1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (Right to Buy)
|
08/27/2007 |
08/27/2011 |
Common Stock, Par Value $1.00
|
1,585
|
$
22.71
|
D
|
Â
|
Non-Qualified Stock Option (Right to Buy)
|
Â
(2)
|
08/28/2019 |
Common Stock, Par Value $1.00
|
16,600
|
$
35.04
|
D
|
Â
|
Non-Qualified Stock Option (Right to Buy)
|
08/27/2008 |
08/27/2012 |
Common Stock, Par Value $1.00
|
9,513
|
$
35.19
|
D
|
Â
|
Non-Qualified Stock Option (Right to Buy)
|
08/26/2009 |
08/26/2013 |
Common Stock, Par Value $1.00
|
10,358
|
$
41.46
|
D
|
Â
|
Non-Qualified Stock Option (Right to Buy)
|
Â
(3)
|
08/27/2020 |
Common Stock, Par Value $1.00
|
20,600
|
$
42.87
|
D
|
Â
|
Non-Qualified Stock Option (Right to Buy)
|
Â
(4)
|
08/23/2015 |
Common Stock, Par Value $1.00
|
11,151
|
$
48.96
|
D
|
Â
|
Non-Qualified Stock Option (Right to Buy)
|
08/24/2010 |
08/24/2014 |
Common Stock, Par Value $1.00
|
9,565
|
$
55.78
|
D
|
Â
|
Phantom Stock Units
|
Â
(5)
|
Â
(5)
|
Common Stock, Par Value $1.00
|
938.42
|
$
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Aggregate of 25,038.93 shares listed in Column 2 of Table I includes: (a) 12,950 performance shares which are subject to adjustment and (b) 2,572.63 shares acquired through the Harris Corporation 401(k) Retirement Plan as of 10/15/10. |
(2) |
Of the 16,600 shares granted on this 8/28/09 stock option, 5,534 shares are exercisable on 8/28/10, 5,533 shares are exercisable on 8/28/11, and 5,533 shares are exercisable on 8/28/12. |
(3) |
Of the 20,600 shares granted on this 8/27/10 stock option, 6,867 shares are exercisable on 8/27/11, 6,867 shares are exercisable on 8/27/12, and 6,866 shares are exercisable on 8/27/13. |
(4) |
Of the 11,151 shares granted on this 8/22/08 stock option, 5,576 shares are exercisable on 8/22/09, 2,788 shares are exercisable on 8/22/10, and 2,787 shares are exercisable on 8/22/11. |
(5) |
Reported phantom stock units acquired under Harris Corporation's Supplemental Executive Retirement Plan and will be settled in cash following the reporting person's retirement, termination of service, or other specified events. Phantom stock units may be transferred by the reporting person into alternative investment accounts at any time. |
(6) |
Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. |