þ
|
a. | The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14-C or Rule 13e-3(c) under the Securities Exchange Act of 1934. | ||
o
|
b. | The filing of a registration statement under the Securities Act of 1933. | ||
o
|
c. | A tender offer. | ||
o
|
d. | None of the above. |
Transaction Valuation* | Amount Of Filing Fee** | ||||
$940,958,195.42
|
$110,751 | ||||
* | Calculated solely for purposes of determining the filing fee. The transaction value was determined by adding (a) the product of (i) 23,533,402 shares of common stock of SS&C Technologies, Inc. (SS&C) and (ii) $37.25, (b) the product of (i) 2,163,734 shares of common stock of SS&C subject to currently outstanding options and (ii) the excess of $37.25 over $8.87, the weighted average exercise price with respect to such options, and (c) the product of (i) 90,000 shares of common stock of SS&C subject to currently outstanding warrants and (ii) the excess of $37.25 over $4.67, the weighted average exercise price with respect to such warrants. | |
** | The filing fee, calculated in accordance with Exchange Act Rule 0-11(c)(1), was calculated by multiplying the transaction value by 0.0001177. |
þ | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-1l (a) (2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. | |
Amount Previously Paid: $110,751 | ||
Form or Registration No.: Schedule 14A | ||
Filing Party: SS&C Technologies, Inc. | ||
Date Filed: August 25, 2005 |
1
(a) | Name and Address. The Companys name and the address and telephone number of its principal executive office are as follows: |
SS&C Technologies, Inc. 80 Lamberton Road Windsor, CT 06095 (860) 298-4500 |
(b) | Securities. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET The Special Meeting Record Date | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Record Date; Stock Entitled to Vote; Quorum |
(c) | Trading Market and Price. The information set forth in the Proxy Statement under the caption MARKET PRICE AND DIVIDEND DATA is incorporated herein by reference. | ||
(d) | Dividends. The information set forth in the Proxy Statement under the caption MARKET PRICE AND DIVIDEND DATA is incorporated herein by reference. | ||
(e) | Prior Public Offerings. The information set forth in the Proxy Statement under the caption TRANSACTIONS IN SHARES OF COMMON STOCK Prior Public Offerings is incorporated herein by reference. | ||
(f) | Prior Stock Purchases. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
TRANSACTIONS IN SHARES OF COMMON STOCK Purchases by SS&C | |||
TRANSACTIONS IN SHARES OF COMMON STOCK Purchases by William C. Stone | |||
TRANSACTIONS IN SHARES OF COMMON STOCK Purchases by Sunshine Acquisition Corporation and Merger Co |
(a) | Name and Address. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET The Companies | |||
SUMMARY TERM SHEET The Filing Persons | |||
INFORMATION REGARDING TRANSACTION PARTICIPANTS | |||
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT |
(b) | Business and Background of Entities. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET The Companies | |||
INFORMATION REGARDING TRANSACTION PARTICIPANTS |
(c) | Business and Background of Natural Persons. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
DIRECTORS AND EXECUTIVE OFFICERS OF SS&C | |||
INFORMATION REGARDING TRANSACTION PARTICIPANTS |
2
(a) | Material Terms. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET | |||
SPECIAL FACTORS | |||
THE MERGER AGREEMENT (PROPOSAL 1) | |||
MATERIAL U.S. FEDERAL INCOME TAX CONSEQUENCES | |||
ANNEX A Agreement and Plan of Merger, dated as of July 28, 2005, as amended on August 25, 2005, by and among Sunshine Acquisition Corporation, Merger Co and the Company |
(c) | Different Terms. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement SS&C Stock Options and Warrants | |||
SUMMARY TERM SHEET Special Factors; The Merger Agreement Interests of Certain Persons in the Merger | |||
SPECIAL FACTORS Purposes, Reasons and Plans for SS&C After the Merger | |||
SPECIAL FACTORS Certain Effects of the Merger | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger | |||
THE MERGER AGREEMENT (PROPOSAL 1) Stock Options and Warrants |
(d) | Appraisal Rights. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Appraisal Rights | |||
APPRAISAL RIGHTS | |||
ANNEX C Section 262 of the General Corporation Law of the State of Delaware |
(e) | Provisions for Unaffiliated Security Holders. None. | ||
(f) | Eligibility for Listing or Trading. Not applicable. |
