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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (2) | 02/16/2005 | A | 410.923 | (2) | (2) | Common Stock | 410.923 | $ 9.43 | 410.923 | D | ||||
Phantom Stock | (2) | 05/11/2005 | A | 358.073 | (2) | (2) | Common Stock | 358.073 | $ 11.52 | 768.996 | D | ||||
Phantom Stock | (2) | 08/09/2005 | A | 418.455 | (2) | (2) | Common Stock | 418.455 | $ 11.65 | 1,187.451 | D | ||||
Phantom Stock | (2) | 11/08/2005 | A | 451.313 | (2) | (2) | Common Stock | 451.313 | $ 9.14 | 1,638.764 | D | ||||
Phantom Stock | (2) | 12/20/2005 | D | 1,638.764 | (2) | (2) | Common Stock | 1,638.764 | $ 10.64 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NICKELS ELIZABETH A C/O 850 - 76TH STREET SW GRAND RAPIDS, MI 49518 |
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/s/ Daniel C. Persinger, by Power of Attorney | 05/12/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 reports the grant of 1,460 shares of restricted stock under the Spartan Stores, Inc. 2001 Stock Incentive Plan ("Plan"). These shares will vest at the rate of one-third per year beginning on May 10, 2007, and will be fully vested on May 10, 2009. Prior to vesting, these shares will remain subject to restrictions in accordance with the Plan and the terms of the grant. |
(2) | This Form 4 reports shares of phantom stock credited to Ms. Nickels for deferred Director fees pursuant to the Spartan Stores, Inc. Supplemental Savings Plan for Directors (the "Plan"). Shares under the Plan are issued on a one-for-one basis according to the amount of fees deferred and the price of Spartan Stores, Inc. common stock on the date of the deferral. On December 20, 2005, the Company terminated the Plan. All shares of phantom stock credited to Ms. Nickels were subsequently paid in cash. |