UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kirchof Peter 17001 NORTHCHASE DR., STE. 100 HOUSTON, TX 77060 |
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/s/ Christopher M. Abundis, POA for Peter Kirchof | 04/29/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Kirchof is a member of the board of directors of Swift Energy Company (the "Issuer") and a Managing Director at Strategic Value Partners, LLC. Strategic Value Partners, LLC is (a) the investment manager of and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company; (b) the managing member of SVP Special Situations III LLC, which is the investment manager of and exercises investment discretion over Strategic Value Special Situations Master Fund III, LP, a Cayman Islands exempted limited partnership; and (c) the managing member of SVP Special Situations III-A LLC, which is the investment manager of and exercises investment discretion over Strategic Value Special Situations Offshore Fund III-A, LP, a Cayman Islands exempted limited partnership. Mr. Kirchof disclaims beneficial ownership of shares of common stock of the Issuer owned by any of the foregoing entities. |