UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-05715
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The Gabelli Convertible and Income Securities Fund Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
--------------------------
Date of fiscal year end: December 31
----------------
Date of reporting period: July 1, 2003 - June 30, 2004
------------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2003 TO JUNE 30, 2004
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VERIDIAN CORPORATION VNX Special Meeting Date: 08/07/2003
Issuer: 92342R ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF JUNE 9, 2003, BY AND AMONG
GENERAL DYNAMICS CORPORATION, VERIDIAN CORPORATION
AND ASPEN ACQUISITION CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF GENERAL DYNAMICS CORPORATION, AND
THE TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 203 10,000 10,000 07/28/2003
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UNITEDGLOBALCOM, INC. UCOMA Annual Meeting Date: 09/30/2003
Issuer: 913247 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF UNITEDGLOBALCOM, INC. EQUITY INCENTIVE Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 508 10,000 10,000 09/23/2003
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PRACTICEWORKS, INC. PRWK Special Meeting Date: 10/07/2003
Issuer: 739419 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF JULY 20, 2003, BY AND AMONG PRACTICEWORKS,
INC., EASTMAN KODAK COMPANY AND PEACH ACQUISITION,
INC., PURSUANT TO WHICH PRACTICEWORKS WILL MERGE
WITH PEACH ACQUISITION, A WHOLLY-OWNED SUBSIDIARY
OF KODAK, WITH PRACTICEWORKS BEING THE SURVIVING
CORPORATION AND BECOMING A WHOLLY-OWNED SUBSIDIARY
OF KODAK
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 109 30,000 30,000 09/23/2003
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ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 11/14/2003
Issuer: 017361 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL REGARDING POISON PILLS. Shareholder For Yes No
04 SHAREHOLDER PROPOSAL REGARDING INDEXED OPTIONS. Shareholder Against No No
05 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against No No
STOCK OPTIONS.
06 SHAREHOLDER PROPOSAL REGARDING OPTION EXPENSING. Shareholder Against No No
07 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against No No
CHAIRMAN.
08 SHAREHOLDER PROPOSAL REGARDING ALLOW SIMPLE Shareholder Against No No
MAJORITY VOTE.
09 SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION Shareholder Against No No
OF DIRECTORS.
10 SHAREHOLDER PROPOSAL REGARDING AUDITOR FEES. Shareholder Against No No
11 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 106 24,000 24,000 11/11/2003
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OFFICEMAX, INC. OMX Special Meeting Date: 12/09/2003
Issuer: 67622M ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF JULY 13, 2003, AMONG BOISE
CASCADE CORPORATION, CHALLIS CORPORATION AND
OFFICEMAX, INC., AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 108 29,700 29,700 12/01/2003
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HORIZON ORGANIC HOLDING CORPORATION HCOW Special Meeting Date: 12/18/2003
Issuer: 44043T ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF JUNE 29, 2003, BY AND AMONG DEAN
FOODS COMPANY, CAPRICORN ACQUISITION SUB, INC.
AND HORIZON ORGANIC HOLDING CORPORATION.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For No No
FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES
IN CONNECTION WITH THE MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 103 40,000 40,000 12/09/2003
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NTL EUROPE, INC. Special Meeting Date: 01/27/2004
Issuer: 62940R ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 202 3,993 3,993
-----------------------------------------------------------------------------------------------------------------------------------
THE DIAL CORPORATION DL Special Meeting Date: 03/24/2004
Issuer: 25247D ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF DECEMBER 14, 2003, BY AND AMONG HENKEL
KGAA, HENKEL MERGER CORPORATION AND THE DIAL CORPORATION.
