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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MORRIS DAVID F 17988 EDISON AVE. CHESTERFIELD, MO 63005 |
EVP, Interim CFO & GC |
/s/ Mark A. Menghini, as Attorney-in-Fact for David F. Morris | 02/21/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with the vesting of the reporting person's February 18, 2015 restricted stock unit award (18,873 shares issued), the reporting person surrendered 7,742 shares of the Company's common stock, $0.01 par value per share ("Common Stock"), to the issuer for payment of tax liabilities in connection with the vesting of the restricted stock units. |
(2) | In connection with the vesting of the reporting person's February 18, 2015 restricted stock unit award (6,568 shares issued), the reporting person surrendered 2,651 shares of the issuer's Common Stock to the issuer for payment of tax liabilities in connection with the vesting of the restricted stock units. |
(3) | In connection with the vesting of the reporting person's February 18, 2015 performance unit award (28,310 shares issued), the reporting person surrendered 11,424 shares of the issuer's Common Stock to the issuer for payment of tax liabilities in connection with the vesting of the performance units. |
(4) | Annual award of restricted stock units pursuant to the Company's 2016 Employee Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Common Stock. |
(5) | The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial owner of these shares. |