1.
|
Names
of Reporting Persons. Gazelle
TechVentures Fund, L.P.
|
|||
2.
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
|||
(a)
|
||||
(b)
|
x
|
|||
3.
|
SEC
Use Only
|
|||
4.
|
Citizenship
or Place of Organization: Delaware
|
|||
Number
of Shares Beneficially by Owned by Each Reporting Person
With:
|
5.
|
Sole
Voting Power: None
|
||
6.
|
Shared
Voting Power: 2,101,642
|
|||
7.
|
Sole
Dispositive Power: None
|
|||
8.
|
Shared
Dispositive Power: 2,101,642
|
|||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person 2,101,642
|
|||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
|
|||
11.
|
Percent
of Class Represented by Amount in Row (9): 10.2%
|
|||
12.
|
Type
of Reporting Person (See Instructions):
PN
|
CUSIP
No. 78112T107
|
||||
1.
|
Names
of Reporting Persons: Gazelle
Co-Investment Fund, L.P.
|
|||
2.
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
|||
(a)
|
||||
(b)
|
x
|
|||
3.
|
SEC
Use Only
|
|||
4.
|
Citizenship
or Place of Organization: Delaware
|
|||
Number
of Shares Beneficially by Owned by Each Reporting Person
With:
|
5.
|
Sole
Voting Power: None
|
||
6.
|
Shared
Voting Power: 99,900
|
|||
7.
|
Sole
Dispositive Power: None
|
|||
8.
|
Shared
Dispositive Power: 99,900
|
|||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person 99,900
|
|||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
|
|||
11.
|
Percent
of Class Represented by Amount in Row (9): 0.5%
|
|||
12.
|
Type
of Reporting Person (See Instructions):
PN
|
CUSIP
No. 78112T107
|
||||
1.
|
Names
of Reporting Persons: Monument
Technology Partners, LLC
|
|||
2.
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
|||
(a)
|
||||
(b)
|
x
|
|||
3.
|
SEC
Use Only
|
|||
4.
|
Citizenship
or Place of Organization:
Delaware
|
|||
Number
of Shares Beneficially by Owned by Each Reporting Person
With:
|
5.
|
Sole
Voting Power: None
|
||
6.
|
Shared
Voting Power:
2,201,542
|
|||
7.
|
Sole
Dispositive Power: None
|
|||
8.
|
Shared
Dispositive Power: 2,201,542
|
|||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person: 2,201,542
|
|||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
|
|||
11.
|
Percent
of Class Represented by Amount in Row (9): 10.7%
|
|||
12.
|
Type
of Reporting Person (See Instructions):
OO
|
CUSIP
No. 78112T107
|
||||
1.
|
Names
of Reporting Persons: Gazelle TechVentures, Inc.
|
|||
2.
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
|||
(a)
|
||||
(b)
|
x
|
|||
3.
|
SEC
Use Only
|
|||
4.
|
Citizenship
or Place of Organization: Delaware
|
|||
Number
of Shares Beneficially by Owned by Each Reporting Person
With:
|
5.
|
Sole
Voting Power: None
|
||
6.
|
Shared
Voting Power: 2,201,542
|
|||
7.
|
Sole
Dispositive Power: None
|
|||
8.
|
Shared
Dispositive Power: 2,201,542
|
|||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person 2,201,542
|
|||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
|
|||
11.
|
Percent
of Class Represented by Amount in Row (9): 10.7%
|
|||
12.
|
Type
of Reporting Person (See Instructions):
CO
|
CUSIP
No. 78112T107
|
||||
1.
|
Names
of Reporting Persons: Don
N. Aquilano
|
|||
2.
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
|||
(a)
|
||||
(b)
|
x
|
|||
3.
|
SEC
Use Only
|
|||
4.
|
Citizenship
or Place of Organization U.S.A.
|
|||
Number
of Shares Beneficially by Owned by Each Reporting Person
With:
|
5.
|
Sole
Voting Power: None
|
||
6.
|
Shared
Voting Power: 2,201,542
|
|||
7.
|
Sole
Dispositive Power: None
|
|||
8.
|
Shared
Dispositive Power: 2,201,542
|
|||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person 2,201,542
|
|||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
|
|||
11.
|
Percent
of Class Represented by Amount in Row (9): 10.7%
|
|||
12.
|
Type
of Reporting Person (See Instructions):
IN
|
Item
1.
|
(a)
|
Name
of Issuer: The
issuer is Rubicon Technology, Inc.