02 IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED Management For No No
TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE SPECIAL MEETING, INCLUDING ANY
ADJOURNMENTS, POSTPONEMENTS OR CONTINUATIONS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 101 250,000 250,000 03/18/2004
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UNISOURCE ENERGY CORPORATION UNS Special Meeting Date: 03/29/2004
Issuer: 909205 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BETWEEN Management For No No
SAGUARO ACQUISITION CORP. AND UNISOURCE ENERGY
CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 106 38,000 38,000 03/19/2004
-----------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Special Meeting Date: 04/12/2004
Issuer: 888266 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG
LOCKHEED MARTIN CORPORATION, LMC SUB ONE, INC. AND
THE TITAN CORPORATION, AS AMENDED, AND APPROVAL OF
THE MERGER CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 103 184,800 184,800 03/04/2004
GABELLI CONV SEC FD 997G003 202 27,300 27,300 04/06/2004
-----------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP Annual Meeting Date: 04/15/2004
Issuer: 055622 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
07 TO ELECT MR A BURGMANS AS A DIRECTOR Management For No No
08 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Management For No No
09 TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No No
10 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Shareholder For No No
AMOUNT
11 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Shareholder For No No
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
12 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For No No
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
13 TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE Management For No No
SHARE SCHEMES
14 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For No No
15 TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION Management For No No
OF THE NON-EXECUTIVE DIRECTORS
16 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For No No
ACCOUNTS
17 SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE Shareholder Against No No
COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES
ON MATTERS OF CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 104 8,000 8,000 04/06/2004
-----------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 108 1,000 1,000 04/06/2004
-----------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 103 30,000 30,000 04/15/2004
-----------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/23/2004
Issuer: 171871 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 403 15,000 15,000 04/21/2004
-----------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT Annual Meeting Date: 04/23/2004
Issuer: 361448 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AUDITORS Management For No No
03 APPROVAL OF 2004 EQUITY INCENTIVE COMPENSATION Management For No No
PLAN
04 APPROVAL OF CASH INCENTIVE COMPENSATION PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 202 2,500 2,500 04/21/2004
-----------------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION BLS Annual Meeting Date: 04/26/2004
Issuer: 079860 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE INDEPENDENT AUDITOR Management For No No
03 APPROVE AMENDMENT TO ELECT DIRECTORS ANNUALLY Management For No No
04 APPROVE THE STOCK AND INCENTIVE COMPENSATION Management For No No
PLAN
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE COMPENSATION Shareholder Against No No
06 SHAREHOLDER PROPOSAL RE: CEO COMPENSATION Shareholder Against No No
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shareholder Against No No
CONTRIBUTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 102 2,000 2,000 04/23/2004
-----------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/27/2004
Issuer: 12541M ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 102 3,000 3,000 04/23/2004
-----------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK Annual Meeting Date: 04/27/2004
Issuer: 589331 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY S Management For No No
INDEPENDENT AUDITORS FOR 2004
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No No
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
ITEMS 4 THROUGH 8
04 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION Shareholder Against No No
05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF Shareholder Against No No
PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL Shareholder Against No No
PERFORMANCE OF THE COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against No No
RESOURCES FOR POLITICAL PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against No No
TO THE GLOBAL HIV/AIDS PANDEMIC
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 107 17,000 17,000 04/26/2004
-----------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP Annual Meeting Date: 04/27/2004
Issuer: 806605 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DESIGNATION OF INDEPENDENT AUDITORS Management For No No
03 APPROVAL OF THE OPERATIONS MANAGEMENT TEAM INCENTIVE Management For No No
PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 101 20,000 20,000 04/26/2004
-----------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No No
03 CUMULATIVE VOTING Shareholder Against No No
04 BOARD COMPOSITION Shareholder Against No No
05 SEPARATE CHAIRMAN AND CEO Shareholder Against No No
06 FUTURE POISON PILL Shareholder For Yes No
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No No
FEES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 104 15,000 15,000 04/20/2004
-----------------------------------------------------------------------------------------------------------------------------------
NSTAR NST Annual Meeting Date: 04/29/2004
Issuer: 67019E ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTION Shareholder Against No No
DISCLOSURE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 107 3,000 3,000 04/26/2004
-----------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW Annual Meeting Date: 04/29/2004
Issuer: 784305 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 AMEND THE CORPORATION S BY-LAWS TO ESTABLISH Management For No No
THE PERMISSIBLE SIZE OF THE BOARD OF DIRECTORS
AS A RANGE FROM SEVEN TO ELEVEN DIRECTORS, AND SET
THE SPECIFIC NUMBER OF DIRECTORS AT EIGHT.
