UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21905
First Trust/Aberdeen Emerging Opportunity Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2016 - June 30, 2017
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
ICICI Bank Limited
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Ticker ICICIBANK
Primary CUSIP Y38575109
Meeting Date 11-Jul-16 Meeting Type Annual
Shares Voted 200,000
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend on Preference Shares For For No
Management Yes 3 Approve Dividend on Equity Shares For For No
Management Yes 4 Reelect Rajiv Sabharwal as Director For For No
Management Yes 5 Reelect N.S. Kannan as Director For For No
Management Yes 6 Approve B S R & Co. LLP as Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 7 Appoint Branch Auditors and Authorize Board to Fix For For No
Their Remuneration
Management Yes 8 Elect Vijay Chandok as Director For For No
Management Yes 9 Approve Reappointment and Remuneration of Vijay For For No
Chandok as a Executive Director
Management Yes 10 Approve Commission Remuneration for Non-Executive For Against Yes
Directors
Management Yes 11 Authorize Issuance of Non-Convertible Debentures For For No
Ultratech Cement Ltd.
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Ticker ULTRACEMCO
Primary CUSIP Y9046E109
Meeting Date 19-Jul-16 Meeting Type Annual
Shares Voted 5,428
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend For For No
Management Yes 3 Reelect Rajashree Birla as Director For For No
Management Yes 4 Approve BSR & Co. LLP as Joint Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 5 Approve Khimji Kunverji & Co. as Joint Auditors and For For No
Authorize Board to Fix Their Remuneration
Management Yes 6 Approve Remuneration of Cost Auditors For For No
Management Yes 7 Elect Krishna Kishore Maheshwari as Director For For No
Management Yes 8 Approve Appointment and Remuneration of Krishna For For No
Kishore Maheshwari as Managing Director
Management Yes 9 Elect Alka Marezban Bharucha as Director For For No
Management Yes 10 Elect Atul Satish Daga as Director For For No
Management Yes 11 Approve Appointment and Remuneration of Atul For For No
Satish Daga as Executive Director and CFO
Management Yes 12 Authorize Issuance of Non-Convertible Debentures For For No
Management Yes 13 Approve Increase in Borrowing Powers For For No
Management Yes 14 Approve Pledging of Assets for Debt For For No
Management Yes 15 Approve Increase in Limit on Foreign Shareholdings For For No
SABMiller plc
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Ticker SAB
Primary CUSIP G77395104
Meeting Date 21-Jul-16 Meeting Type Annual
Shares Voted 6,966
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Remuneration Report For Abstain Yes
Management Yes 3 Re-elect Jan du Plessis as Director For For No
Management Yes 4 Re-elect Alan Clark as Director For For No
Management Yes 5 Elect Domenic De Lorenzo as Director For For No
Management Yes 6 Re-elect Mark Armour as Director For For No
Management Yes 7 Re-elect Dave Beran as Director For For No
Management Yes 8 Re-elect Geoffrey Bible as Director For For No
Management Yes 9 Re-elect Dinyar Devitre as Director For For No
Management Yes 10 Re-elect Guy Elliott as Director For For No
Management Yes 11 Re-elect Lesley Knox as Director For For No
Management Yes 12 Re-elect Trevor Manuel as Director For For No
Management Yes 13 Re-elect Dr Dambisa Moyo as Director For For No
Management Yes 14 Re-elect Carlos Perez Davila as Director For For No
Management Yes 15 Re-elect Alejandro Santo Domingo Davila as Director For For No
Management Yes 16 Re-elect Helen Weir as Director For For No
Management Yes 17 Approve Final Dividend For For No
Management Yes 18 Reappoint PricewaterhouseCoopers LLP as Auditors For For No
Management Yes 19 Authorise Board to Fix Remuneration of Auditors For For No
Management Yes 20 Authorise Issue of Equity with Pre-emptive Rights For For No
Management Yes 21 Authorise Issue of Equity without Pre-emptive Rights For For No
Management Yes 22 Authorise Market Purchase of Ordinary Shares For Against Yes
Management Yes 23 Authorise the Company to Call General Meeting with For For No
Two Weeks' Notice
ITC Ltd.
