CCA Industries, Inc.
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 1 )*

CCA Industries, Inc.
(Name of Issuer)
Common Stock, par value $0.01
(Title of Class of Securities)
124867102
(CUSIP Number)
Jared Bluestein
1114 Avenue of the Americas, Forty First Floor
New York, New York 10036
(212) 380-2230
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
November 3, 2006
(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 

                     
CUSIP No.
 
124867102 

 

           
1   NAMES OF REPORTING PERSONS:

Berggruen Holdings North America Ltd.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
 
 
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY:
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS):
   
  OO
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  British Virgin Islands
       
  7   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   212,700
       
EACH 9   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER:
     
    212 ,700
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  212,700
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
   
  3.5%
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO


 

     This Amendment No. 1 hereby amends the initial Statement on Schedule 13D (the “Schedule 13D”) previously filed on December 14, 2005, by Berggruen Holdings North America Ltd. (f/k/a Alexander Enterprise Holdings Corp.) (the “Reporting Person”) with respect to the shares of common stock, par value $0.01 per share (the “Shares”), of CCA Industries, Inc., a Delaware corporation (the “Issuer”), providing that the Reporting Person no longer beneficially owns more than 5% of the Issuer’s securities, as follows:
Item 2. Identity and Background.
(a) Berggruen Holdings North America Ltd. is a British Virgin Island corporation and a wholly owned subsidiary of Berggruen Holdings Ltd., a British Virgin Islands corporation. All of the shares of Berggruen Holdings Ltd. are owned by Tarragona Trust, a British Virgin Island trust. The trustee of Tarragona Trust is Maitland Trustees Limited, a British Virgin Island corporation.
     Set forth on Schedule A to this Schedule 13D, and incorporated herein by reference, is the (a) name, (b) present principal occupation or employment, (c) business address of principle employment, (d) citizenship, of each executive officer and director of Berggruen Holdings North America Ltd., Berggruen Holdings Ltd., and Maitland Trustees Limited, and (e) the name of any corporation or other organization in which such occupation or employment is conducted.
(b) The address of the principal office of Berggruen Holdings North America Ltd. is 1114 Avenue of the Americas, Forty First Floor, New York, New York 10036.
(c) The principal business activities of Berggruen Holdings North America Ltd. is that of a private investment company engaging in the purchase and sale of securities for its own account.
(d) During the past five years, Berggruen Holdings North America Ltd. has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) During the last five years, Berggruen Holdings North America Ltd. has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
     To the best of the Reporting Person’s knowledge, during the last five years, none of the Reporting Person’s directors or executive officers, (a) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

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Item 5. Interest in Securities of the Issuer.
(a) The responses of the Reporting Person to Rows (11) through (13) of the cover pages of this Schedule 13D are incorporated herein by reference. The Reporting Person is the beneficial owner of 212,700 Shares representing approximately 3.5% of the outstanding shares of the Issuer’s Shares. The calculation of the foregoing percentage is based on the number of Shares disclosed as outstanding as of August 1, 2006 by the Issuer in its quarterly report on Form 10-Q for the quarterly period ended August 31, 2006, and filed with the Securities and Exchange Commission on October 10, 2006.
     Except as disclosed in this Item 5(a), neither the Reporting Person nor, to the best of its knowledge, any of the persons listed on Schedules A and B to this Schedule 13D beneficially owns any Shares or has the right to acquire any Shares.
(b) Berggruen Holdings North America Ltd. has the power to vote or to direct the vote or dispose or direct the disposition of 212,700 Shares. The responses of the Reporting Person to (i) Rows (7) through (10) of the cover pages of this Schedule 13D and (ii) Item 5(a) hereof are incorporated herein by reference.
(c) Transactions During the Past 60 Days:
a. On September 6, 2006, the Reporting Person purchased 500 Shares at a price of $9.82.
b. On November 2, 2006, the Reporting Person sold 4,800 Shares at a price of $11.59.
c. On November 3, 2006, the Reporting Person sold 55,800 Shares at a price of $11.42.
     Except as disclosed in this Schedule 13D, neither the Reporting Person nor, to the best of its knowledge, any of the persons listed on Schedules A and B to this Schedule 13D has effected any transaction in the Shares during the past 60 days or since the most recent filing on Schedule 13D (§ 240.13d-191), whichever is less.
(d) To the best knowledge of the Reporting Person, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares beneficially owned by the Reporting Person.
(e) As of November 3, 2006, the Reporting Person ceased to be the beneficial owner of more than 5% of the Shares of the Issuer.

4


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
Dated: November 6, 2006   Berggruen Holdings North America Ltd.