02 DIRECTOR Management For No No
03 RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For No No
AUDITOR OF THE CORPORATION.
04 AUTHORIZE THE PROXY HOLDERS TO VOTE UPON SUCH Management For No No
OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING OR ANY POSTPONEMENT OR ADJOURNMENT
THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 104 9,000 9,000 04/02/2004
-----------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/30/2004
Issuer: 78387G ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Unvoted No
02 APPOINTMENT OF INDEPENDENT AUDITORS. Management Unvoted No
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Management Unvoted No
04 STOCKHOLDER PROPOSAL A. Shareholder Unvoted No
05 STOCKHOLDER PROPOSAL B. Shareholder Unvoted No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 103 5,000 0
-----------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY Annual Meeting Date: 05/04/2004
Issuer: 110122 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shareholder Against No No
04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shareholder Against No No
05 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shareholder Against No No
06 HIV/AIDS-TB-MALARIA Shareholder Against No No
07 DIRECTOR VOTE THRESHOLD Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 108 10,000 10,000 04/28/2004
-----------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2004
Issuer: 20825C ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND PERFORMANCE Management Against Yes No
INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shareholder Against No No
05 COMMONSENSE EXECUTIVE COMPENSATION Shareholder Against No No
06 ANWR DRILLING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 104 8,000 8,000 05/04/2004
-----------------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION UNS Annual Meeting Date: 05/07/2004
Issuer: 909205 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 106 45,000 45,000 05/06/2004
-----------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/11/2004
Issuer: 040157 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO INCREASE THE AMOUNT OF AUTHORIZED SHARES OF Shareholder For No No
COMMON STOCK OF THE COMPANY FROM 35,000,000 TO
70,000,000.
03 TO APPROVE REPLACEMENT OF THE COMPANY S EXISTING Management For No No
EMPLOYEE STOCK INVESTMENT PLAN WITH THE PROPOSED
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE AMENDMENTS TO THE COMPANY S AMENDED Management Against Yes No
AND RESTATED STOCK INCENTIVE PLAN.
05 TO APPROVE AMENDMENTS TO THE COMPANY S NON-EMPLOYEE Management Against Yes No
DIRECTOR STOCK OPTION PLAN.
06 TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS Management For No No
AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 109 15,000 15,000 05/10/2004
-----------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU Annual Meeting Date: 05/11/2004
Issuer: 664397 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 106 40,000 40,000 05/06/2004
-----------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/13/2004
Issuer: 264399 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For No No
ENERGY S INDEPENDENT AUDITORS FOR 2004.
03 A SHAREHOLDER PROPOSAL RELATING TO DECLASSIFICATION Shareholder Against No No
OF DUKE ENERGY S BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 106 55,000 55,000 05/11/2004
-----------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA Annual Meeting Date: 05/13/2004
Issuer: 817320 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
02 APPROVE THE 2003 SIX SIGMA RESTRICTED STOCK PLAN Management Abstain Yes No
03 APPROVE THE 2003 DIRECTORS STOCK AWARD PLAN Management Abstain Yes No
04 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No No
AUDITORS FOR 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 302 33,500 33,500 05/12/2004
-----------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No No
FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 106 85,000 85,000 05/14/2004
-----------------------------------------------------------------------------------------------------------------------------------
DREYER'S GRAND ICE CREAM HOLDINGS, I Annual Meeting Date: 05/19/2004
Issuer: 261877 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE APPROVAL OF THE COMPANY S 2004 LONG-TERM Management For No No
INCENTIVE PLAN.
