fund, L.P.
and/or its affiliates may derive from their
investment in the Common Stock of the Company. An agreement between the parties
with respect to the foregoing has not yet been formalized.
Item 7. Material to be Filed as Exhibits.
Item 7 of the Statement is hereby amended and supplemented as follows:
Exhibit No. Exhibit Description
-------------------------------------------------------------------------------
99.4 Agreement of Joint Filing among Barington Companies Equity
Partners, L.P., Barington Companies Investors, LLC, James
Mitarotonda, Barington Companies Offshore Fund, Ltd.,
Barington Companies Advisors, LLC, Barington Capital Group,
L.P., LNA Capital Corp., Parche, LLC, Starboard Value &
Opportunity Fund, LLC, Admiral Advisors, LLC, Ramius Capital
Group, LLC, C4S & Co., LLC, Peter A. Cohen, Morgan B. Stark,
Jeffrey M. Solomon, Thomas W. Strauss, Millenco, L.P.,
Millennium Management, L.L.C., Israel A. Englander, RJG
Capital Partners, L.P., RJG Capital Management, LLC, Ronald
Gross, D.B. Zwirn Special Opportunities Fund, L.P., D.B. Zwirn
Special Opportunities Fund (TE), L.P., D.B. Zwirn Special
Opportunities Fund, Ltd., HCM/Z Special Opportunities LLC,
D.B. Zwirn & Co., L.P., DBZ GP, LLC, Zwirn Holdings, LLC and
Daniel B. Zwirn dated August 3, 2005 (which supersedes and
replaces the Agreement of Joint Filing dated June 6, 2005, as
previously filed as Exhibit 99.1 to the Schedule 13D filed
with the SEC on June 6, 2005).
-------------------------------------------------------------------------------
SIGNATURES
----------
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certify that the information set forth in this
Statement is true, complete and correct.
Dated: August 3, 2005
BARINGTON COMPANIES EQUITY PARTNERS, L.P.
By: Barington Companies Investors,
LLC, its general partner
By: /s/ James A. Mitarotonda
-------------------------------------
Name: James A. Mitarotonda
Title: Managing Member
BARINGTON COMPANIES INVESTORS, LLC
By: /s/ James A. Mitarotonda
-------------------------------------
Name: James A. Mitarotonda
Title: Managing Member
/s/ James A. Mitarotonda
----------------------------------------
James A. Mitarotonda
BARINGTON COMPANIES OFFSHORE FUND,
LTD. (BVI)
By: /s/ James A. Mitarotonda
-------------------------------------
Name: James A. Mitarotonda
Title: President
BARINGTON COMPANIES ADVISORS, LLC
By: /s/ James A. Mitarotonda
-------------------------------------
Name: James A. Mitarotonda
Title: Authorized Signatory
BARINGTON CAPITAL GROUP, L.P.
By: LNA Capital Corp., its general
partner
By: /s/ James A. Mitarotonda
-------------------------------------
Name: James A. Mitarotonda
Title: President and CEO
LNA CAPITAL CORP.
By: /s/ James A. Mitarotonda
--------------------------------------
Name: James A. Mitarotonda
Title: President and CEO
PARCHE, LLC
By: Admiral Advisors, LLC, its managing
member
By: /s/ Jeffrey M. Solomon
--------------------------------------
Name: Jeffrey M. Solomon
Title: Authorized Signatory
STARBOARD VALUE & OPPORTUNITY FUND, LLC
By: Admiral Advisors, LLC, its managing
member
By: /s/ Jeffrey M. Solomon
--------------------------------------
Name: Jeffrey M. Solomon
Title: Authorized Signatory
ADMIRAL ADVISORS, LLC
By: Ramius Capital Group, LLC, its
sole member
By: /s/ Jeffrey M. Solomon
--------------------------------------
Name: Jeffrey M. Solomon
Title: Authorized Signatory
RAMIUS CAPITAL GROUP, LLC
By: C4S & Co., LLC, its Managing Member
By: /s/ Jeffrey M. Solomon
--------------------------------------
Name: Jeffrey M. Solomon
Title: Managing Member
C4S & CO., LLC
By: /s/ Jeffrey M. Solomon
--------------------------------------
Name: Jeffrey M. Solomon
Title: Managing Member
/s/ Jeffrey M. Solomon
-----------------------------------------
Jeffrey M. Solomon, individually and
as attorney-in-fact for Peter A.
Cohen, Morgan B. Stark, and Thomas W.
Strauss
MILLENCO, L.P.