(a) | Transactions. The information set forth in the Proxy Statement under the caption CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS is incorporated herein by reference. | ||
(b) | Significant Corporate Events. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger | |||
SPECIAL FACTORS Voting Agreement |
(c) | Negotiations or Contacts. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger | |||
SPECIAL FACTORS Voting Agreement |
3
(e) | Agreements Involving the Subject Companys Securities. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Voting Agreement, Contribution and Subscription Agreement and Shares of Our Common Stock Owned by Our Directors and Executive Officers | |||
SPECIAL FACTORS Voting Agreement | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger |
(b) | Use of Securities Acquired. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SPECIAL FACTORS Certain Effects of the Merger | |||
SPECIAL FACTORS Delisting and Deregistration of SS&C Common Stock | |||
THE MERGER AGREEMENT (PROPOSAL 1) Structure | |||
ANNEX A Agreement and Plan of Merger, dated as of July 28, 2005, as amended on August 25, 2005, by and among Sunshine Acquisition Corporation, Merger Co and the Company |
(c) | (1)-(8) Plans. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Purposes, Reasons and Plans for SS&C after the Merger | |||
SPECIAL FACTORS Certain Effects of the Merger | |||
SPECIAL FACTORS Delisting and Deregistration of SS&C Common Stock | |||
SPECIAL FACTORS Financing | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger | |||
THE MERGER AGREEMENT (PROPOSAL 1) | |||
ANNEX A Agreement and Plan of Merger, dated as of July 28, 2005, as amended on August 25, 2005, by and among Sunshine Acquisition Corporation, Merger Co and the Company |
(a) | Purposes. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors | |||
SPECIAL FACTORS Purposes, Reasons and Plans for SS&C after the Merger |
(b) | Alternatives. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors |
4
SPECIAL FACTORS Purposes, Reasons and Plans for SS&C after the Merger | |||
SPECIAL FACTORS Effects on SS&C if the Merger is Not Completed |
(c) | Reasons. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors | |||
SPECIAL FACTORS Opinion of Financial Advisor to the Independent Committee | |||
SPECIAL FACTORS Purposes, Reasons and Plans for SS&C after the Merger |
(d) | Effects. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Purposes, Reasons and Plans for SS&C after the Merger | |||
SPECIAL FACTORS Certain Effects of the Merger | |||
SPECIAL FACTORS Effects on SS&C if the Merger is Not Completed | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger | |||
MATERIAL U.S. FEDERAL INCOME TAX CONSEQUENCES | |||
THE MERGER AGREEMENT (Proposal 1) | |||
ANNEX A Agreement and Plan of Merger, dated as of July 28, 2005, as amended on August 25, 2005, by and among Sunshine Acquisition Corporation, Merger Co and the Company |
(a) | Fairness. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors | |||
SPECIAL FACTORS Opinion of Financial Advisor to the Independent Committee | |||
SPECIAL FACTORS Position of William C. Stone as to Fairness | |||
SPECIAL FACTORS Position of Sunshine Acquisition Corporation and Merger Co as to Fairness | |||
SPECIAL FACTORS Purposes, Reasons and Plans for SS&C After the Merger | |||
ANNEX B Opinion of SunTrust Robinson Humphrey |
(b) | Factors Considered in Determining Fairness. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors | |||
SPECIAL FACTORS Opinion of Financial Advisor to the Independent Committee | |||
SPECIAL FACTORS Position of William C. Stone as to Fairness |
5
SPECIAL FACTORS Position of Sunshine Acquisition Corporation and Merger Co as to Fairness | |||
SPECIAL FACTORS Purposes, Reasons and Plans for SS&C After the Merger | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger | |||
ANNEX B Opinion of SunTrust Robinson Humphrey |
(c) | Approval of Security Holders. The transaction is not structured so that the approval of at least a majority of unaffiliated security holders is required. | ||
(d) | Unaffiliated Representative. An unaffiliated representative was not retained to act solely on behalf of unaffiliated security holders for purposes of negotiating the terms of the transaction and/or preparing a report concerning the fairness of the transaction. | ||
(e) | Approval of Directors. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Recommendation to Stockholders | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Date, Time, Place and Purpose of the Special Meeting | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors |
(f) | Other Offers. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: | ||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors | |||
SPECIAL FACTORS Background of the Merger | |||
(a) | Report, Opinion or Appraisal. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Opinion of Financial Advisor to the Independent Committee | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors | |||
SPECIAL FACTORS Opinion of Financial Advisor to the Independent Committee | |||
ANNEX B Opinion of SunTrust Robinson Humphrey |
(b) | Preparer and Summary of the Report, Opinion or Appraisal. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Opinion of Financial Advisor to the Independent Committee | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors |
6
(c) | Availability of Documents. The reports, opinions or appraisals referenced in this Item 9 will be made available for inspection and copying at the principal executive offices of the Company during its regular business hours by any interested equity security holder of the Company or representative who has provided the Company its written designation as such. A copy of the reports, opinions or appraisals will be transmitted by the Company to any interested equity security holder of the Company or representative who has provided the Company its written designation as such upon written request and at the expense of the requesting security holder. |
(a) | Source of Funds. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
7
(b) | Conditions. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Financing | |||
SUMMARY TERM SHEET Special Factors; The Merger Agreement No Solicitation | |||
SUMMARY TERM SHEET Special Factors; The Merger Agreement Termination of the Merger Agreement | |||
SUMMARY TERM SHEET Special Factors; The Merger Agreement Termination Fees | |||
SUMMARY TERM SHEET Special Factors; The Merger Agreement The Guarantee | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Financing | |||
SPECIAL FACTORS Guarantee; Remedies | |||
SPECIAL FACTORS Fees and Expenses of the Merger | |||
THE MERGER AGREEMENT (PROPOSAL 1) No Solicitation | |||
THE MERGER AGREEMENT (PROPOSAL 1) Termination of the Merger Agreement | |||
THE MERGER AGREEMENT (PROPOSAL 1) Termination Fees | |||
ANNEX A Agreement and Plan of Merger, dated as of July 28, 2005, as amended on August 25, 2005, by and among Sunshine Acquisition Corporation, Merger Co and the Company |
(c) | Expenses. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Financing | |||
SUMMARY TERM SHEET Termination Fees and Expenses | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Solicitation of Proxies | |||
SPECIAL FACTORS Certain Effects of the Merger | |||
SPECIAL FACTORS Financing | |||
SPECIAL FACTORS Fees and Expenses of the Merger | |||
THE MERGER AGREEMENT Termination Fees | |||
ANNEX A Agreement and Plan of Merger, dated as of July 28, 2005, as amended on August 25, 2005, by and among Sunshine Acquisition Corporation, Merger Co and the Company |
(d) | Borrowed Funds. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Financing | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Financing | |||
ANNEX A Agreement and Plan of Merger, dated as of July 28, 2005, as amended on August 25, 2005, by and among Sunshine Acquisition Corporation, Merger Co and the Company |
(a) | Securities Ownership. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Voting Agreement, Contribution and Subscription Agreement and Shares of Our Common Stock Owned by Our Directors and Executive Officers | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Voting by Directors and Executive Officers |
8
SPECIAL FACTORS Interests of the Certain Persons in the Merger | |||
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT | |||
TRANSACTIONS IN SHARES OF COMMON STOCK |
(b) | Securities Transactions. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT | |||
TRANSACTIONS IN SHARES OF COMMON STOCK |
(d) | Intent to Tender or Vote in a Going-Private Transaction. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Voting Agreement, Contribution and Subscription Agreement and Shares of Our Common Stock Owned by Our Directors and Executive Officers | |||
SUMMARY TERM SHEET Special Factors; The Merger Agreement Interests of Certain Persons in the Merger | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Voting by Directors and Executive Officers | |||