(RBCN)
|
(b)
|
Address
of Issuer's Principal Executive Offices: 9931
Franklin Avenue, Franklin Park, Illinois 60131
|
Item
2.
|
(a)
|
Name
of Person Filing:
|
(b)
|
Address
of Principal Business Office or, if none, Residence:
|
|
The
address of the principal business office of all the reporting persons
is
11611 North Meridian Street, Suite 310, Carmel, Indiana
46032.
|
(c)
|
Citizenship:
|
(d)
|
Title
of Class of Securities:
Common stock, $0.001 par value ("Issuer
Common").
|
(e)
|
CUSIP
Number:
78112T107
|
Item
3.
|
Not
Applicable.
|
Item
4.
|
Ownership.
|
Name
of Reporting
Person
|
No.
Issued and Outstanding Shares of the Issuer
Beneficially Owned
|
No.
Unissued Shares Acquirable Upon Exercise of Immediately-Exercisable
Rights
|
Total
No. of Shares of the Issuer Beneficially Owned (includes duplication;
see
above)
|
Mr.
Aquilano
|
2,109,114
|
92,428
|
2,201,542
|
GTV,
Inc.
|
2,109,114
|
92,428
|
2,201,542
|
MTP,
LLC
|
2,109,114
|
92,428
|
2,201,542
|
GTV,
LP
|
2,013,405
|
88,237
|
2,101,642
|
GCIF,
LP
|
95,709
|
4,191
|
99,900
|
Item
5.
|
Ownership
of Five Percent or Less of a
Class.
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another
Person.
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security
Being
Reported on By the Parent Holding
Company.
|
Item
8.
|
Identification
and Classification of Members of the
Group.
|
Item
9.
|
Notice
of Dissolution of Group.
|
Item
10.
|
Certification.
|
Dated:
February 14, 2008
|
GAZELLE
TECHVENTURES, INC.
By:
/s/
Don N.
Aquilano
Name:
Don N. Aquilano
Title:
Managing Director and President
|
Dated:
February 14, 2008
|
MONUMENT
TECHNOLOGY PARTNERS, LLC
By
its Manager
Gazelle
TechVentures, Inc.
By:
/s/
Don N.
Aquilano
Name:
Don N. Aquilano
Title:
Managing Director and President
|
Dated:
February 14, 2008
|
GAZELLE
CO-INVESTMENT FUND, L.P.
By
its General Partner
Monument
Technology Partners, LLC
By:
/s/
Don N.
Aquilano
Name:
Don N. Aquilano
Title:
Manager
|
Dated:
February 14, 2008
|
GAZELLE
TECHVENTURES FUND, L.P.
By
its General Partner
Monument
Technology Partners, LLC
By:
/s/
Don N.
Aquilano
Name:
Don N. Aquilano
Title:
Manager
|
Dated:
February 14, 2008
|
DON
N. AQUILANO
/s/
Don N.
Aquilano
Don
N. Aquilano
|
Dated:
February 14, 2008
|
GAZELLE
TECHVENTURES, INC.
By:
/s/
Don N.
Aquilano
Name:
Don N. Aquilano
Title:
Managing Director and President
|
Dated:
February 14, 2008
|
MONUMENT
TECHNOLOGY PARTNERS, LLC
By
its Manager
Gazelle
TechVentures, Inc.
By:
/s/
Don N.
Aquilano
Name:
Don N. Aquilano
Title:
Managing Director and President
|
Dated:
February 14, 2008
|
GAZELLE
CO-INVESTMENT FUND, L.P.
By
its General Partner
Monument
Technology Partners, LLC
By
its Manager
/s/
Don N.
Aquilano
Name:
Don N. Aquilano
Title:
Manager
|
Dated:
February 14, 2008
|
GAZELLE
TECHVENTURES FUND, L.P.
By
its General Partner
Monument
Technology Partners, LLC
By
its Manager
/s/
Don N.
Aquilano
Name:
Don N. Aquilano
Title:
Manager
|
Dated:
February 14, 2008
|
DON
N. AQUILANO
/s/
Don N.
Aquilano
Don
N. Aquilano
|