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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Rule 13d-102)
Information to be Included in Statements Filed
Pursuant to Rule 13d-1(b)(c), and (d) and Amendments thereto
Filed Pursuant to Rule 13d-2(b)
PlanetOut
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.01 par value
--------------------------------------------------------------------------------
(Title of Class of Securities)
727058109
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2004
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
--------------------------------------------------------------------------------
Names of Reporting Persons.
1. I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners (23A SBIC), L.P.
13-3986302
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)|_|
(b)|X|
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
--------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares Beneficially 1,100,132 shares of common stock
Owned by Each -----------------------------------------------
Reporting Person 6. Shared Voting Power
With: -----------------------------------------------
7. Sole Dispositive Power
1,100,132 shares of common stock
-----------------------------------------------
8. Shared Dispositive Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,100,132
shares of common stock
10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) |_|
11. Percent of Class Represented by Amount in Row (9)
6.5%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
00
--------------------------------------------------------------------------------
Page 2 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners (BHCA), L.P.
13-3371826
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)|_|
(b)|X|
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
--------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares Beneficially 137,592
Owned by Each ------------------------------------------------
Reporting Person 6. Shared Voting Power
With: ------------------------------------------------
7. Sole Dispositive Power
137,592
------------------------------------------------
8. Shared Dispositive Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
10. 137,592 Check box if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions) |_|
11. Percent of Class Represented by Amount in Row (9)
.8%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
PN
--------------------------------------------------------------------------------
Page 3 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
Item 1.
(a) Name of Issuer:
Planetout
(b) Address of Issuer's Principal Executive Offices:
300 California Street
San Francisco, CA 94104
Item 2.
(a) Name of Person Filing:
J.P. Morgan Partners (23A SBIC), L.P. ("JPMP SBIC")
J.P. Morgan Partners (BHCA, L.P. ("JPMP BHCA")
Supplemental information relating to the ownership
and control of the person filing this statement is
included in Exhibit 2(a) attached hereto.
(b) Address of Principal Business Office or, if none, Residence:
1221 Avenue of the Americas
New York, New York 10020
(c) Citizenship:
Delaware
(d) Title of Class of Securities (of Issuer):
Common Stock, par value $0.01 per share
(e) CUSIP Number:
727058109
Item 3. If this statement is filed pursuant to ss.ss. 240. 13d-1(b) or 240.
13d-2(b) or (c), check whether the person filing is a:
Not applicable.
Item 4. Ownership
(a) Amount Beneficially Owned:
JPMP BHCA: 137,592 shares of Common Stock
JPMP SBIC: 1,100,132 shares of Common Stock
(b) Percent of Class:
JPMP BHCA: .8% (as of December 31, 2004)
JPMP SBIC: 6.5% (as of December 31, 2004)
(c) Number of shares as to which such person has:
Page 4 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
(i) Sole power to vote or to direct vote: JPMP
BHCA: 137,592 shares of Common Stock, JPMP
SBIC: 1,100,132 shares of Common Stock
(ii) Shares power to vote or to direct the vote:
Not applicable
(iii) Sole power to dispose or to direct the
disposition of: JPMP BHCA: 137,592 shares of
Common Stock, JPMP SBIC: 1,100,132 shares of
Common Stock
(iv) Shares power to dispose or to direct
disposition of: Not applicable
Item 5. Ownership of Five Percent or Less of a Class
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable
Page 5 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 14, 2005
J.P. MORGAN PARTNERS (23A SBIC), L.P.
By: J.P. Morgan Partners (23A SBIC Manager), Inc.
By: /s/ Jeffrey C. Walker
-------------------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS (BHCA), L.P.