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Ticker ITC
Primary CUSIP Y4211T171
Meeting Date 22-Jul-16 Meeting Type Annual
Shares Voted 276,259
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend For For No
Management Yes 3 Reelect Nakul Anand as Director For For No
Management Yes 4 Approve Deloitte Haskins & Sells as Auditors and For For No
Authorize Board to Fix Their Remuneration
Management Yes 5 Elect Sanjiv Puri as Director and Approve His For For No
Appointment and Remuneration as Executive Director
Management Yes 6 Elect Rajiv Tandon as Director and Approve His For For No
Appointment and Remuneration as Executive Director
Management Yes 7 Elect Nirupama Rao as Independent Director For For No
Management Yes 8 Reelect Yogesh Chander Deveshwar as Non-Executive For For No
Director and Approve His Appointment and
Remuneration as Chairman
Management Yes 9 Approve Variation in the Terms of Remuneration to For For No
Executive Directors
Management Yes 10 Approve Commission Remuneration for Non-executive For For No
Directors
Management Yes 11 Approve Remuneration of Cost Auditors For For No
Management Yes 12 Approve Remuneration of Cost Auditors For For No
Housing Development Finance Corp. Ltd.
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Ticker 500010
Primary CUSIP Y37246157
Meeting Date 27-Jul-16 Meeting Type Annual
Shares Voted 75,500
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1.a Accept Financial Statements and Statutory Reports For For No
Management Yes 1.b Accept Consolidated Financial Statements and For For No
Statutory Reports
Management Yes 2 Confirm Interim Dividend and Declare Final Dividend For For No
Management Yes 3 Reelect D. M. Sukthankar as Director For For No
Management Yes 4 Approve Deloitte Haskins & Sells LLP as Auditors and For For No
Authorize Board to Fix Their Remuneration
Management Yes 5 Approve PKF as Auditors and Authorize Board to Fix For For No
Their Remuneration
Management Yes 6 Approve Issuance of Redeemable Non- Convertible For For No
Debentures and/or Other Hybrid Instruments
Management Yes 7 Approve Related Party Transactions with HDFC Bank For For No
Ltd.
Management Yes 8 Approve Increase in Borrowing Powers For For No
Management Yes 9 Approve Reappointment and Remuneration of Keki For For No
M. Mistry as Managing Director
Ultrapar Participacoes S.A.
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Ticker UGPA3
Primary CUSIP P94396101
Meeting Date 03-Aug-16 Meeting Type Special
Shares Voted 41,267
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Acquisition of Alesat Combustiveis S.A. to Be For For No
Carried Out by the Company's Subsidiary Ipiranga
Produtos de Petroleo S.A.
-1-
Vale S.A.
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Ticker VALE3
Primary CUSIP P2605D109
Meeting Date 12-Aug-16 Meeting Type Special
Shares Voted 27,842
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management No 1.1 Ratify Election of Director and Alternate No
Management Yes 1.2 Amend Article 26 For For No
Management Yes 1.3 Amend Article 9 For For No
Management Yes 1.1 Ratify Election of Director and Alternate For For No
Management Yes 1.2 Amend Article 26 For For No
Management Yes 1.3 Amend Article 9 For For No
Grupo Financiero Banorte S.A.B. de C.V.
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Ticker GFNORTE O
Primary CUSIP P49501201
Meeting Date 19-Aug-16 Meeting Type Special
Shares Voted 211,200
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1.1 Amend Article 5 Re: Location of Corporate Domicile For For No
Management Yes 1.2 Amend Article 19 Re: Asset Acquisition Operations For For No
Management Yes 1.3 Amend Article 44 Re: Independent Members of For For No
Nomination Committee
Management No 1.4 Resolutions in Item 1.1 Are Subject to Suspense No
Consistent Condition by Which Authorization Referred
to in Article 20 of Law Regulating Financial Groups
is Granted, Prior Opinion of National Banking and
Securities Commission and Banco de Mexico
Management Yes 2 Authorize Board to Ratify and Execute Approved For For No
Resolutions
Management Yes 1.1 Approve Cash Dividends of MXN 0.45750654921773 For For No
Per Share to Be Paid on Aug. 31, 2016
Management Yes 1.2 Approve Fourth and Last Payment of Dividend of 2014 For For No
to Be Paid on Aug. 31, 2016
Management Yes 1.3 Approve Cash Dividends of MXN 1.23355355686851 For For No
per Share
Management Yes 1.4 Approve First Payment of Dividend of 2015 to Be Paid For For No
on Aug. 31, 2016
Management Yes 1.5 Approve Second Payment of Dividend of 2015 to Be For For No
Paid in May 2017
Management Yes 2 Authorize Board to Ratify and Execute Approved For For No
Resolutions
BTA Bank JSC
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Ticker BTAS
Primary CUSIP Y06997103
Meeting Date 26-Aug-16 Meeting Type Annual
Shares Voted 376
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Standalone and Consolidated Financial For Do Not Vote No
Statements
Management Yes 2 Approve Allocation of Income and Dividends For Do Not Vote No
Management Yes 3 Ratify Auditor For Do Not Vote No
Management Yes 4 Approve Results of Shareholders Appeals on Actions For Do Not Vote No
of Company and Its Officials
Management Yes 5 Approve Early Termination of Powers of Director For Do Not Vote No
Management Yes 6 Elect Directors For Do Not Vote No
Management Yes 7 Approve Changes in Composition of Vote Counting For Do Not Vote No
Commission
Magnit PJSC
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Ticker MGNT
Primary CUSIP X51729105
Meeting Date 08-Sep-16 Meeting Type Special
Shares Voted 5,496
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Interim Dividends for First Six Months of For For No
Fiscal 2016
Management Yes 2.1 Approve Large-Scale Related-Party Transaction with For For No
AO Tander Re: Credit Agreement
Management Yes 2.2 Approve Large-Scale Related-Party Transaction with For For No
PAO Sberbank of Russia Re: Guarantee Agreement
Management Yes 3 Amend Charter For For No
Grasim Industries Ltd.
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Ticker 500300
Primary CUSIP Y28523135
Meeting Date 23-Sep-16 Meeting Type Annual
Shares Voted 12,000
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1a Accept Financial Statements and Statutory Reports For For No
Management Yes 1b Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend Payment For For No
Management Yes 3 Reelect Shailendra K. Jain as Director For For No
Management Yes 4 Reelect Rajashree Birla as Director For For No
Management Yes 5 Approve G.P. Kapadia & Co. as Joint Statutory For For No
Auditors and Authorize Board to Fix Their Remuneration
Management Yes 6 Approve BSR & Co. LLP as Joint Statutory Auditors For For No
and Authorize Board to Fix Their Remuneration
Management Yes 7 Elect K. K. Maheshwari as Director For For No
Management Yes 8 Elect Arun Kannan Thiagarajan as Independent For For No
Director
Management Yes 9 Elect Dilip Gaur as Director For For No
Management Yes 10 Approve Appointment and Remuneration of Dilip Gaur For For No
as Managing Director
Management Yes 11 Approve Commission Remuneration for Non-Executive For For No
Directors
Management Yes 12 Authorize Issuance of Non-Convertible Debentures For For No
Management Yes 13 Approve Remuneration of Cost Auditors For For No
Management Yes 14 Approve Stock Split For For No
Management Yes 15 Amend Memorandum of Association to Reflect For For No
Changes in Capital
Management Yes 16 Amend Articles of Association to Reflect Changes in For For No
Capital
Hero MotoCorp Ltd.
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Ticker 500182
Primary CUSIP Y3179Z146
Meeting Date 23-Sep-16 Meeting Type Annual
Shares Voted 11,000
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Confirm Interim Dividend and Declare Final Dividend For For No
Management Yes 3 Reelect Suman Kant Munjal as Director For For No
Management Yes 4 Approve Deloitte Haskins & Sells as Auditors and For For No
Authorize Board to Fix Their Remuneration
Management Yes 5 Elect Paul Bradford as Independent Director For For No
Management Yes 6 Approve Reappointment and Remuneration of Pawan For For No
Munjal as Chairman, Managing Director & CEO
Management Yes 7 Approve Appointment and Remuneration of Vikram For For No
Sitaram Kasbekar as Head of Operations & Supply
Chain
Management Yes 8 Approve Remuneration of Cost Auditors For For No
-2-
SABMiller plc
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Ticker SAB
Primary CUSIP G77395104
Meeting Date 28-Sep-16 Meeting Type Special
Shares Voted 6,966
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Matters Relating to the Acquisition of For Against Yes
SABMiller plc by Anheuser-Busch InBev SA/NV
Management Yes 1 Approve Scheme of Arrangement For Against Yes
MTN Group Ltd
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Ticker MTN
Primary CUSIP S8039R108
Meeting Date 07-Oct-16 Meeting Type Special
Shares Voted 44,215
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve the 2016 ESOP For For No
Management Yes 1 Approve Various Transactions in Relation to the 2016 For For No
MTN BEE Transaction
Management Yes 2 Authorise Specific Repurchase of MTN Zakhele and For For No
MTN Zakhele NVF to Facilitate the MTN Zakhele
Unwind and Amend the Existing MTN Tranche 1
Subscription and Call Option Agreement
Management Yes 3 Authorise Future Specific Repurchases in Terms of the For For No
2016 MTN BEE Transaction
Management Yes 4 Approve Financial Assistance in Connection with the For For No
MTN Zakhele Unwinding Scheme, the 2016 MTN BEE
Transaction and the MTN Transaction Agreements
Management Yes 5 Authorise the Initial Specific Issue of Shares to MTN For For No
Zakhele Futhi for Cash
Management Yes 6 Authorise the Additional Specific Issue of Shares to For For No
MTN Zakhele Futhi for Cash
Management Yes 7 Authorise Board to Issue Shares for Cash For For No
Management Yes 8 Approve Financial Assistance in Connection with the For For No
2016 ESOP
Grasim Industries Ltd.