03 THE APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE 2004 FISCAL YEAR OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 104 53,000 53,000 05/18/2004
-----------------------------------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION KSE Annual Meeting Date: 05/20/2004
Issuer: 49337W ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL ON SHAREHOLDER RIGHTS PLAN. Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 100 15,000 15,000 05/19/2004
-----------------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. XEL Annual Meeting Date: 05/20/2004
Issuer: 98389B ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 TO AMEND OUR BYLAWS TO ELIMINATE THE CLASSIFICATION Management For No No
OF THE BOARD OF DIRECTORS.
02 DIRECTOR Management For No No
03 TO APPROVE THE STOCK EQUIVALENT PLAN FOR NON-EMPLOYEE Management For No No
DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 100 20,000 20,000 05/18/2004
-----------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 104 12,000 12,000 05/18/2004
-----------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN Annual Meeting Date: 05/24/2004
Issuer: 78412D ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AUTHORIZE THE ISSUANCE OF SERIES B PREFERENCE Shareholder For No No
STOCK.
03 TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE Shareholder For No No
THE NUMBER OF AUTHORIZED COMMON SHARES FROM 40,000,000
TO 100,000,000.
04 TO AMEND THE BYLAWS AS TO NUMBER OF DIRECTORS. Management For No No
05 TO APPROVE THE 2004 STOCK AWARD AND INCENTIVE Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 109 20,000 20,000 05/19/2004
-----------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder Against No No
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 102 25,000 25,000 05/21/2004
-----------------------------------------------------------------------------------------------------------------------------------
WHX CORPORATION WHX Annual Meeting Date: 06/02/2004
Issuer: 929248 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 201 28,000 28,000 06/02/2004
GABELLI CONV SEC FD 997G003 300 52,100 52,100 06/02/2004
-----------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Special Meeting Date: 06/07/2004
Issuer: 888266 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG
LOCKHEED MARTIN CORPORATION, LMC SUB ONE, INC. AND
THE TITAN CORPORATION, AS AMENDED, AND APPROVAL OF
THE MERGER CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 103 175,000 175,000 05/26/2004
-----------------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM COMPANY Annual Meeting Date: 06/28/2004
Issuer: 780257 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
-----------------------------------------------------------------------------------------------------------------------------------
2A FINALIZATION OF THE BALANCE SHEET AS AT DECEMBER Management For No No
31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
2003 AND THE NOTES TO THE BALANCE SHEET AND THE
PROFIT AND LOSS ACCOUNT.
2B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR Management For No No
2003.
2C DISCHARGE OF THE MANAGING DIRECTORS OF RESPONSIBILITY Management For No No
IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003.
2D DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD Management For No No
OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE
YEAR 2003.
03 APPOINTMENT OF MS. L.Z. COOK AS A MANAGING DIRECTOR Management For No No
OF THE COMPANY.*
04 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A MEMBER Management For No No
OF THE SUPERVISORY BOARD.*
05 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A MEMBER Management For No No
OF THE SUPERVISORY BOARD OWING TO RETIREMENT
BY ROTATION.*
06 REDUCTION OF THE ISSUED SHARE CAPITAL WITH A Shareholder For No No
VIEW TO CANCELLA TION OF THE SHARES ACQUIRED
BY THE COMPANY IN ITS OWN CAPITAL.
07 AUTHORIZATION OF THE BOARD OF MANAGEMENT, PURSUANT Management For No No
TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL
CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN
THE CAPITAL OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
-------------------------------------------------------------------------------------------------------------------------
GABELLI CONV SEC FD 997G003 804 17,000 17,000 06/24/2004
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Convertible and Income Securities Fund Inc.
---------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
-------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
(Principal Executive Officer)
Date August 18, 2004
---------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.