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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 07/15/2014 | M | 4,262 (2) | (2) | (2) | Common Stock | 4,262 | (2) | 0 | D | ||||
Restricted Stock Units | (1) | 07/02/2014 | A | 25.8796 (3) | (3) | (3) | Common Stock | 25.8796 | (3) | 5,505.8796 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BENNETT ROBERT R C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
X |
/s/ Katie Colendich as Attorney-in-Fact for Robert R. Bennett | 07/17/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(2) | As previously reported, on 07/17/13 the reporting person was granted 4,174 restricted stock units ("RSUs"), all of which cliff vested on 07/15/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 18.0323 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14, and 19.7119 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. These RSUs cliff vested on 07/15/14, at which time the vested shares were delivered to the reporting person. The number of derivative securities in column 5 includes 88 vested dividend equivalent rights and a de minimus adjustment of 0.0238 due to fractional rounding of the dividend equivalent rights. |
(3) | As previously reported, on 04/21/14 the reporting person was granted 5,480 RSUs, all of which will cliff vest on 04/21/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 25.8796 dividend equivalent rights being reported reflect 25.8796 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |