|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 7.885 | 01/19/2006 | A | 1,667 | 01/19/2007 | 01/19/2016 | Common Stock | 1,667 | $ 0 | 1,667 | D | ||||
Stock Option | $ 7.885 | 01/19/2006 | A | 1,667 | 01/19/2008 | 01/19/2016 | Common Stock | 1,667 | $ 0 | 3,334 | D | ||||
Stock Option | $ 7.885 | 01/19/2006 | A | 1,666 | 01/19/2009 | 01/19/2016 | Common Stock | 1,666 | $ 0 | 5,000 | D | ||||
Performance Shares | $ 1 (1) | 01/19/2006 | A | 3,250 (1) | 12/31/2008 | 12/31/2008 | Common Stock | (1) | $ 0 | 3,250 (1) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Newport Roger K 703 CURTIS STREET MIDDLETOWN, OH 45043 |
Chief Acctg Off & Controller |
/s/Roger K. Newport | 01/23/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Performance Share award consisted of 3,250 derivative securities and an additional 3,250 Performance Shares which do not constitute derivative securities and are therefore not currently reportable. The 3,250 derivative securities awarded may result in the issuance of shares of common stock in an amount 0 to 1.5 times the amount of derivative securities awarded, depending on the level of performance achieved. |