SPECIAL FACTORS Voting Agreement | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors |
(e) | Recommendations of Others. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERM SHEET Special Factors; The Merger Agreement Recommendation to Stockholders | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Date, Time, Place and Purpose of the Special Meeting | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors | |||
SPECIAL FACTORS Purposes, Reasons and Plans for SS&C After the Merger |
(a) | Financial Statements. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SELECTED FINANCIAL INFORMATION | |||
RATIO OF EARNINGS TO FIXED CHARGES | |||
WHERE YOU CAN FIND MORE INFORMATION |
9
(b) | Pro Forma Information. Not applicable. |
(a) | Solicitations or Recommendations. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERMS SHEET Special Factors; The Merger Agreement Recommendation to Stockholders | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Date, Time, Place and Purpose of the Special Meeting | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Solicitation of Proxies | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger | |||
SPECIAL FACTORS Fees and Expenses of the Merger | |||
CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS |
(b) | Employees and Corporate Assets. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference: |
SUMMARY TERMS SHEET Special Factors; The Merger Agreement Recommendation to Stockholders | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Date, Time, Place and Purpose of the Special Meeting | |||
THE SPECIAL MEETING OF SS&C STOCKHOLDERS Solicitation of Proxies | |||
SPECIAL FACTORS Background of the Merger | |||
SPECIAL FACTORS Reasons for the Merger and Recommendation of the Independent Committee and the Board of Directors | |||
SPECIAL FACTORS Certain Effects of the Merger | |||
SPECIAL FACTORS Interests of Certain Persons in the Merger |
(b) | Other Material Information. The information set forth in the Proxy Statement and annexes thereto filed contemporaneously herewith is incorporated in its entirety herein by reference. |
(a)(1)
|
Letter to Stockholders of SS&C Technologies, Inc., incorporated herein by reference to the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(a)(2)
|
Notice of Special Meeting of Stockholders of SS&C Technologies, Inc., incorporated herein by reference to the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
10
(a)(3)
|
Proxy Statement of SS&C Technologies, Inc., incorporated herein by reference to the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(b)(1)
|
Bank and Bridge Facilities Commitment Letter Agreement by and among JP Morgan Chase Bank, N.A. and J.P. Morgan Securities Inc, Wachovia Bank, National Association, Wachovia Investment Holdings, LLC and Wachovia Capital Markets, LLC, Bank of America, N.A., Banc of America Bridge LLC and Banc of America Securities LLC, Sunshine Acquisition Corporation and Sunshine Merger Corporation, dated as of July 28, 2005.* | |
(c)(1)
|
Opinion of SunTrust Robinson Humphrey, dated July 28, 2005, incorporated herein by reference to ANNEX B of the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(c)(2)
|
Presentation of Americas Growth Capital, LLC to William C. Stone, dated April 2005.* | |
(c)(3)
|
Preliminary Presentation of SunTrust Robinson Humphrey to the Independent Committee of the Board of Directors of SS&C Technologies, Inc., dated June 29, 2005.* | |
(c)(4)
|
Presentation of SunTrust Robinson Humphrey to the Independent Committee of the Board of Directors of SS&C Technologies, Inc., dated July 28, 2005.* | |
(d)(1)
|
Agreement and Plan of Merger, dated as of July 28, 2005, as amended on August 25, 2005, by and among Sunshine Acquisition Corporation, Sunshine Merger Corporation and SS&C Technologies, Inc., incorporated herein by reference to ANNEX A of the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(d)(2)
|
Voting Agreement by and among William C. Stone, SS&C Technologies, Inc., Sunshine Acquisition Corporation and Sunshine Merger Corporation, dated as of July 28, 2005.* | |
(d)(3)
|
Contribution and Subscription Agreement by and among William C. Stone and Sunshine Acquisition Corporation, dated as of July 28, 2005.* | |
(f)
|
Section 262 of the General Corporation Law of the State of Delaware, incorporated herein by reference to ANNEX C of the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(g)
|
None. |
* Previously filed on August 25, 2005.
