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SEC 1745
(02-02)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 14 )*
HAWTHORN BANCSHARES, INC.
(Name of Issuer)
COMMON
STOCK $1.00 PAR VALUE
(Title of Class of Securities)
420476103
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-l(b)
o Rule 13d-l(c)
o Rulel3d-l(d)
* The remainder of this cover page shall be filled out for a reporting persons initial
filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover
page.
The
information required in the remainder of this cover page shall not be deemed to be filed
for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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1 |
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NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities
only). HAWTHORN BANK |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) NOT APPLICABLE |
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(b) NOT APPLICABLE |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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426,536 |
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SHARES |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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424,499 |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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5,650 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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432,186 |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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N/A |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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10.4% |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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BK |
Page 3 of 5 Pages
ITEM 1:
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(a) |
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Name of Issuer: Hawthorn Bancshares, Inc. |
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(b) |
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Address of Issuers Principal Executive Offices: |
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300 S.W. Longview Blvd.
Lees Summit, MO 64081-2190 |
ITEM 2:
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(a) |
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Name of Person Filing: This Schedule 13G is filed by the
Hawthorn Bank (the Bank). |
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(b) |
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Address of Principal Business Office or, if none, Residence: The business address for the
Bank is 132 East High Street, Jefferson City, Missouri 65101. |
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(c) |
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Citizenship: The Bank is a state, non-member, banking
association organized under the laws of the State of Missouri. |
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(d) |
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Title of Class of Securities: Common stock, par value $1.00 per share. |
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(e) |
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CUSIP No.: 420476103 |
ITEM 3:
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If this statement is filed pursuant to Rules 13d-1 (b), or 13d-2 (b), check whether the person
filing is a: |
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(a) |
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(X) Bank as defined in Section 3 (a) (6) of the Act. Income Security Act |
ITEM 4: Ownership (as of December 31, 2008)
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(a) |
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Amount beneficially owned: 432,186 shares. |
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(b) |
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Percent of class: The shares identified in paragraph (a) above as being
beneficially owned by the Bank represent 10.4% of the 4,136,495 shares outstanding on
December 31, 2008. |
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(c) |
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Number of shares of which such person has: |
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(I) |
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sole power to vote or to direct the vote:
426,536 shares. |
Page 4 of 5 Pages
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(ii) |
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shared power to vote or to direct the vote: 0 shares. |
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(iii) |
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sole power to dispose or to direct the disposition of: 424,499 shares. |
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(iv) |
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shared power to dispose or to direct the disposition of:
5,650 shares. |
ITEM 5: Ownership of Five Percent or Less of a Class.
Not applicable.
ITEM 6: Ownership of More than Five Percent on Behalf of Another Person.
Of the shares reported in this Schedule 13G, the 432,186 shares reported in this
Schedule 13G are held by the Bank as trustee or co-trustee, personal representative
or administrator under various individual trusts and estates that exist for the
benefit of the respective beneficiaries identified by the applicable trust or estate
documentation, as to which shares the Bank has sole voting power as to 426,536
shares, shared voting power as to 0 shares, sole investment power as to 424,499
shares, and shared investment power as to 5,650 shares.
ITEM 7: Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company.
Not applicable.
ITEM 8: Identification and Classification of Members of the Group.
Not applicable.
ITEM 9: Notice of Dissolution of Group.
Not applicable.
Page 5 of 5 Pages
ITEM 10: Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities
referred to above were acquired in the ordinary course of business and were not acquired for the
purpose of and do not have the effect of changing or influencing the control of the issuer of such
securities and were not acquired in connection with or as a participant in any transaction having
such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated: February 10, 2009
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HAWTHORN BANK |
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By Hawthorn Bank |
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BY:
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/s/ Daniel A. Renfrow |
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Daniel A. Renfrow |
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Vice President & Sr. Trust Officer |
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