UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-qualified Stock Option (Right to Buy) | Â (2) | 11/15/2027 | Common Stock | 120,634 | $ 56.7 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (3) | 11/16/2025 | Common Stock | 63,384 | $ 60.68 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (4) | 11/21/2026 | Common Stock | 93,817 | $ 56.1 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (5) | 11/19/2022 | Common Stock | 23,982 | $ 24.87 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (6) | 11/11/2023 | Common Stock | 74,030 | $ 40.495 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (7) | 11/17/2024 | Common Stock | 71,844 | $ 38.915 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Helm Lucy Lee 2401 UTAH AVENUE SOUTH SUITE 800 SEATTLE, WA 98134 |
 |  |  evp, chief partner officer |  |
/s/ Joshua M. Westerman, attorney-in-fact for Lucy Lee Helm | 11/16/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes Restricted Stock Units ("RSU") which were granted and vest as follows: (a) 10,160 RSUs granted on July 16, 2014 and vest on July 16, 2019; and (b) 4,820 RSUs granted on November 16, 2015 and vest on November 16, 2018. |
(2) | The option, representing the right to buy a total of 120,634 shares, became exercisable in one increment of 30,159 shares on November 15, 2018 and becomes exercisable in one increment of 30,159 shares November 15, 2019, and two increments of 30,158 shares each on November 15, 2020 and November 15, 2021. |
(3) | The option, representing the right to buy a total of 63,384 shares, became exercisable in three increments of 15,846 shares each on November 16, 2016, November 16, 2017, November 16, 2018, and becomes exercisable in one increment of 15,846 shares on November 16, 2019. |
(4) | The option, representing the right to buy a total of 93,817 shares, became exercisable in one increment of 23,455 shares on November 21, 2017, and becomes exercisable in three increments of 23,454 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. |
(5) | The option, representing the right to buy a total of 78,982 shares, became exercisable in three increments of 19,746 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 19,744 shares on November 19, 2016. |
(6) | The option, representing the right to buy a total of 74,030 shares, became exercisable in three increments of 18,508 shares each on November 11, 2014, November 11, 2015 and November 11, 2016, and one increment of 18,506 shares on November 11, 2017. |
(7) | The option, representing the right to buy a total of 71,844 shares, became exercisable in two increments of 17,962 shares each on November 17, 2015 and November 17, 2016, one increment of 17,960 shares on November 17, 2017 and becomes exercisable in one increment of 17,960 shares on November 17, 2018. |
 Remarks: Exhibit 24: Power of Attorney attached to this report, |