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Ticker 500300
Primary CUSIP 388706400
Meeting Date 10-Oct-16 Meeting Type Special
Shares Voted 12,202
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Increase in Limit on Foreign Shareholdings For For No
BHP Billiton plc
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Ticker BLT
Primary CUSIP G10877101
Meeting Date 20-Oct-16 Meeting Type Annual
Shares Voted 18,000
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Reappoint KPMG LLP as Auditors For For No
Management Yes 3 Authorise the Risk and Audit Committee to Fix For For No
Remuneration of Auditors
Management Yes 4 Authorise Issue of Equity with Pre-emptive Rights For For No
Management Yes 5 Authorise Issue of Equity without Pre-emptive Rights For For No
Management Yes 6 Authorise Market Purchase of Ordinary Shares For For No
Management Yes 7 Approve Remuneration Report for UK Law Purposes For For No
Management Yes 8 Approve Remuneration Report for Australian Law For For No
Purposes
Management Yes 9 Approve Grant of Awards under the Group's Long For For No
Term Incentive Plan to Andrew Mackenzie
Management Yes 10 Elect Ken MacKenzie as Director For For No
Management Yes 11 Re-elect Malcolm Brinded as Director For For No
Management Yes 12 Re-elect Malcolm Broomhead as Director For For No
Management Yes 13 Re-elect Pat Davies as Director For For No
Management Yes 14 Re-elect Anita Frew as Director For For No
Management Yes 15 Re-elect Carolyn Hewson as Director For For No
Management Yes 16 Re-elect Andrew Mackenzie as Director For For No
Management Yes 17 Re-elect Lindsay Maxsted as Director For For No
Management Yes 18 Re-elect Wayne Murdy as Director For For No
Management Yes 19 Re-elect Shriti Vadera as Director For For No
Management Yes 20 Re-elect Jac Nasser as Director For For No
Petrochina Company Limited
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Ticker 857
Primary CUSIP Y6883Q138
Meeting Date 20-Oct-16 Meeting Type Special
Shares Voted 692,000
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Elect Zhang Jianhua as Director For Abstain Yes
Ultratech Cement Ltd.
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Ticker ULTRACEMCO
Primary CUSIP Y9046E109
Meeting Date 20-Oct-16 Meeting Type Court
Shares Voted 5,428
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Scheme of Arrangement For For No
Samsung Electronics Co. Ltd.
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Ticker A005930
Primary CUSIP Y74718100
Meeting Date 27-Oct-16 Meeting Type Special
Shares Voted 1,600
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Spin-Off Agreement For For No
Truworths International Ltd
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Ticker TRU
Primary CUSIP S8793H130
Meeting Date 03-Nov-16 Meeting Type Annual
Shares Voted 106,163
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
for the Year Ended 26 June 2016
Management Yes 2.1 Re-elect Anthony Taylor as Director For For No
Management Yes 2.2 Re-elect Robert Dow as Director For For No
Management Yes 2.3 Re-elect Khutso Mampeule as Director For For No
Management Yes 2.4 Elect Douglas Dare as Director For For No
Management Yes 3 Authorise Board to Issue Shares for Cash For For No
Management Yes 4 Authorise Repurchase of Issued Share Capital For For No
Management Yes 5 Reappoint Ernst & Young Inc as Auditors of the For For No
Company with Tina Rookledge as the Registered
Auditor and Authorise Their Remuneration
Management Yes 6 Approve Remuneration of Non-executive Directors For For No
Management Yes 7.1 Re-elect Michael Thompson as Member of the Audit For For No
Committee
Management Yes 7.2 Re-elect Robert Dow as Member of the Audit For For No
Committee
Management Yes 7.3 Re-elect Roddy Sparks as Member of the Audit For For No
Committee
Management Yes 8 Approve Remuneration Policy For For No
Management Yes 9 Approve Social and Ethics Committee Report For For No
Management Yes 10.1 Re-elect Michael Thompson as Member of the Social For For No
and Ethics Committee
Management Yes 10.2 Re-elect Thandi Ndlovu as Member of the Social and For For No
Ethics Committee
Management Yes 10.3 Re-elect David Pfaff as Member of the Social and For For No
Ethics Committee
Management Yes 11 Approve Financial Assistance to Related or Inter- For For No
related Company
-3-
Turkiye Garanti Bankasi A.S.
