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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 10/28/2008 | J(3) | 33,333 | (3) | 12/31/2008 | Common Stock | 33,333 | (3) | 0 | D | ||||
Restricted Stock Units | $ 0.001 | 10/28/2008 | J(4) | 68,493 | (4) | 02/16/2010 | Common Stock | 68,493 | (4) | 0 | D | ||||
Restricted Stock Units | $ 0.001 | 10/28/2008 | J(5) | 86,090 | (5) | 12/31/2010 | Common Stock | 86,090 | (5) | 0 | D | ||||
Restricted Stock Purchase Right (Right to Buy) | $ 7.6 | 10/28/2008 | J(6) | 64,000 | 12/31/2010 | 02/15/2014 | Common Stock | 64,000 | (6) | 0 | D | ||||
Restricted Stock Purchase Right (Right to Buy) | $ 6.46 | 10/28/2008 | J(6) | 128,000 | 12/31/2009 | 08/12/2013 | Common Stock | 128,000 | (6) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HIGBY LAWRENCE M C/O APRIA HEALTHCARE GROUP INC. 26220 ENTERPRISE COURT LAKE FOREST, CA 92630 |
X | Chief Executive Officer |
/s/ Lawrence M, Higby by Raoul Smyth, Attorney-In-Fact | 10/28/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Canceled pursuant to the Agreement and Plan of Merger, dated as of June 18, 2008 (the "Merger Agreement"), by and among the Issuer, Sky Acquisition LLC and Sky Merger Sub Corporation and converted into the right to receive a cash payment of $21.00 per share. |
(2) | These restricted shares, which were scheduled to vest on 12/31/2011, were canceled pursuant to the terms of the Merger Agreement and the plan under which they were issued in exchange for a cash payment of $21.00 per share. |
(3) | These restricted stock units, which were scheduled to vest on 12/31/2008, were canceled pursuant to the terms of the Merger Agreement and the plan under which they were issued in exchange for a cash payment of $21.00 per share. |
(4) | These restricted stock units, 34,246 of which were scheduled to vest on 2/16/2010 and 34,247 of which were scheduled to vest on 2/16/2009, were canceled pursuant to the terms of the Merger Agreement and the plan under which they were issued in exchange for a cash payment of $21.00 per share. |
(5) | These restricted stock units, 28,697 of which were scheduled to vest on 2/18/2010, 28,696 of which were scheduled to vest on 12/31/2010 and 28,697 of which were scheduled to vest on 2/18/2009, were canceled pursuant to the terms of the Merger Agreement and the plan under which they were issued in exchange for a cash payment of $21.00 per share. |
(6) | Pursuant to the terms of the Merger Agreement and the plan under which they were issued, upon consummation of the merger on October 28, 2008, these restricted stock purchase rights were canceled and converted into the right to receive cash in the amount of $21.00 per right, less any applicable exercise price per right. |