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OMB APPROVAL
FORM 5 ----------------------------
OMB Number: 3235-0362
[ ] Check box if no longer subject to Expires: December 31, 2001
Section 16. Form 4 or Form 5 obligations Estimated average burden
may continue. See Instruction 1(b). hours per response.....1.0
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol
Astrom, Hakan Pharmacia Corporation PHA
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(Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for
Number of Reporting Month/Year
Person, if an entity
100 Route 206 North (Voluntary) December 31, 2001
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(Street) 5. If Amendment,
Date of Original
Peapack NJ 07977 (Month/Year)
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(City) (State) (Zip)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
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X Officer (give Other (specify
-------- title below) ------- below)
Senior Vice President
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7. Individual or Joint/Group Reporting
(check applicable Line)
X Form filed by One Reporting Person
__
Form filed by More than One Reporting Person
__
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A)
(Instr. 3) action action or Disposed of (D)
Date Code (Instr. 3, 4 and 5)
(Instr. 8)
(Month/ -----------------------------------
Day/ Amount (A) or Price
Year) (D)
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Common
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Common
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SDR 1-for-1
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5. Amount of 6. Ownership 7. Nature of
Securities Form: Direct (D) Indirect
Beneficially or Indirect (I) Beneficial
Owned at (Instr. 4) Ownership
end of Issuer's (Instr. 4)
Fiscal Year
(Instr. 3 and 4)
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11,412 D
(1)
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1,245 I Savings Plans
(2)
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1,869 I By Spouse
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*If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
(Over)
SEC 2270 (3-99)
Page 1 of 3
FORM 5 (continued)
Astrom, Hakan -- December 2001
Table II - Derivative Securities Acquired, Disposed of, or
Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of 6. Date Exercisable
Security (Instr. 3) sion or action tion Code Derivative and Expiration Date
Exercise Date (Instr. 8) Securities (Month/Day/Year)
Price of Acquired (A)
Derivative (Month/ or Disposed of
Security Day/ (D)
Year) (Instr. 3, 4, and 5)
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(A) (D) Date Expi-
Exercis- ration
able Date
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Option (right to buy) $49.10 04/02/2001 A 47,964 (3) 04/02/2011
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Option (right to buy) $49.10 04/08/2001 A 2,036 (4) 04/02/2011
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Option (right to buy) $51.59 (3) 06/01/2010
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Option (right to buy) $54.28 (5) 01/22/2006
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Option (right to buy) $41.23 (5) 02/14/2010
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Option (right to buy) $45.90 (5) 02/16/2009
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Option (right to buy) $45.80 (5) 01/22/2006
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Option (right to buy) $33.64 (5) 02/24/2008
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Option (right to buy) $32.04 (5) 02/22/2007
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Option (right to buy) $31.78 (5) 01/22/2006
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7. Title and Amount of 8. Price of 9. Number of 10. Ownership 11. Nature
Underlying Securities Derivative Derivative of Derivative of Indirect
(Instr. 3 and 4) Security Securities Security: Beneficial
(Instr. 5) Beneficially Direct (D) Ownership
Owned at or Indirect (Instr. 4)
End of (I)
Year (Instr. 4)
(Instr. 4)
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Title Amount or
Number of
Shares
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Common 47,964 D
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Common 2,036 50,000 D
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Common 63,000 63,000 D
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Common 5,356 5,356 D
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Common 59,500 59,500 D
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Common 59,500 59,500 D
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Common 2,890 2,890 D
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Common 148,750 148,750 D
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Common 29,750 29,750 D
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Common 16,434 16,434 D
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Explanation of Responses:
See attached statement
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB number.
Don W. Schmitz 2/14/2002
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** Signature of Reporting Person Date
Don W. Schmitz, attorney-in-fact for
Hakan Astrom
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SEC 2270 (3-99)
Page 2 of 3
Pharmacia Corporation PHA
Form 5 - December 2001
Astrom, Hakan
100 Route 206 North
Peapack, NJ 07977
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Explanation of responses:
(1) Includes 2195 shares held in a Deferred Compensation Plan, including 91
deferred dividends equivalents on such shares.
(2) Includes 563 shares acquired in the Pharmacia & Upjohn Savings Plan and
Pharmacia Savings Plus since last reported to the SEC.
(3) Option becomes exercisable for one-third of the shares on the first,
second and third anniversary of the grant date.
(4) Option exercisable on 4/02/2004
(5) Option is currently exercisable.
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