By: JPMP Master Fund Manager, L.P., its general partner
By: JPMP Capital Corp., its general partner
By: /s/ Jeffrey C. Walker
-------------------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 6 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
EXHIBIT 2(a)
This statement is being filed by J.P. Morgan Partners (23A SBIC), L.P., a
Delaware limited partnership (hereinafter referred to as "JPMP SBIC"), whose
principal business office is located at 1221 Avenue of the Americas, New York,
New York 10020. JPMP SBIC is engaged in the venture capital and leveraged buyout
business. The general partner of JPMP SBIC is J.P. Morgan Partners (23A SBIC
Manager), Inc., a Delaware corporation (hereinafter referred to as "JPMP
Manager"), whose principal business office is located at the same address as
JPMP SBIC, and is also indirectly (through JPMP SBIC) engaged in the venture
capital and leveraged buyout business. Set forth in Schedule A hereto and
incorporated herein by reference are the names, business addresses, principal
occupations and employments of each executive officer of JPMP Manager. As
general partner of JPMP SBIC, JPMP Manager may be deemed to beneficially own the
shares held by JPMP SBIC.
This statement is also being filed by J.P. Morgan Partners (BHCA), L.P., a
Delaware limited partnership (hereinafter referred to as "JPMP BHCA"), whose
principal business office is located 1221 Avenue of the Americas, New York, New
York 10020. JPMP BHCA is engaged in the venture capital, private equity and
leveraged buyout business. The general partner of JPMP BHCA is JPMP Master Fund
Manager, L.P., a Delaware limited partnership (hereinafter referred to as "JPMP
Master Fund"), whose principal business office is located at the same address as
JPMP BHCA, and is also engaged directly and indirectly (through affiliates) in
the venture capital, private equity and leveraged buyout business. As general
partner of JPMP BHCA, JPMP Master Fund may be deemed to beneficially own the
shares held by JPMP BHCA.
The general partner of JPMP Master Fund is JPMP Capital Corp., a New York
corporation (hereinafter referred to as "JPMP Capital Corp."), whose principal
business office is located at the same address as JPMP (BHCA), and is also
engaged directly and indirectly (through affiliates) in the venture capital,
private equity and leveraged buyout business. Set forth in Schedule B hereto and
incorporated herein by reference are the names, business addresses, principal
occupations and employments of each executive officer and director of JPMP
Capital Corp. As general partner of JPMP Master Fund, JPMP Capital Corp. may be
deemed to beneficially own the shares held by JPMP BHCA.
JPMP Manager is a wholly owned subsidiary of JPMorgan Chase Bank, National
Association, a National Banking Association (hereinafter referred to as "JPM
Chase Bank") which is engaged in the commercial banking business with its
principal office located at 270 Park Avenue, New York, New York 10017. Set forth
in Schedule C hereto and incorporated herein by reference and the names business
addresses, principal occupations and employments of each of each executive
officer and director of JPM Chase Bank. JPM Chase Bank and JPMP Capital is a
wholly owned subsidiary of JPMorgan Chase & Co., a Delaware corporation
(hereinafter referred to as "JPMorgan Chase") which is engaged (primarily
through subsidiaries) in the commercial banking business with its principal
office located at 270 Park Avenue, New York, New York 10017. Set forth in
Schedule D hereto and incorporated herein by reference are the names, business
addresses, principal occupations and employments of each executive officer and
director of JPMorgan Chase.
Page 7 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
EXHIBIT 2(b)
JOINT FILING AGREEMENT
The undersigned acknowledge and agree that the foregoing statement on
Schedule 13G is filed on behalf of each of the undersigned and that all
subsequent amendments to this statement on Schedule 13G shall be filed on behalf
of each of the undersigned without the necessity of filing additional joint
acquisition statements. The undersigned acknowledge that each shall be
responsible for the timely filing of such amendments, and for the completeness
and accuracy of the information concerning him or it contained therein, but
shall not be responsible for the completeness and accuracy of the information
concerning the other, except to the extent that he or it knows or has reason to
believe that such information is accurate.
Dated this 14th day of February, 2005.
J.P. MORGAN PARTNERS (23A SBIC), L.P.
By: J.P. Morgan Partners (23A SBIC Manager), Inc.
