UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (Right to buy) | Â (1) | 04/20/2014 | Common Stock | 2,000 | $ 26.25 | D | Â |
Stock Options (Right to buy) | Â (2) | 01/23/2022 | Common Stock | 4,000 | $ 30.29 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BENDER MARCIA T PO BOX 400 82 MAIN STREET BAR HARBOR, ME 04609 |
 |  |  Senior Vice President |  |
Marcia T. Bender | 05/29/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 2004 Grant of Incentive Stock Options to acquire 2,000 shares of Bar Harbor Bankshares common stock under the Bar Harbor Bankshares (and subsidiaries) Stock Option Plan of 2001. These options are fully exercisable and expire on 04/20/2014. |
(2) | Grant of Incentive Stock Options to acquire 4,000 shares of Bar Harbor Bankshares common stock under the Bar Harbor Bankshares(and subsidiaries) Stock Option Plan of 2009. Options become exercisable with respect to 800 shares on 01/24/2013 and in 4 annual increments of 800 shares beginning 01/24/2014. These options expire 01/23/2022. |