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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER
SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 0-20753
SONICS & MATERIALS, INC.
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(Exact name of registrant as specified in its charter)
53 Church Hill Road, Newtown, CT 06470, (203) 270-4600
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(Address, including zip code, and telephone number, including area code,
of registrant's principal executive offices)
Common Stock, par value $.03 per share
Warrants to purchase Common Stock
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(Title of each class of securities covered by this Form)
Not applicable
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(Titles of all other classes of securities for which a duty to file reports
under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate, the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(i) [X]
Rule 12g-4(a)(1)(ii) [_] Rule 12h-3(b)(1)(ii) [_]
Rule 12g-4(a)(2)(i) [_] Rule 12h-3(b)(2)(i) [_]
Rule 12g-4(a)(2)(ii) [_] Rule 12h-3(b)(2)(ii) [_]
Rule 15d-6 [X]
Approximate number of holders of record as of the certification of notice date:
100
Pursuant to the requirements of the Securities Exchange Act of 1934
Sonics & Materials, Inc. has caused this certification/notice to be signed on
its behalf by the undersigned duly authorized person.
Date: October 21, 2002 By:/s/ Robert S. Soloff
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Robert S. Soloff
President and Chief Executive Officer
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