As filed with the Securities and Exchange Commission on April 3, 2008.
Registration No. 333-59376
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-3
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
SOMANETICS CORPORATION
(Exact name of registrant as specified in its charter)
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MICHIGAN |
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38-2394784 |
(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.) |
1653 East Maple Road
Troy, Michigan 48083-4208
(248) 689-3050
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Bruce J. Barrett
President and Chief Executive Officer
Somanetics Corporation
1653 East Maple Road
Troy, Michigan 48083-4208
(248) 689-3050
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Robert J. Krueger
Honigman Miller Schwartz and Cohn LLP
2290 First National Building
Detroit, Michigan 48226-3506
(313) 465-7452
Fax No.: (313) 465-7453
Approximate date of commencement of proposed sale to the public: After the effective date of
this Registration Statement, depending upon market conditions.
If the only securities being registered on this Form are being offered pursuant to dividend or
interest reinvestment plans, please check the following box: o
If any of the securities being registered on this Form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities
offered only in connection with dividend or interest reinvestment plans, check the following box: þ
If this Form is filed to register additional securities for an offering pursuant to Rule
462(b) under the Securities Act, please check the following box and list the Securities Act
registration statement number of the earlier effective registration statement for the same
offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities
Act, check the following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a
post-effective amendment thereto that shall become effective upon filing with the Commission
pursuant to Rule 462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to
General Instruction I.D. filed to register additional securities or additional classes of
securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o | Accelerated filer þ | Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
CALCULATION OF REGISTRATION FEE
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Proposed |
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Proposed |
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Maximum |
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Maximum |
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Title of Each Class of |
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Amount to be |
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Offering Price |
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Aggregate Offering |
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Amount of |
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Securities to be Registered |
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Registered (1) |
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Per Share * |
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Price (2) |
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Registration Fee (3) |
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Common Shares, par value $.01 per share
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1,225,000
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$2.065
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$2,529,625.00
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$684.04 |
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(1) |
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Reflects the deregistration of 100,000 shares that were not sold prior to the termination of
the offering. |
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(2) |
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Estimated solely for the purpose of computing the registration fee, based on the average of
the high and low reported sale prices of the Registrants common shares on April 16, 2001 as
reported on The Nasdaq SmallCap Market, pursuant to Rule 457(c). |
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(3) |
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The registration fee was paid upon the filing of the original registration statement. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that is
has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and
has duly caused this post-effective amendment no. 1 to registration statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in the City of Troy, State of Michigan, on
April 3, 2008.
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SOMANETICS CORPORATION
(Registrant)
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By: |
/s/ Bruce J. Barrett
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Bruce J. Barrett |
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Its: President and Chief Executive Officer |
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Pursuant to the requirements of the Securities Act of 1933, this post-effective amendment no.
1 to registration statement has been signed by the following persons in the capacities and on the
dates indicated.
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Signature |
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Title |
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Date |
/s/ Bruce J. Barrett
Bruce J. Barrett |
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President and Chief Executive Officer and a Director
(Principal Executive Officer)
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April 3, 2008 |
/s/ William M. Iacona
William M. Iacona |
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Vice President and Chief Financial Officer,
Controller, and Treasurer
(Principal Financial Officer and Principal Accounting Officer)
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April 3, 2008 |
/s/ James I. Ausman
James I. Ausman, M.D., Ph.D. |
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Director
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April 3, 2008 |
/s/ Daniel S. Follis
Daniel S. Follis |
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Director
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April 3, 2008 |
/s/ Robert R. Henry
Robert R. Henry |
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Director
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April 2, 2008 |
/s/ John P. Jumper
John P. Jumper |
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Director
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April 2, 2008 |
/s/ Richard S. Sorensen
Richard R. Sorensen |
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Director
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April 3, 2008 |
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