 
 
  By:   /s/ Jared Bluestein    
    Name:   Jared Bluestein   
    Its: Director   

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SCHEDULE A
ADDITIONAL INFORMATION CONCERNING THE REPORTING PERSON
Directors of Berggruen Holdings North America Ltd. and Berggruen Holdings Ltd.:
                 
    Principal   Name/Principal      
    Occupation/   Business/Address of      
Name   Employment   Principal Employment   Citizenship  
                 
Nicolas Berggruen   President of  
Berggruen Holdings, Inc.
  United States
    Berggruen Holdings,  
1114 Avenue of the Americas
       
    Inc.  
Forty First Floor
       
       
New York, NY 10036
       
                 
Jared Bluestein   Chief Operating  
Berggruen Holdings, Inc.
  United States
    Officer of  
1114 Avenue of the Americas
       
    Berggruen Holdings,  
Forty First Floor
       
    Inc.  
New York, NY 10036
       
                 
Graham Cook   Managing Director  
Bison Financial Services Ltd
  United Kingdom
    of TMF Limited and  
Mill Mall, PO Box 964
       
    of Bison Financial  
Road Town, Tortola
       
    Services Limited  
British Virgin Islands
       
Senior Level Employees of Maitland Trustees Limited:
                 
    Principal   Name/Principal      
    Occupation/   Business/Address of      
Name   Employment   Principal Employment   Citizenship  
                 
S Georgala   Senior Level  
Falcon Cliff, Palace Road
  Luxembourg
    Employee of  
PO Box 75, Douglas
       
    Maitland Trustees  
Isle of Man, IM99 1EP,
       
    Limited  
British Isles
       
                 
RC Kerr   Senior Level  
Falcon Cliff, Palace Road
  Ireland
    Employee of  
PO Box 75, Douglas
       
    Maitland Trustees  
Isle of Man, IM99 1EP,
       
    Limited  
British Isles
       
                 
AF Knight   Senior Level  
Falcon Cliff, Palace Road
  United Kingdom
    Employee of  
PO Box 75, Douglas
       
    Maitland Trustees  
Isle of Man, IM99 1EP,
       
    Limited  
British Isles
       
                 
JB Mills   Senior Level  
Falcon Cliff, Palace Road
  Ireland
    Employee of  
PO Box 75, Douglas
       
    Maitland Trustees  
Isle of Man, IM99 1EP,
       
    Limited  
British Isles
       

6


 

                 
    Principal   Name/Principal      
    Occupation/   Business/Address of      
Name   Employment   Principal Employment   Citizenship  
HRW Troskie   Senior Level  
Falcon Cliff, Palace Road
  The Netherlands
    Employee of  
PO Box 75, Douglas
       
    Maitland Trustees  
Isle of Man, IM99 1EP,
       
    Limited  
British Isles
       
                 
PJ Wentzel   Senior Level  
Falcon Cliff, Palace Road
  South Africa
    Employee of  
PO Box 75, Douglas
       
    Maitland Trustees  
Isle of Man, IM99 1EP,
       
    Limited  
British Isles
       
                 
RJ Whillis   Senior Level  
Falcon Cliff, Palace Road
  Canada
    Employee of  
PO Box 75, Douglas
       
    Maitland Trustees  
Isle of Man, IM99 1EP,
       
    Limited  
British Isles
       
                 
RL Worsdale   Senior Level  
Falcon Cliff, Palace Road
  South Africa
    Employee of  
PO Box 75, Douglas
       
    Maitland Trustees  
Isle of Man, IM99 1EP,
       
    Limited  
British Isles
       
                 
EW Wilkinson   Senior Level  
Falcon Cliff, Palace Road
  United Kingdom
    Employee of  
PO Box 75, Douglas
       
    Maitland Trustees  
Isle of Man, IM99 1EP,
       
    Limited  
British Isles
       
Associated Corporations/Organizations:
             
    Place of       Address of Principle
Name   Incorporation   Principal Business   Business/Principle Executive Office
       
 
   
Berggruen Holdings, Ltd.   British Virgin
Islands
 
Investment Company
  1114 Avenue of the Americas
Forty First Floor
New York, New York 10036
       
 
   
Tarragona Trust   British Virgin
Islands
 
Trust
  Falcon Cliff, Palace Road
PO Box 75, Douglas
Isle of Man, IM99 1EP, British Isles
       
 
   
Maitland Trustees
Limited
  British Virgin
Islands
 
Corporate Trustee of Tarragona Trust
  Falcon Cliff, Palace Road
PO Box 75, Douglas
Isle of Man, IM99 1EP, British Isles

7


 

SCHEDULE B
LIST OF PERSONS
     Not applicable.

8