11
SS&C TECHNOLOGIES, INC. | ||||
Date:
October 17, 2005
|
By: | /s/ Patrick J. Pedonti | ||
Patrick J. Pedonti | ||||
Senior Vice President and Chief Financial Officer | ||||
SUNSHINE ACQUISITION CORPORATION | ||||
Date:
October 17, 2005
|
By: | /s/ Claudius E. Watts, IV | ||
Name: Claudius E. Watts, IV | ||||
Title: President | ||||
SUNSHINE MERGER CORPORATION | ||||
Date:
October 17, 2005
|
By: | /s/ Claudius E. Watts, IV | ||
Name: Claudius E. Watts, IV | ||||
Title: President | ||||
12
Date:
October 17, 2005
|
By: | /s/ William C. Stone | ||
Name: William C. Stone | ||||
Title: Chief Executive Officer and Chairman of the Board | ||||
13
(a)(1)
|
Letter to Stockholders of SS&C Technologies, Inc., incorporated herein by reference to the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(a)(2)
|
Notice of Special Meeting of Stockholders of SS&C Technologies, Inc., incorporated herein by reference to the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(a)(3)
|
Proxy Statement of SS&C Technologies, Inc., incorporated herein by reference to the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(b)(1)
|
Bank and Bridge Facilities Commitment Letter Agreement by and among JP Morgan Chase Bank, N.A. and J.P. Morgan Securities Inc, Wachovia Bank, National Association, Wachovia Investment Holdings, LLC and Wachovia Capital Markets, LLC, Bank of America, N.A., Banc of America Bridge LLC and Banc of America Securities LLC, Sunshine Acquisition Corporation and Sunshine Merger Corporation, dated as of July 28, 2005.* | |
(c)(1)
|
Opinion of SunTrust Robinson Humphrey, dated July 28, 2005, incorporated herein by reference to ANNEX B of the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(c)(2)
|
Presentation of Americas Growth Capital, LLC to William C. Stone, dated April 2005.* | |
(c)(3)
|
Preliminary Presentation of SunTrust Robinson Humphrey to the Independent Committee of the Board of Directors of SS&C Technologies, Inc., dated June 29, 2005.* | |
(c)(4)
|
Presentation of SunTrust Robinson Humphrey to the Independent Committee of the Board of Directors of SS&C Technologies, Inc., dated July 28, 2005.* | |
(d)(1)
|
Agreement and Plan of Merger, dated as of July 28, 2005, as amended on August 25, 2005, by and among Sunshine Acquisition Corporation, Sunshine Merger Corporation and SS&C Technologies, Inc., incorporated herein by reference to ANNEX A of the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(d)(2)
|
Voting Agreement by and among William C. Stone, SS&C Technologies, Inc., Sunshine Acquisition Corporation and Sunshine Merger Corporation, dated as of July 28, 2005.* | |
(d)(3)
|
Contribution and Subscription Agreement by and among William C. Stone and Sunshine Acquisition Corporation, dated as of July 28, 2005.* | |
(f)
|
Section 262 of the General Corporation Law of the State of Delaware, incorporated herein by reference to ANNEX C of the Proxy Statement on Schedule 14A filed by SS&C Technologies, Inc. with the Securities and Exchange Commission on October 17, 2005. | |
(g)
|
None. | |
*
|
Previously filed on August 25, 2005. |
14