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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Dividend Equivalent Rights (1) | (2) | 11/24/2006 | A | 55 | (1) | (1) | Common shares, $0.01 par value per share | 55 | $ 0 | 29,379 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHITMIRE JOHN L 1800 WASHINGTON ROAD PITTSBURGH, PA 15241 |
X |
/s/ John L. Whitmire by Stephanie Gill, his attorney-in-fact | 01/31/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These derivative securities were inadvertently omitted from the reporting person's original Form 4 filing, filed on November 28, 2006. |
(2) | Represents dividend equivalent rights earned under the CONSOL Energy Inc. 1999 Directors Deferred Compensation Plan (the "Deferred Compensation Plan") as part of a grant of phantom stock, as set forth in footnote 3 of the Form 4 filed by Mr. Whitmire on November 28, 2006. Each dividend equivalent right becomes exercisable proportionately with the phantom stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock, $0.01 par value per share, of CONSOL Energy Inc.. |
(3) | Amount includes 29,324 shares of phantom stock held in the Deferred Compensation Plan. |