UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
SCHEDULE 13D
|
Under the Securities Exchange Act of 1934
(Amendment No. )*
|
LATTICE SEMICONDUCTOR CORPORATION
|
(Name of Issuer) |
Common Stock, par value $0.01 per share
|
(Title of Class of Securities) |
518415104
|
(CUSIP Number) |
Zhou Yang
Tsinghua Unigroup International Co., Ltd.
F10 Unis Plaza
Tsinghua Science Park
Haidian District, Beijing, PRC 100084
Telephone: 13051259506
with a copy to:
J. Warren Gorrell, Jr.
Joseph E. Gilligan
Hogan Lovells US LLP
555 Thirteenth Street, N.W.
Washington, D.C. 20004-1109
(202) 637-5600
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communication) |
April 4, 2016
|
(Date of Event which Requires Filing of this Statement) |
*
|
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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CUSIP NO. |
518415104
|
SCHEDULE 13D |
1 | NAMES OF REPORTING PERSONS | |||||
Tsinghua Unigroup International Co., Ltd. | ||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||||
(b) o | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
WC
|
||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | o | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
British Virgin Islands
|
||||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
-0-
|
||||||
8 | SHARED VOTING POWER | |||||
7,223,483
|
||||||
9 | SOLE DISPOSITIVE POWER | |||||
-0-
|
||||||
10 | SHARED DISPOSITIVE POWER | |||||
7,223,483
|
||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
7,223,483
|
||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11)* | |||||
6.07% | ||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
CO
|
||||||
CUSIP NO. |
518415104
|
SCHEDULE 13D |
1 | NAMES OF REPORTING PERSONS | |||||
Tsinghua Unigroup Capital Management Co., Ltd. | ||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||||
(b) o | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
WC
|
||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | o | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
People's Republic of China
|
||||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
-0-
|
||||||
8 | SHARED VOTING POWER | |||||
7,223,483
|
||||||
9 | SOLE DISPOSITIVE POWER | |||||
-0-
|
||||||
10 | SHARED DISPOSITIVE POWER | |||||
7,223,483
|
||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
7,223,483
|
||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11)* | |||||
6.07% | ||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
CO
|
||||||
CUSIP NO. |
518415104
|
SCHEDULE 13D |
1 | NAMES OF REPORTING PERSONS | |||||
Tsinghua Unigroup Co., Ltd. | ||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||||
(b) o | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
WC
|
||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | o | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
People's Republic of China
|
||||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
-0-
|
||||||
8 | SHARED VOTING POWER | |||||
7,223,483
|
||||||
9 | SOLE DISPOSITIVE POWER | |||||
-0-
|
||||||
10 | SHARED DISPOSITIVE POWER | |||||
7,223,483
|
||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
7,223,483
|
||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11)* | |||||
6.07% | ||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
CO
|
||||||
Item 1.
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Security and Issuer
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Item 2.
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Identity and Background
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Item 3.
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Source and Amount of Funds or Other Consideration
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Item 4.
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Purpose of the Transaction
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Item 5.
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Interest in Securities of the Issuer
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Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
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Item 7.
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Material to be filed as Exhibits | ||
Exhibit Number | Description of Exhibit | ||
99.1 |
Joint Filing Agreement, dated April 12, 2016, by and among the Reporting Persons
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SIGNATURES
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Tsinghua Unigroup International Co., Ltd.
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By:
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/s/ ZHAO Weiguo
|
|
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Name:
|
ZHAO Weiguo |
|
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Title:
|
Director |
|
|
|
|
|
|
|
|
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Tsinghua Unigroup Capital Management Co., Ltd. | |||
By: | /s/ ZHAO Weiguo | ||
Name: | ZHAO Weiguo | ||
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Title:
|
Chairman
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Tsinghua Unigroup Co., Ltd. | |||
By: | /s/ ZHAO Weiguo | ||
Name: | ZHAO Weiguo | ||
Title: | Chairman |
Name and Position
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Principal Business Address
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Principal Occupation
|
Citizenship
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Tsinghua Unigroup Co., Ltd.
|
|||
ZHAO, Weiguo
Chairman of the Board of Directors
|
10F, Unis Plaza, Tsinghua Science Park, Haidian District, Beijing 1000084
|
Chairman of the Board of Directors of Tsinghua Unigroup Co., Ltd.
|
People's Republic of China
|
LI, Yanhe
Vice Chairman of the Board of Directors
|
25F, Building A, Tsinghua Science Park, Haidian District, Beijing 1000084
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Vice President of Tsinghua Holdings Co., Ltd.
|
People's Republic of China
|
LI, Zhongxiang
Vice Chairman of the Board of Directors
|
25F, Building A, Tsinghua Science Park, Haidian District, Beijing 1000084
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Vice President of Tsinghua Holdings Co., Ltd.
|
People's Republic of China
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ZHAO, Yanlai
Director
|
25F, Building A, Tsinghua Science Park, Haidian District, Beijing 1000084
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Assistant President of Tsinghua Holdings Co., Ltd.
|
People's Republic of China
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LI, Yi
Director, Senior Vice President
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10F, Unis Plaza, Tsinghua Science Park, Haidian District, Beijing 1000084
|
Director and Senior Vice President of Tsinghua Unigroup Co., Ltd.
|
People's Republic of China
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ZHANG, Yadong
Director, President
|
6F, Unis Plaza, Tsinghua Science Park, Haidian District, Beijing 1000084
|
Director and President of Tsinghua Unigroup Co., Ltd.
|
People's Republic of China
|
CAO, Yuangang
Director
|
25F, Building A, Tsinghua Science Park, Haidian District, Beijing 1000084
|
Assistant President of Tsinghua Holdings Co., Ltd.
|
People's Republic of China
|
Tsinghua Unigroup Capital Management Co., Ltd.
|
|||
ZHAO, Weiguo
Chairman of the Board of Directors
|
10F, Unis Plaza, Tsinghua Science Park, Haidian District, Beijing 1000084
|
Chairman of the Board of Directors of Tsinghua Unigroup Co., Ltd.
|
People's Republic of China
|
ZHANG, Yadong
Director
|
10F, Unis Plaza, Tsinghua Science Park, Haidian District, Beijing 1000084
|
Director and President of Tsinghua Unigroup Co., Ltd.
|
People's Republic of China
|
ZHENG, Bo
Director
|
6F, Unis Plaza, Tsinghua Science Park, Haidian District, Beijing 1000084
|
General Manager of the Investment Management Department, Tsinghua Unigroup Co., Ltd.
|
People's Republic of China
|
Tsinghua Unigroup International Co., Ltd.
|
|||
ZHAO, Weiguo
Director
|
10F, Unis Plaza, Tsinghua Science Park, Haidian District, Beijing 1000084
|
Chairman of the Board of Directors of Tsinghua Unigroup Co., Ltd.
|
People's Republic of China
|
ZHANG, Yadong
Director
|
10F, Unis Plaza, Tsinghua Science Park, Haidian District, Beijing 1000084 | Director and President of Tsinghua Unigroup Co., Ltd. | People's Republic of China |
Date of Transaction
|
Nature of the Transaction
|
Amount of Securities Purchased/(Sold)
|
Price Per Share
($)
|
||||||
February 24, 2016
|
Open Market Purchase
|
300
|
6.17
|
||||||
February 25, 2016
|
Open Market Purchase
|
370,000
|
6.09
|
||||||
February 26, 2016
|
Open Market Purchase
|
200,000
|
6.08
|
||||||
March 1, 2016
|
Open Market Purchase
|
1,167,196
|
5.72
|
||||||
March 2, 2016
|
Open Market Purchase
|
347,967
|
5.61
|
||||||
March 3, 2016
|
Open Market Purchase
|
577,625
|
5.69
|
||||||
March 7, 2016
|
Open Market Purchase
|
124,399
|
5.71
|
||||||
March 8, 2016
|
Open Market Purchase
|
134,240
|
5.71
|
||||||
March 9, 2016
|
Open Market Purchase
|
25,414
|
5.69
|
||||||
March 10, 2016
|
Open Market Purchase
|
1,122,350
|
5.81
|
||||||
March 10, 2016
|
Open Market Purchase
|
20,443
|
5.78
|
||||||
March 14, 2016
|
Open Market Purchase
|
132,364
|
5.94
|
||||||
March 15, 2016
|
Open Market Purchase
|
274,891
|
5.90
|
||||||
March 16, 2016
|
Open Market Purchase
|
25,803
|
5.89
|
||||||
March 17, 2016
|
Open Market Purchase
|
74,915
|
6.00
|
||||||
March 21, 2016
|
Open Market Purchase
|
161,107
|
6.20
|
||||||
March 22, 2016
|
Open Market Purchase
|
194,168
|
6.15
|
||||||
March 23, 2016
|
Open Market Purchase
|
435,381
|
6.18
|
||||||
March 24, 2016
|
Open Market Purchase
|
237,643
|
5.89
|
||||||
March 28, 2016
|
Open Market Purchase
|
21,244
|
5.77
|
||||||
March 29, 2016
|
Open Market Purchase
|
19,629
|
5.84
|
||||||
March 30, 2016
|
Open Market Purchase
|
90,000
|
5.96
|
||||||
April 4, 2016
|
Open Market Purchase
|
241,576
|
5.44
|
||||||
April 5, 2016
|
Open Market Purchase
|
354,320
|
5.44
|
||||||
April 6, 2016
|
Open Market Purchase
|
85,040
|
5.25
|
||||||
April 7, 2016
|
Open Market Purchase
|
218,602
|
5.35
|
||||||
April 8, 2016
|
Open Market Purchase
|
248,459
|
5.31
|
||||||
April 11, 2016
|
Open Market Purchase | 116,876 | 5.42 | ||||||
April 12, 2016 | Open Market Purchase | 201,531 | 5.31 |
|
Tsinghua Unigroup International Co., Ltd.
|
|
|
|
|
|
|
|
By:
|
/s/ ZHAO Weiguo
|
|
|
Name:
|
ZHAO Weiguo |
|
|
Title:
|
Director |
|
|
|
|
|
|
|
|
|
Tsinghua Unigroup Capital Management Co., Ltd. | |||
By: | /s/ ZHAO Weiguo | ||
Name: | ZHAO Weiguo | ||
|
Title:
|
Chairman
|
|
|
|
|
|
|
|
|
|
Tsinghua Unigroup Co., Ltd. | |||
By: | /s/ ZHAO Weiguo | ||
Name: | ZHAO Weiguo | ||
Title: | Chairman |