UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BASSWOOD CAPITAL MANAGEMENT, L.L.C. 645 MADISON AVENUE, 10TH FLOOR NEW YORK, NY 10022 |
 X |  |  | See Remarks |
LINDENBAUM MATTHEW A C/O BASSWOOD CAPITAL MANAGEMENT L.L.C. 645 MADISON AVENUE 10TH FLOOR NEW YORK, NY 10022 |
 |  |  | See Remarks |
LINDENBAUM BENNETT D C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C. 645 MADISON AVENUE, 10TH FLOOR NEW YORK, NY 10022 |
 |  |  | See Remarks |
Basswood Capital Management, L.L.C., By: /s/ Matthew Lindenbaum, Managing Member | 05/12/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Exhibit 99.1 |
(2) | See Exhibit 99.1 |
(3) | See Exhibit 99.1 |
(4) | See Exhibit 99.1 |
(5) | See Exhibit 99.1 |
(6) | See Exhibit 99.1 |
(7) | See Exhibit 99.1 |
(8) | See Exhibit 99.1 |
(9) | See Exhibit 99.1 |
(10) | See Exhibit 99.1 |
 Remarks: Matthew Lindenbaum, Bennett Lindenbaum and Basswood Capital Management, L.L.C. may be deemed to be directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934 by virtue of Basswood Capital Management, L.L.C.'s representation on the board of directors of the Issuer. Eric Goldberg, a Senior Analyst of Basswood Capital Management, L.L.C., is a director of the Issuer. List of Exhibits: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Signatures |