1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right-to-Buy)
|
06/16/2004(3)
|
06/16/2013 |
Common Stock
|
8,000
|
$
43.56
|
D
|
Â
|
Stock Option (Right-to-Buy)
|
08/20/2004(3)
|
08/20/2013 |
Common Stock
|
10,000
|
$
47.11
|
D
|
Â
|
Stock Option (Right-to-Buy)
|
06/14/2005(3)
|
06/14/2014 |
Common Stock
|
10,000
|
$
52.485
|
D
|
Â
|
Stock Option (Right-to-Buy)
|
11/02/2006(4)
|
11/02/2015 |
Common Stock
|
10,000
|
$
54.2
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Total includes 4,600 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 8/20/03, with a valuation of performance measurement period ("measurement period") ending 12/31/06; 1,000 unvested RPSRs granted under the 2001 LTISP on 11/2/05, with a measurement ending 12/31/06; 5,000 unvested RPSRs granted under the 2001 LTISP on 2/16/05, with a measurement period ending 12/31/07; and 2,000 unvested RPSRs granted under the 2001 LTSIP on 11/2/05, with the measurement period ending 12/31/07. Grants awarded pursuant to Rule 16b-3(d). |
(2) |
Held in Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of December 30, 2005. Share totals with respect to the Plan are based upon unit accounting and therefore may relect a decrease in units attributable to an individual though no disposition occurred. |
(3) |
This option was vested and exercisable on 9/30/05 pursuant to board of directors resolution dated 5/16/05, approving acceleration of options granted prior to 9/30/05. |
(4) |
This option was granted on 11/2/05 and vests in four annual equal installments commencing from grant date. |