By: Millennium Management, L.L.C., its
general partner
By: /s/ Terry Feeney
--------------------------------------
Name: Terry Feeney
Title: Chief Operating Officer
MILLENIUM MANAGEMENT, L.L.C.
By: /s/ Terry Feeney
-------------------------------------
Name: Terry Feeney
Title: Chief Operating Officer
/s/ Israel A. Englander by Simon M.
Lorne pursuant to Power of Attorney
previously filed with the SEC
-----------------------------------------
Israel A. Englander
RJG CAPITAL PARTNERS, L.P.
By: RJG Capital Management, LLC,
its general partner
By: /s/ Ronald J. Gross
--------------------------------------
Name: Ronald J. Gross
Title: Managing Member
RJG CAPITAL MANAGEMENT, LLC
By: /s/ Ronald J. Gross
-------------------------------------
Name: Ronald J. Gross
Title: Managing Member
/s/ Ronald J. Gross
----------------------------------------
Ronald J. Gross
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND,
L.P.
By: D.B. ZWIRN PARTNERS, LLC,
its general partner
BY: ZWIRN HOLDINGS, LLC,
its managing member
By: /s/ Daniel B. Zwirn
--------------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND
(TE), L.P.
By: D.B. ZWIRN PARTNERS, LLC,
its general partner
BY: ZWIRN HOLDINGS, LLC,
its managing member
By: /s/ Daniel B. Zwirn
--------------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND,
LTD.
By: D.B. Zwirn & Co., L.P., its manager
By: DBZ GP, LLC, its general partner
By: Zwirn Holdings, LLC, its managing
member
By: /s/ Daniel B. Zwirn
-------------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
HCM/Z SPECIAL OPPORTUNITIES LLC
By: D.B. Zwirn & Co., L.P., its manager
By: DBZ GP, LLC, its general partner
By: Zwirn Holdings, LLC, its managing
member
By: /s/ Daniel B. Zwirn
--------------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
D.B. ZWIRN & CO., L.P.
By: DBZ GP, LLC, its general partner
By: Zwirn Holdings, LLC, its managing
member
By: /s/ Daniel B. Zwirn
-------------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
DBZ GP, LLC
By: Zwirn Holdings, LLC, its managing
member
By: /s/ Daniel B. Zwirn
-------------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
ZWIRN HOLDINGS, LLC
By: /s/ Daniel B. Zwirn
-------------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
/s/ Daniel B. Zwirn
----------------------------------------
Daniel B. Zwirn
SCHEDULE I
Directors of D.B. Zwirn Special Opportunities Fund, Ltd.
Name and Position Principal Occupation Principal Business Address
----------------- -------------------- --------------------------
Daniel B. Zwirn Managing Partner of D.B. 745 Fifth Avenue
Director Zwirn & Co., L.P. 18th Floor
New York, NY 10151
Alun J. Davies Financial Consultant PO Box 10034 APO
Director Grand Cayman, Cayman
Islands
Directors of HCM/Z Special Opportunities LLC
Name and Position Principal Occupation Principal Business Address
----------------- -------------------- --------------------------
Glenn R. Dubin Managing Member/Co-Founder 9 West 57th Street
Director of Highbridge Capital 27th Floor
Management and Co-Chairman New York, NY 10019
of Dubin & Swieca Capital
Management
Hugh G. Thompson Senior Vice President of PO Box 1093GT
Director Maples Finance Limited Queensgate House
South Church Street,
George Town
Grand Cayman, Cayman
Islands
SCHEDULE II
This schedule sets forth information with respect to each purchase of
Common Stock which was effectuated by a Reporting Entity since the filing of the
Statement. All transactions were effectuated in the open market through a
broker.
Shares purchased by Barington Companies Equity Partners, L.P.
Number of
Date Shares Price Per Share Cost(1)
---- --------- --------------- -----------
7/20/2005 75 18.392 $ 1,379.40
7/21/2005 120 18.835 $ 2,260.20
8/2/2005 2,500 18.906 $47,265.00
----------
(1) Excludes commissions and other execution-related costs.
Shares purchased by Barington Companies Offshore Fund, Ltd.
Number of
Date Shares Price Per Share Cost(2)
------- --------- --------------- -----------
7/20/2005 25 18.392 $459.80
7/21/2005 40 18.835 $753.40
7/25/2005 3,334 18.861 $62,882.57
7/26/2005 6,625 18.903 $125,232.38
7/26/2005 1,025 18.729 $19,197.23
7/27/2005 4,750 18.743 $89,029.25
8/2/2005 5,000 18.906 $94,530.00
----------
(2) Excludes commissions and other execution-related costs.
