1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options
|
Â
(2)
|
03/29/2021 |
Common Stock, $0.01 par value
|
20,000
|
$
5.75
|
D
|
Â
|
Stock Options
|
Â
(2)
|
11/10/2021 |
Common Stock, $0.01 par value
|
30,000
|
$
3.15
|
D
|
Â
|
Stock Options
|
Â
(2)
|
02/07/2022 |
Common Stock, $0.01 par value
|
20,000
|
$
2.9
|
D
|
Â
|
Stock Options
|
Â
(2)
|
09/25/2022 |
Common Stock, $0.01 par value
|
45,000
|
$
2.27
|
D
|
Â
|
Stock Options
|
Â
(2)
|
06/19/2024 |
Common Stock, $0.01 par value
|
10,000
|
$
6.68
|
D
|
Â
|
Stock Options
|
Â
(2)
|
02/05/2025 |
Common Stock, $0.01 par value
|
12,500
|
$
9
|
D
|
Â
|
Stock Options
|
Â
(3)
|
01/15/2029 |
Common Stock, $0.01 par value
|
25,000
|
$
4.37
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes (i) 16,667 shares vested under a Restricted Stock Award of 25,000 shares granted on August 15, 2016 and (ii) 10,000 shares under a Restricted Stock Award of 30,000 shares granted on September 18, 2017. Does not include 28,333 shares that remain subject to vesting. |
(2) |
Currently exercisable in full. |
(3) |
Vesting in three equal installments on January 15, 2020, January 15, 2021 and January 15, 2022. |