Dick's Sporting Goods, Inc./Schorr Form 4/Amend.
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of Reporting
Person*		 2. Issuer Name and Ticker or Trading
Symbol		 3. I.R.S. Identification Number of Reporting
Person, if an entity (Voluntary)
  Schorr, Lawrence J.
(Last) (First) (Middle)		   Dick's Sporting Goods, Inc. ("DKS")
  
     
  3112 Sally Drive
(Street)		 4. Statement for Month/Day/Year 5. If Amendment, Date of Original (Month/Day/Year)
    10/18/2002
   10/15/02(1)
     
    6. Relationship of Reporting Person(s)
to Issuer (Check All Applicable)		 7. Individual or Joint/Group Filing
(Check Applicable Line)
  Vestal, NY 13850
(City)        (State)        (Zip)		   x  Director o  10% Owner   x Form Filed by One Reporting Person
    o  Officer (give title below)   o Form Filed by More than One Reporting Person
    o  Other (specify below)  
     
     
Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).

 

                                               
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)		 2. Transaction
Date
(Month/Day/Year)		 2A. Deemed Execution
Date, if any
(Month/Day/Year)		 3. Transaction
Code
(Instr. 8)		 4. Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)		 5. Amount of Sec-
urities Beneficially
Owned Following
Reported Trans-
action(s)
(Instr. 3 and 4)		 6. Ownership
Form:
Direct (D) or
Indirect (I)
(Instr. 4)		 7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
              Code V   Amount (A)
or
(D)		 Price          
  Common stock, par value $.01 per share   10/18/2002     S     467(1)   D   $11.16     13(1)(2)     D  
                         
                         
                         
                         
                         
                         
                         
                         
                         

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security
(Instr. 3)		 2. Conversion or Exercise
Price of Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3A.  Deemed Execution
Date, if any
(Month/Day/Year)		 4. Transaction
Code
(Instr. 8)		 5. Number of Derivative Securities
Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
                      Code V   (A) (D)
               
               
               
               
               
               
               
               
               
               

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and Amount
of Underlying Securities
(Instr. 3 and 4)		 8. Price of Derivative
Security
(Instr. 5)		 9. Number of Derivative Securities
Beneficially Owned Following
Reported Transaction(s)
(Instr. 4)		 10. Ownership Form of
Derivative Security:
Direct (D) or
Indirect (I)
(Instr. 4)		 11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
  Date
Exercisable		 Expiration
Date		   Title Amount or
Number of
Shares		                        
                   
                   
                   
                   
                   
                   
                   
                   
                   
                   

Explanation of Responses:

(1) Represents 467 shares of common stock subject to the underwriters’ over-allotment option. Pursuant to Rule 16a-1(a)(7), such option is not a "derivative security" as an option granted to underwriters in a registered public offering and therefore not included in Part II. The over-allotment option was exercised on October 18, 2002 and relates to shares sold in the Company's initial public offering of its common stock pursuant to its Registration Statement on Form S-1 (File No. 333-96587) (the "IPO"). A Form 4 was originally filed on October 17, 2002 relating to the sale of 4,729 shares of common stock (as disclosed in the Company's preliminary prospectus dated September 26, 2002) in connection with the Company's IPO. The actual number of shares of common stock (as disclosed in the Company's final prospectus dated October 15, 2002 which was filed with the SEC on October 16, 2002 under Rule 424(b)(4)) sold in the IPO by the reporting person was (x) 4,731 and (y) the additional 467 shares reported hereunder due to the exercise of over-allotment option all at a price per share of $11.16.

(2) This amount excludes 60,638 shares of common stock issuable upon exercise of options that are presently exercisable or will become exercisable within 60 days of filing.

/s/ Lawrence J. Schorr   October 22, 2002
**Signature of Reporting Person		  
Date

**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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