UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): April 12, 2010
SS&C Technologies Holdings, Inc.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-34675
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71-0987913 |
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(State or Other Jurisdiction of
Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.) |
SS&C Technologies, Inc.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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000-28430
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06-1169696 |
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(State or Other Jurisdiction of
Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.) |
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80 Lamberton Road, Windsor, CT
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06095 |
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(Address of Principal Executive Offices)
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(Zip Code) |
Registrants telephone number, including area code (860) 298-4500
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Item 1.01. Entry into Material Definitive Agreement.
On December 31, 2009, SS&C Technologies, Inc. (the Company), a Delaware corporation and
wholly-owned subsidiary of SS&C Technologies Holdings, Inc. (Holdings), acquired Tradeware Global
Corp. (Tradeware) through the merger of TG Acquisition Corp., a wholly-owned subsidiary of the
Company, with and into Tradeware, with Tradeware being the surviving company and a wholly-owned
subsidiary of the Company.
Matters Relating to the Credit Agreement
As required by the Credit Agreement, dated as of November 23, 2005, as amended, among Sunshine
Acquisition II, Inc. (Sunshine), the Company, SS&C Technologies Canada Corp., the Lenders named
therein, JPMorgan Chase Bank, N.A., as Administrative Agent (the Administrative Agent), JPMorgan
Chase Bank, N.A., Toronto Branch, as Canadian Administrative Agent, Wachovia Bank, National
Association, as Syndication Agent, and Bank of America, N.A., as Documentation Agent (as amended,
the Credit Agreement), Tradeware entered into an Assumption Agreement (the Assumption
Agreement), dated as of April 12, 2010, in favor of the Administrative Agent. Pursuant to the
Assumption Agreement, Tradeware became a party, as an Additional Grantor thereunder, to the
Guarantee and Collateral Agreement, dated as of November 23, 2005, by and among Sunshine, Holdings,
the Company and certain of its subsidiaries in favor of the Administrative Agent, and granted
certain security interests in connection therewith.
Matters Relating to the Indenture
As required by the Indenture, dated as of November 23, 2005, among Sunshine, the Company, the
Guarantors named therein, and Wells Fargo Bank, National Association, as Trustee (the Trustee),
relating to the Companys 113/4% Senior Subordinated Notes due 2013 (the Indenture), as
supplemented by the First Supplemental Indenture dated as of April 27, 2006, the Second
Supplemental Indentured dated as of September 1, 2009 and the Third Supplemental Indenture dated as
of December 22, 2009, the Company, Tradeware and the Trustee entered into a Fourth Supplemental
Indenture (the Fourth Supplemental Indenture) and a related Note Guarantee (the Note Guarantee)
on April 12, 2010, pursuant to which Tradeware became a Guarantor under the Indenture and
unconditionally guaranteed all of the Companys obligations under the Indenture and the notes
issued thereunder.
Tradeware also entered into a Joinder Agreement (the Joinder Agreement), dated April 12,
2010, pursuant to which it joined as a Guarantor to (i) the Purchase Agreement, dated November 17,
2005, by and among Sunshine and the Initial Purchasers named therein and (ii) the Registration
Rights Agreement, dated as of November 23, 2005, among Sunshine, the Company, the Guarantors named
therein and the Initial Purchasers named therein.
Copies of the Assumption Agreement, Fourth Supplemental Indenture, Note Guarantee and Joinder
Agreement are attached to this Current Report on Form 8-K as Exhibits 10.1, 10.2, 10.3 and 10.4,
respectively, and are incorporated herein by reference as though fully set forth herein. The
foregoing summaries of the Assumption Agreement, Fourth Supplemental Indenture, Note Guarantee and
Joinder Agreement and the transactions contemplated thereby are qualified in their entirety by the
complete text of the respective agreements filed herewith.
Item 9.01. Financial Statements and Exhibits
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(d)
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Exhibits |
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See Exhibit Index attached hereto. |
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