1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
01/16/2019 |
Â
(1)
|
Common Stock
|
14,648
|
$
0
|
D
|
Â
|
Stock Appreciation Rights
|
04/21/2016(2)
|
07/20/2025 |
Common Stock
|
25,000
|
$
6.4
|
D
|
Â
|
Stock Appreciation Rights
|
01/19/2017(3)
|
01/18/2026 |
Common Stock
|
25,000
|
$
7.1
|
D
|
Â
|
Stock Appreciation Rights
|
01/17/2018(4)
|
01/16/2027 |
Common Stock
|
27,381
|
$
5.5
|
D
|
Â
|
Restricted Stock Award
|
01/23/2018 |
Â
(5)
|
Common Stock
|
2,978
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest annually in equal one-third increments beginning on January 16, 2019, until fully vested. |
(2) |
Cash-settled stock appreciation rights. |
(3) |
Cash-settled stock appreciation rights, of which 8,335 shares remain unvested. |
(4) |
Cash-settled stock appreciation rights, of which 18,253 shares remain unvested. |
(5) |
The restricted stock award vests as follows: Annually in equal one-third increments beginning on January 23, 2018, until fully vested. |