UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported):  April 28, 2003

 

Southwall Technologies Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

(State of incorporation or organization)

 

0-15930

 

94-2551470

(Commission File Number)

 

(I.R.S. EmployerIdentification No.)

 

3975 East Bayshore Road, Palo Alto, California  94303

(Address of Principal Executive Office) (Zip Code)

 

Registrant’s telephone number, including area code:  (650) 962-9111

 

 

 

 

Item 7.                    Financial Statements, Pro Forma Financial Information and Exhibits.

                (c)           Exhibits

                99.1         Press Release, dated April 28, 2003, issued by Southwall Technologies Inc.

Item 9.                    Regulation FD Disclosure.

The information contained in this Item 9 is being furnished pursuant to “Item 12. Disclosure of Results of Operations and Financial Condition” of Form 8-K in accordance with SEC Release Nos. 33-8216 and 34-47583.

 

On April 28, 2003, Southwall Technologies Inc. (the “Registrant”) issued a press release announcing its financial results for the quarter ended March 31, 2003.  A copy of such press release of the Registrant is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference in its entirety.

 

The information, including the exhibit attached hereto, in this Current Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as otherwise expressly stated in such filing.

 

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

SOUTHWALL TECHNOLOGIES INC.

 

 

 

Date: April 28, 2003

 

By: /s/ Thomas G. Hood

 

 

 

Thomas G. Hood

 

 

 

President and Chief Executive Officer

 

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EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release, dated April 28, 2003, issued by Southwall Technologies Inc.

 

 

 

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