|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CAREAL PROPERTY GROUP AG UTOQUAI 49 ZURICH, V8 8008 |
X | |||
Haefner Martin UTOQUAI 49 ZURICH, V8 8008 |
X | |||
Bucher-Haefner Eva Maria UTOQUAI 49 ZURICH, V8 8008 |
X |
CAREAL PROPERTY GROUP AG, By: Martin Haefner, Chairman and President, By:/s/ Claude Lambert, Claude Lambert, attorney-in-fact | 05/17/2018 | |
**Signature of Reporting Person | Date | |
MARTIN HAEFNER, By:/s/ Claude Lambert, Claude Lambert, attorney-in-fact | 05/17/2018 | |
**Signature of Reporting Person | Date | |
EVA MARIA BUCHER-HAEFNER, By:/s/ Claude Lambert, Claude Lambert, attorney-in-fact | 05/17/2018 | |
**Signature of Reporting Person | Date | |
BIGPOINT HOLDING AG, By:/s/ Claude Lambert, Claude Lambert, attorney-in-fact | 05/17/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On May 15, 2018, Careal Property Group AG (formerly known as Careal Holding AG) ("Careal") transferred 1,250,000 shares of Issuer common stock ("Company Stock") to BigPoint Holding AG ("BigPoint"), a company wholly owned by Martin Haefner, as an in-kind dividend. |
(2) | Reflects securities held directly by Careal. |
(3) | BigPoint, a company wholly owned by Mr. Haefner, owns 50% of the shares of Careal. |
(4) | moyreal holding ag, a company wholly owned by Eva Maria Bucher-Haefner, owns 50% of the shares of Careal. |
(5) | Reflects securities held directly by BigPoint. |
Remarks: Each of the Reporting Persons may be deemed to beneficially own the shares of Company Stock reported herein, but each (other than to the extent of its, his or her direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |