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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 35.04 | 11/07/2012 | M | 33,666 (1) | 08/28/2012 | 08/28/2019 | Common Stock, Par Value $1.00 | 33,666 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (Right to Buy) | $ 37.69 | 11/07/2012 | M | 18,534 (1) | (3) | 08/26/2021 | Common Stock, Par Value $1.00 | 18,534 | $ 0 | 37,066 | D | ||||
Non-Qualified Stock Option (Right to Buy) | $ 41.46 | 11/07/2012 | M | 17,440 (1) | 08/25/2009 | 08/25/2013 | Common Stock, Par Value $1.00 | 17,440 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (Right to Buy) | $ 42.87 | 11/07/2012 | M | 6,277 (1) | (4) | 08/27/2020 | Common Stock, Par Value $1.00 | 6,277 | $ 0 | 33,723 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PEARSON DANIEL R CORPORATE HEADQUARTERS 1025 W. NASA BOULEVARD MELBOURNE, FL 32919 |
Exec. VP and COO |
By: /s/ Scott T. Mikuen, Attorney-in-Fact, For: Daniel R. Pearson | 11/09/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stock swap exercise (referenced in Table II) and disposition of shares upon tax withholding. |
(2) | Aggregate of 80,755.70 shares listed in Column 5 of Table I includes: (a) 11,200 performance shares previously reported and subject to adjustment and (b) a .52 share acquired through the Harris Corporation Dividend Reinvestment Plan on 9/19/12. |
(3) | Of the 55,600 shares granted on this 8/26/11 stock option, 18,534 shares are exercisable on 8/26/12, an additional 18,533 shares are exercisable on 8/26/13, and an additional 18,533 shares are exercisable on 8/26/14. |
(4) | Of the 40,000 shares granted on this 8/27/10 stock option, 13,334 shares are exercisable on 8/27/11, an additional 13,333 shares are exercisable on 8/27/12, and an additional 13,333 shares are exercisable on 8/27/13. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |