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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
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The Bear Stearns Companies Inc.
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(Exact name of registrant as specified in its charter)
Delaware 13-3286161
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(State of Incorporation) (IRS Employer
Identification No.)
383 Madison Avenue
New York, New York
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(Address of principal -----------------------
executive offices) (Zip Code)
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If this form relates to the registration of a class of securities pursuant
to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. |X|
If this form relates to the registration of a class of securities pursuant
to Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. |_|
Securities Act registration statement file number to which this form
relates: 333-104455
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Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
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Principal Protected Notes American Stock Exchange LLC
Linked to the S&P 500 Index
Due October 1, 2008
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Securities to be registered pursuant to Section 12(g) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
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None Not Applicable
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Item 1. Description of Registrant's Securities to be Registered.
The description of the general terms and provisions of the Principal
Protected Notes Linked to the S&P 500 Index Due October 1, 2008 to be issued
by the registrant (the "Notes") set forth in the Preliminary Pricing Supplement
dated August 20, 2003, attached hereto as Exhibit 99.1(b), the Prospectus
Supplement dated April 24, 2003 and the Prospectus dated April 24, 2003, each
attached hereto as Exhibit 99.1(a), which contain certain proposed terms and
provisions, are hereby incorporated by reference. The description of the general
terms and provisions of the Notes set forth in the Pricing Supplement to be
filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended,
under the registrant's Registration Statement on Form S-3 (File No. 333-104455),
which will contain the final terms and provisions of the Notes, is hereby deemed
to be incorporated by reference herein and made a part hereof.
Item 2. Exhibits.
4.1(a) Indenture, dated as of May 31, 1991, between The Bear Stearns
Companies Inc. and JPMorgan Chase Bank (formerly, The Chase
Manhattan Bank) (incorporated by reference to Exhibit 4(a)(1) to
the registrant's Registration Statement on Form S-3 (File No.
33-40933)).
4.1(b) First Supplemental Indenture, dated as of January 29, 1998,
between The Bear Stearns Companies Inc. and JPMorgan Chase Bank
(formerly, The Chase Manhattan Bank) (incorporated by reference
to Exhibit 4(a)(2) to the registrant's Current Report on Form 8-K
filed with the Securities and Exchange Commission on February 2,
1998).
4.2 Form of Note.
99.1(a) Prospectus Supplement, dated April 24, 2003 and Prospectus, dated
April 24, 2003, each relating to Medium Term Notes, Series B
(incorporated by reference to the registrant's filing under Rule
424(b)(5), dated April 24, 2003).
99.1(b) Preliminary Pricing Supplement describing the Principal Protected
Notes Linked to the S&P 500 Index Due September __, 2008, subject
to completion, dated August 20, 2003 (incorporated by reference
to the registrant's filing under Rule 424(b)(5), dated August 20,
2003).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereto duly authorized.
THE BEAR STEARNS COMPANIES INC.
By: /s/ Kenneth L. Edlow
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Name: Kenneth L. Edlow
Title: Secretary
Dated: September 25, 2003
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EXHIBIT INDEX
4.1(a) Indenture, dated as of May 31, 1991, between The Bear Stearns
Companies Inc. and JPMorgan Chase Bank (formerly, The Chase Manhattan
Bank) (incorporated by reference to Exhibit 4(a)(1) to the
registrant's Registration Statement on Form S-3 (File No. 33-40933)).
4.1(b) First Supplemental Indenture, dated as of January 29, 1998, between
The Bear Stearns Companies Inc. and JPMorgan Chase Bank (formerly, The
Chase Manhattan Bank) (incorporated by reference to Exhibit 4(a)(2) to
the registrant's Current Report on Form 8-K filed with the Securities
and Exchange Commission on February 2, 1998).
4.2 Form of Note.
99.1(a) Prospectus Supplement, dated April 24, 2003 and Prospectus, dated
April 24, 2003, each relating to Medium Term Notes, Series B
(incorporated by reference to the registrant's filing under Rule
424(b)(5), dated April 24, 2003).
99.1(b) Preliminary Pricing Supplement describing the Principal Protected
Notes Linked to the S&P 500 Index Due September __, 2008, subject to
completion, dated August 20, 2003 (incorporated by reference to the
registrant's filing under Rule 424(b)(5), dated August 20, 2003).
4