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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 35.04 | 08/28/2009 | A | 50,500 | (6) | 08/28/2019 | Common Stock, Par Value $1.00 | 50,500 | $ 0 | 50,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PEARSON DANIEL R GOVT. COMMS. SYSTEMS DIVISION 2400 PALM BAY ROAD, N.E. PALM BAY, FL 32905 |
Group Pres. - Govt. Comm. Sys. |
By: /s/ Scott T. Mikuen, Attorney-in-Fact, For: Daniel R. Pearson | 09/01/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant of performance shares pursuant to the Harris Corporation 2005 Equity Incentive Plan. Performance shares are subject to future adjustment; performance period starts 7/4/09. |
(2) | Grant of restricted shares pursuant to the Harris Corporation 2005 Equity Incentive Plan. Restricted shares are subject to future vesting; vesting date is 8/28/12. |
(3) | Increase in performance shares granted 8/25/06 based upon performance share payout formula. |
(4) | Shares withheld by company to pay tax liability on vesting of performance shares previously awarded. |
(5) | Aggregate of 82,045.37 shares listed in Column 5 of Table 1 includes: (a) 12,200 performance shares previously reported and subject to adjustment; (b) 9,000 restricted shares previously reported and subject to vesting; (c) 45.04 shares acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 9/2/08 through 5/28/09; (d) 1.55 shares acquired through the Harris Corporation Dividend Reinvestment Plan from 9/17/08 through 6/15/09; (e) 81.01 shares acquired through the Plan pursuant to an adjustment to the number of outstanding shares as a result of a reinvestment into shares of the value related to the spin-off dividend distribution of the Issuer's Harris Stratex Networks, Inc. subsidiary on 5/27/09; and (f) a reduction of a .20 share due to rounding of previous reports of the Plan's record keeper. |
(6) | Of the 50,500 shares granted on this 8/28/09 stock option, 16,834 shares are exercisable on 8/28/10, 16,833 shares are exercisable on 8/28/11, and 16,833 shares are exercisable on 8/28/12. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |