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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WELSH KELLY R 50 SOUTH LASALLE STREET CHICAGO, IL 60603 |
EVP & General Counsel |
Paul A. Bernacki Attorney-in-Fact for Kelly R. Welsh | 01/12/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On October 24, 2008, 5,500 already reported and vested stock units, granted February 18, 2003, were distributed to the reporting person, 3,330 stock units were distributed to the reporting person as shares of common stock (NTRS), and 2,170 stock units were withheld in payment of Federal, State and Medicare taxes. |
(2) | On October 24, 2008, 3,333 already reported and vested stock units, granted on February 15, 2005, were distributed to the reporting person, 2,018 stock units were distributed to the reporting person as shares of common stock (NTRS); and 1,315 stock units were withheld in payment of Federal, State and Medicare taxes. |
(3) | This number of common shares of NTRS was incorrectly reported as 23,555 on Table I, Row 3, Column 5 of the Form 4 filed on October 28, 2008 due to an error in calculation. The correct number of common shares of stock of NTRS (23,976) is being reported on this Form 4A. |