By: /s/ Jeffrey C. Walker
-------------------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS (BHCA), L.P.
By: JPMP Master Fund Manager, L.P., its general partner
By: JPMP Capital Corp., its general partner
By: /s/ Jeffrey C. Walker
-------------------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 8 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
SCHEDULE A
J.P. Morgan Partners (23A SBIC Manager, Inc.)
Executive Officers(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors(1)
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 9 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
SCHEDULE B
JPMP CAPITAL CORP.
Executive Officers(1)
Chief Executive Officer William B. Harrison**
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors(1)
William B. Harrison**
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
** Pricipal occupation is executive officer of JPMorgan Chase & Co. Business
address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York, New York
10017.
Page 10 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
SCHEDULE C
J.P. MORGAN CHASE BANK, NATIONAL ASSOCIATION
Executive Officers(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-Chairman, Investment Bank Steven D. Black*
Chief Executive Officer, Card Services William I. Campbell*
Chief Financial Officer Michael J. Cavanagh*
Chairman, West Coast Region David A. Coulter*
Director of Human Resources, Head of Real
Estate/Facilities, General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy and Business Development Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Chief Executive Officer, Treasury & Securities
Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Executive Vice President, Card Services Richard J. Srednicki*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
Co-Chairman, Investment Bank William T. Winters*
Directors*
Name Principal Occupation
William B. Harrison, Jr. Chairman and Chief Executive Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, NY 10017
James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, NY 10017
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of J.P. Morgan Chase & Co.
Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New
York, New York 10017
Page 11 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
Name Principal Occupation
---- --------------------
David A. Coulter Chairman, West Coast Region
JPMorgan Chase & Co.
270 Park Avenue
New York, NY 10017
Michael J. Cavanaugh Chief Financial Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, NY 10017
Charles W. Scharf Head of Retail Financial Services
JPMorgan Chase & Co.
270 Park Avenue
New York, NY 10017
Don M. Wilson III Chief Risk Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, NY 10017
Page 12 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
SCHEDULE D
JPMORGAN CHASE & CO.
Executive Officers(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-Chairman, Investment Bank Steven D. Black*
Chief Executive Officer, Card Services William I. Campbell*
Chief Financial Officer Michael J. Cavanagh*
Chairman, West Coast Region David A. Coulter*
Director of Human Resources, Head of Real
Estate/Facilities, General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy and Business Development Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Chief Executive Officer, Treasury & Securities
Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Executive Vice President, Card Services Richard J. Srednicki*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
Co-Chairman, Investment Bank William T. Winters*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
Page 13 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
Directors(1)
Name Principal Occupation or Employment;
Business or Residence Address
--------------------------------------------------------------------------------
Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John H. Biggs Former Chairman and CEO
TIAA - CREF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Lawrence A. Bossidy Retired Chairman of the Board
Honeywell International Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Stephen B. Burke President
Comcast Cable Communications, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James S. Crown President
Henry Crown and Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------
Ellen V. Futter President and Trustee
American Museum of Natural History
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
William H. Gray, III Retired President and Chief Executive
Officer
The College Fund/UNCF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
----------
(1) Each of whom is a United States citizen.
Page 14 of 15 pages
SCHEDULE 13G
Issuer: Planetout CUSIP No.: 727058109
Name Principal Occupation or Employment;
Business or Residence Address
--------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman of the Board and Chief Executive
Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------
Laban P. Jackson, Jr. Chairman and Chief Executive Officer
Clear Creek Properties, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Lee R. Raymond Chairman of the Board and Chief Executive
Officer
Exxon Mobil Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John W. Kessler Owner
John W. Kessler Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Robert I. Lipp Chairman
The St. Paul Travelers Companies, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Richard A. Monoogian Chairman and Chief Executive Officer
Masco Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
David C. Novak Chairman and Chief Executive Officer
Yum! Brands, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John R. Stafford Retired Chairman of the Board
Wyeth
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Page 15 of 15 pages