As filed with the Securities and Exchange Commission on April 5, 2019
Registration No. 333-230503
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1
to
FORM S-3
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Staffing 360 Solutions, Inc.
(Exact name of registrant as specified in its charter)
Delaware |
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68-0680859 |
(State or other jurisdiction of incorporation or organization) |
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(I.R.S. Employer Identification Number) |
641 Lexington Avenue, 27th Floor
New York, New York 10022
(646) 507-5710
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Brendan Flood
Chairman and Chief Executive Officer
Staffing 360 Solutions, Inc.
641 Lexington Avenue, 27th Floor
New York, New York 10022
(646) 507-5710
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies of all communications, including communications sent to agent for service, should be sent to:
Rick A. Werner, Esq.
Haynes and Boone, LLP
30 Rockefeller Plaza, 26th Floor
New York, New York 10112
(212) 659-7300
Approximate date of commencement of proposed sale to the public: From time to time after this Registration Statement becomes effective.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ☐
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ☑
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a registration statement filed pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☐
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer”, “non-accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer |
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Accelerated filer |
☐ |
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Non-accelerated filer |
☑ |
Smaller reporting company |
☑ |
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Emerging Growth company |
☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐ |
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CALCULATION OF REGISTRATION FEE
Title of Each Class of |
Proposed |
Amount of |
Common Stock |
$— |
$— |
Preferred Stock |
— |
— |
Warrants (4) |
— |
— |
Units (5) |
— |
— |
Total: |
$50,000,000 |
$6,060.00 (6) |
(2) |
Pursuant to Rule 416 under the Securities Act, this registration statement also covers any additional shares that may be offered or issued in connection with any stock split, stock dividend or similar transaction. |
(3) |
Calculated pursuant to Rule 457(o) under the Securities Act based on the proposed maximum aggregate offering price of all securities listed. |
(4) |
Warrants represent rights to purchase common stock or preferred stock registered hereunder. |
(5) |
Each unit will be issued under a unit agreement and will represent an interest in two or more securities, which may or may not be separable from one another. |
(6) |
Previously paid. |
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the registration statement shall become effective on such date as the Securities and Exchange Commission acting pursuant to said Section 8(a) may determine.
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EXPLANATORY NOTE
The Company is filing this Pre-Effective Amendment No. 1 (this “Amendment”) to the Registration Statement on Form S-3 (File No. 333-230503), originally filed on March 26, 2019 (the “Registration Statement”), to amend the disclosures in the Calculation of Registration Fee Table on the facing page of the Registration Statement.
No changes or additions are being made hereby to the preliminary prospectus constituting Part I of the Registration Statement or to Part II of the Registration Statement. Accordingly, the preliminary prospectus constituting Part I of the Registration Statement and Part II of the Registration Statement have been omitted.
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Lexington, Commonwealth of Massachusetts, on April 5, 2019.
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Staffing 360 Solutions, Inc. |
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By: |
/s/ Brendan Flood |
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Name: Brendan Flood |
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Title: Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
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Title |
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Date |
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/s/ Brendan Flood |
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Chairman, Chief Executive Officer and Director (principal executive officer) |
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April 5, 2019 |
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Brendan Flood |
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/s/ David Faiman |
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Chief Financial Officer, Secretary and Treasurer (principal financial and principal accounting officer) |
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April 5, 2019 |
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David Faiman |
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Director |
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April 5, 2019 |
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Dimitri Villard |
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Director |
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April 5, 2019 |
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Nicholas Florio |
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Director |
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April 5, 2019 |
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Jeff Grout |
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Director |
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April 5, 2019 |
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Alicia Barker |
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*By: |
/s/ Brendan Flood |
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Brendan Flood |
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Attorney-in-fact |
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