UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 7, 2008
POWERSECURE INTERNATIONAL, INC.
(Exact name of Registrant as specified in its charter)
| |
|
|
|
|
| Delaware
|
|
1-12014
|
|
84-1169358 |
| (State or other jurisdiction
|
|
(Commission File Number)
|
|
(I.R.S Employer |
| of incorporation)
|
|
|
|
Identification No.) |
| |
|
|
| 1609 Heritage Commerce Court, Wake Forest, North Carolina
|
|
27587 |
| (Address of principal executive offices)
|
|
(Zip code) |
Registrant’s telephone number, including area code: (919) 556-3056
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the Registrant under any of the following provisions (see General Instruction
A.2. below):
| o |
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
| o |
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
| o |
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
| |
| o |
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 7.01 Regulation FD Disclosure.
On October 1, 2008, PowerSecure International, Inc., a Delaware corporation (the “Company”),
issued a press release announcing that the Company will present at the Maxim Group Growth
Conference being held at The Grand Hyatt Hotel in New York City on October 7, 2008, at 10:30 a.m.,
local time. The Company’s presentation and participation at these conferences will be led by Sidney
Hinton, the President and Chief Executive Officer of the Company, and Christopher T. Hutter, the
Vice President and Chief Financial Officer of the Company, and will include information about the
business, operations, financial results and prospects of the Company, including its business
operations, financial results, strategic initiatives and prospects for the future.
A copy of the press release announcing the Company’s participation at the Maxim Group Growth
Conference is filed herewith as Exhibit 99.1 and incorporated herein by this reference. The
Company’s slide presentation to be used at the Maxim Group Growth Conference, and a link to an
audio webcast of the Company’s presentation, are available on the Investor Relations section of the
Company’s website at www.powersecure.com. A copy of the Company’s slide presentation is
filed herewith as Exhibit 99.2 and incorporated herein by this reference. Messrs. Hinton and
Hutter, and other officers and representatives of the Company, may also be giving this slide
presentation from time to time, after these conferences, to other investors, investment analysts
and other members of the financial and investment community.
The slide presentation filed herewith as Exhibit 99.2 contains forward-looking statements made
within the meaning of and pursuant to the safe harbor provisions of the Private Securities
Litigation Reform Act of 1995. A more thorough discussion of certain risks, uncertainties and other
factors that may affect the Company is included under the captions “Risk Factors” and “Management’s
Discussion and Analysis of Financial Condition and Results of Operations” in the Company’s Annual
Report on Form 10-K for the fiscal year ended December 31, 2007 and in subsequent reports,
including Quarterly Reports on Form 10-Q and Current Reports on Form 8-K, that the Company files or
furnishes with the Securities and Exchange Commission.
The information in this Item 7.01, including Exhibit 99.2, is being furnished pursuant to
Item 7.01 and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section,
and such information shall not be deemed incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by
specific reference in such a filing.
2