Shares purchased by Parche, LLC
Number of
Date Shares Price Per Share Cost(3)
---- --------- --------------- -----------
7/20/2005 375 18.392 $6,897.00
7/21/2005 600 18.835 $11,301.00
7/25/2005 532 18.860 $10,033.52
7/26/2005 164 18.730 $3,071.72
7/26/2005 1,060 18.903 $20,037.18
7/27/2005 760 18.743 $14,244.68
8/2/2005 400 18.906 $7,562.40
----------
(3) Excludes commissions and other execution-related costs.
Shares purchased by Starboard Value & Opportunity Fund, LLC
Number of
Date Shares Price Per Share Cost(4)
---- --------- --------------- -----------
7/20/2005 1,975 18.392 $36,324.20
7/21/2005 3,160 18.835 $59,518.60
7/25/2005 2,801 18.860 $52,826.86
7/26/2005 861 18.730 $16,126.53
7/26/2005 5,565 18.903 $105,195.20
7/27/2005 3,990 18.743 $74,784.57
8/2/2005 2,100 18.906 $39,702.60
----------
(4) Excludes commissions and other execution-related costs.
Shares purchased on behalf of Millenco, L.P.
Number of
Date Shares Price Per Share Cost(5)
---- --------- --------------- -----------
7/20/2005 50 18.392 $919.60
7/21/2005 80 18.835 $1,506.80
7/25/2005 3,333 18.861 $62,863.71
7/26/2005 6,625 18.903 $125,232.38
7/26/2005 1,025 18.729 $19,197.23
7/27/2005 4,750 18.743 $89,029.25
----------
(5) Excludes commissions and other execution-related costs.
Shares purchased by Millenco, L.P.
Number of
Date Shares Price Per Share Cost(6)
---- --------- --------------- -----------
7/5/2005 100 18.00 $1,800.00
7/5/2005 100 18.00 $1,800.00
7/5/2005 100 18.00 $1,800.00
7/5/2005 100 18.00 $1,800.00
7/5/2005 200 18.00 $3,600.00
7/5/2005 400 18.00 $7,200.00
7/5/2005 400 18.00 $7,200.00
7/5/2005 500 18.00 $9,000.00
7/7/2005 (2,295) 17.92 $(41,126.40)
7/7/2005 (500) 17.81 $(8,905.00)
7/7/2005 (500) 17.84 $(8,920.00)
7/7/2005 (500) 17.85 $(8,925.00)
7/7/2005 (404) 17.82 $(7,199.28)
7/7/2005 (400) 17.84 $(7,136.00)
7/7/2005 (400) 17.84 $(7,136.00)
7/7/2005 (400) 17.85 $(7,140.00)
7/7/2005 (400) 17.88 $(7,152.00)
7/7/2005 (325) 17.84 $(5,798.00)
7/7/2005 (300) 17.84 $(5,352.00)
7/7/2005 (300) 17.84 $(5,352.00)
7/7/2005 (300) 17.84 $(5,352.00)
7/7/2005 (300) 17.85 $(5,355.00)
7/7/2005 (300) 17.85 $(5,355.00)
7/7/2005 (200) 17.84 $(3,568.00)
7/7/2005 (200) 17.85 $(3,570.00)
7/7/2005 (200) 17.85 $(3,570.00)
7/7/2005 (200) 17.85 $(3,570.00)
7/7/2005 (175) 17.84 $(3,122.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.84 $(1,784.00)
7/7/2005 (100) 17.85 $(1,785.00)
7/7/2005 (100) 17.85 $(1,785.00)
7/7/2005 (100) 17.86 $(1,786.00)
7/7/2005 (100) 17.88 $(1,788.00)
7/7/2005 (96) 17.82 $(1,710.72)
7/7/2005 (88) 17.86 $(1,571.68)
7/7/2005 (12) 17.89 $(214.68)
7/8/2005 (100) 17.93 $(1,793.00)
7/12/2005 (500) 18.26 $(9,130.00)
7/12/2005 (300) 18.26 $(5,478.00)
7/12/2005 (160) 18.29 $(2,926.40)
7/12/2005 (155) 18.29 $(2,834.95)
7/12/2005 (100) 18.18 $(1,818.00)
7/12/2005 (100) 18.18 $(1,818.00)
7/12/2005 (100) 18.29 $(1,829.00)
7/12/2005 (85) 18.18 $(1,545.30)
7/12/2005 (85) 18.18 $(1,545.30)
7/12/2005 (85) 18.18 $(1,545.30)
7/12/2005 (85) 18.26 $(1,552.10)
7/12/2005 (85) 18.26 $(1,552.10)
7/12/2005 (85) 18.29 $(1,554.65)
7/12/2005 (45) 18.18 $(818.10)
7/12/2005 2 18.48 $36.96
