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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (4) | $ 48.33 | 10/01/2004 | 01/14/2013 | Common Stock | 2,069 | 2,069 | D | ||||||||
Option (4) | $ 52.09 | 10/01/2004 | 01/15/2012 | Common Stock | 1,919 | 1,919 | D | ||||||||
Option (4) | $ 48.33 | 01/14/2004 | 01/14/2013 | Common Stock | 120,418 | 120,418 | D | ||||||||
Option (4) | $ 52.09 | 01/15/2003 | 01/15/2012 | Common Stock | 120,568 | 120,568 | D | ||||||||
Option (5) | $ 49.97 | 01/16/2002 | 01/16/2011 | Common Stock | 53,086 | 53,086 | D | ||||||||
Option (6) | $ 56.17 | 10/01/2004 | 01/21/2014 | Common Stock | 122,488 | 122,488 | D | ||||||||
Option (7) | $ 73.14 | 02/08/2008 | 02/08/2015 | Common Stock | 122,488 | 122,488 | D | ||||||||
Option (7) | $ 71.03 | 02/14/2009 | 02/14/2016 | Common Stock | 122,488 | 122,488 | D | ||||||||
Phantom Stock Units (8) | (8) | (8) | (8) | Common Stock | 25,082.4898 | 25,082.4898 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GARROTT THOMAS M P.O. BOX 11227 MEMPHIS, TN 38111 |
X |
David A. Wisniewski, Attorney-in-Fact for Thomas M. Garrott | 03/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 21 shares received as a liquidating distribution from Garrott Family Investments I, LP and 135 shares received as a liquidating distribution from Garrott Family Investments II, LP. In prior reports, the reporting person reported indirect beneficial ownership of 21,291 shares of STI common stock held by Investments I, LP and 134,582 shares of STI common stock held by Investments II, LP. |
(2) | Held in trust for children. Includes 67,223 shares received as a liquidating distribution from Garrott Family Investments II, LP. |
(3) | Garrott 2005 Investments LTD with respect to which the Reporting Person serves as general partner. |
(4) | Granted pursuant to the National Commerce Financial Corporation Amended and Restated Long-Term Incentive Plan. |
(5) | Granted pursuant to the National Commerce Financial Corporation 1994 Stock Plan Amended and Restated. |
(6) | Granted pursuant to the National Commerce Financial Corporation 2003 Stock and Incentive Plan. |
(7) | Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. |
(8) | Acquired under the National Commerce Financial Corporation Equity Investment Plan, which was frozen 12/31/04, and under the SunTrust Banks, Inc. 401(k) Excess Benefit Plan. These phantom stock units convert to common stock on a one-for-one basis. |