7/12/2005 16 18.47 $295.52
7/12/2005 20 18.46 $369.20
7/12/2005 30 18.41 $552.30
7/12/2005 40 18.42 $736.80
7/12/2005 47 18.36 $862.92
7/12/2005 67 18.41 $1,233.47
7/12/2005 84 18.44 $1,548.96
7/12/2005 84 18.47 $1,551.48
7/12/2005 88 18.43 $1,621.84
7/12/2005 93 18.42 $1,713.06
7/12/2005 100 18.42 $1,842.00
7/12/2005 100 18.42 $1,842.00
7/12/2005 100 18.42 $1,842.00
7/12/2005 100 18.42 $1,842.00
7/12/2005 100 18.43 $1,843.00
7/12/2005 100 18.45 $1,845.00
7/12/2005 100 18.45 $1,845.00
7/12/2005 100 18.45 $1,845.00
7/12/2005 100 18.45 $1,845.00
7/12/2005 100 18.45 $1,845.00
7/12/2005 100 18.46 $1,846.00
7/12/2005 100 18.46 $1,846.00
7/12/2005 100 18.46 $1,846.00
7/12/2005 100 18.47 $1,847.00
7/12/2005 100 18.48 $1,848.00
7/12/2005 100 18.41 $1,841.00
7/12/2005 100 18.44 $1,844.00
7/12/2005 100 18.44 $1,844.00
7/12/2005 100 18.44 $1,844.00
7/12/2005 100 18.44 $1,844.00
7/12/2005 100 18.44 $1,844.00
7/12/2005 100 18.45 $1,845.00
7/12/2005 100 18.46 $1,846.00
7/12/2005 100 18.46 $1,846.00
7/12/2005 100 18.46 $1,846.00
7/12/2005 100 18.47 $1,847.00
7/12/2005 100 18.47 $1,847.00
7/12/2005 105 18.45 $1,937.25
7/12/2005 200 18.41 $3,682.00
7/12/2005 200 18.41 $3,682.00
7/12/2005 200 18.44 $3,688.00
7/12/2005 200 18.47 $3,694.00
7/12/2005 296 18.46 $5,464.16
7/12/2005 300 18.45 $5,535.00
7/12/2005 300 18.46 $5,538.00
7/12/2005 300 18.48 $5,544.00
7/12/2005 400 18.47 $7,388.00
7/12/2005 400 18.4 $7,360.00
7/12/2005 400 18.46 $7,384.00
7/12/2005 498 18.48 $9,203.04
7/12/2005 500 18.45 $9,225.00
7/12/2005 500 18.45 $9,225.00
7/12/2005 500 18.46 $9,230.00
7/12/2005 500 18.46 $9,230.00
7/12/2005 600 18.48 $11,088.00
7/12/2005 700 18.46 $12,922.00
----------
(6) Excludes commissions and other execution-related costs. Transactions include
short sales.
Shares purchased on behalf of HCM/Z Special Opportunities LLC
Number of
Date Shares Price Per Share Cost(7)
---- --------- --------------- -----------
7/26/2005 1,325 18.903 $25,046.48
7/26/2005 205 18.729 $3,839.45
7/27/2005 950 18.743 $17,805.85
----------
(7) Excludes commissions and other execution-related costs.
Shares purchased on behalf of D.B. Zwirn Special Opportunities Fund, L.P.
Number of
Date Shares Price Per Share Cost(8)
---- --------- --------------- -----------
7/26/2005 662 18.903 $12,513.79
7/26/2005 102 18.729 $1,910.36
7/27/2005 476 18.743 $8,921.67
----------
(8) Excludes commissions and other execution-related costs.
Shares purchased on behalf of D.B. Zwirn Special Opportunities Fund, Ltd.
Number of
Date Shares Price Per Share Cost(9)
---- --------- --------------- -----------
7/26/2005 3,975 18.903 $75,139.43
7/26/2005 615 18.729 $11,518.34
7/27/2005 2,850 18.743 $53,417.55
----------
(9) Excludes commissions and other execution-related costs.
Shares purchased on behalf of D.B. Zwirn Special Opportunities Fund (TE), L.P.
Number of
Date Shares Price Per Share Cost(10)
---- --------- --------------- -----------
7/26/2005 663 18.903 $12,532.69
7/26/2005 103 18.729 $1,929.09
7/27/2005 474 18.743 $8,884.18
----------
(10) Excludes commissions and other execution-related costs.