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Ticker GARAN
Primary CUSIP M4752S106
Meeting Date 03-Nov-16 Meeting Type Special
Shares Voted 192,000
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Open Meeting, Elect Presiding Council of Meeting and For For No
Authorize the Presiding Council to Sign Meeting
Minutes
Management Yes 2 Ratify External Auditors For For No
Multiplan Empreendimentos Imobiliarios S.A.
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Ticker MULT3
Primary CUSIP P69913104
Meeting Date 07-Nov-16 Meeting Type Special
Shares Voted 25,454
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Elect Director For For No
PT Indocement Tunggal Prakarsa Tbk
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Ticker INTP
Primary CUSIP Y7127B135
Meeting Date 02-Dec-16 Meeting Type Special
Shares Voted 423,400
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Elect Director and Commissioners For For No
Lukoil PJSC
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Ticker LKOH
Primary CUSIP X5060T106
Meeting Date 05-Dec-16 Meeting Type Special
Shares Voted 10,655
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Interim Dividends for First Nine Months of For For No
Fiscal 2016
Management Yes 2 Approve Remuneration of Directors For For No
Management Yes 1 Approve Interim Dividends for First Nine Months of For For No
Fiscal 2016
Management Yes 2 Approve Remuneration of Directors For For No
Magnit PJSC
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Ticker MGNT
Primary CUSIP X51729105
Meeting Date 08-Dec-16 Meeting Type Special
Shares Voted 5,296
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Interim Dividends for First Nine Months of For For No
Fiscal 2016
Management Yes 2 Approve Early Termination of Powers of Audit For For No
Commission
Management Yes 3.1 Elect Roman Efimenko as Member of Audit For For No
Commission
Management Yes 3.2 Elect Anzhela Udovichenko as Member of Audit For For No
Commission
Management Yes 3.3 Elect Lyubov Shaguch as Member of Audit Commission For For No
Management Yes 4.1 Approve Large-Scale Related-Party Transaction Re: For For No
Loan Agreement
Management Yes 4.2 Approve Large-Scale Related-Party Transaction Re: For For No
Guarantee Agreement
Tata Consultancy Services Ltd.
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Ticker TCS
Primary CUSIP Y85279100
Meeting Date 13-Dec-16 Meeting Type Special
Shares Voted 11,253
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Share Holder Yes 1 Remove C. P. Mistry as Director For For No
Banco Santander Chile
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Ticker BSANTANDER
Primary CUSIP P1506A107
Meeting Date 09-Jan-17 Meeting Type Special
Shares Voted 22,459
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Change Name or Corporate Name For For No
Management Yes 2 Approve Decrease in Board Size from 11 to 9 For For No
Members; Amend Articles Accordingly
Management Yes 3 Update Share Capital Re: Revaluation of Own Capital For For No
Between Years 2002 and 2008
Management Yes 4 Remove Transitional Articles that Have Already For For No
Produced All their Effects
Management Yes 5 Amend Articles to Comply with Current Legislation For For No
Management Yes 6 Consider Amendments in Previous Items; Consolidate For For No
Bylaws
Management No 7 Receive Report Regarding Related-Party Transactions No
(Non-Voting)
Management Yes 8 Adopt All Other Agreements and Grant Necessary For For No
Powers to Comply with and Implement Resolutions
Adopted at this Meeting
-4-
Ultrapar Participacoes S.A.
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Ticker UGPA3
Primary CUSIP P94396101
Meeting Date 23-Jan-17 Meeting Type Special
Shares Voted 41,267
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Acquisition of Liquigas Distribuidora S.A. For For No
to Be Carried Out by the Company's Subsidiary
Ultragaz S.A.
Grupo Aeroportuario del Centro Norte, S.A.B. de C.V.
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Ticker OMA B
Primary CUSIP P49530101
Meeting Date 24-Feb-17 Meeting Type Special
Shares Voted 16,500
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Elect or Ratify Directors For Abstain Yes
Management Yes 2 Adopt Resolutions on Revocation of Certain Powers For Against Yes
Previously Granted by the Company; Approve
Granting and or Ratification of Powers to Represent
the Company
Management Yes 3 Appoint Legal Representatives For For No
Grupo Financiero Banorte, S.A.B. de C.V.
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Ticker GFNORTE O
Primary CUSIP P49501201
Meeting Date 24-Feb-17 Meeting Type Special
Shares Voted 211,200
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1.1 Approve Advancement of Payment for Cash Dividend For For No
of MXN 1.23 Approved at the Shareholder Meeting on
August 19, 2016
Management Yes 1.2 Approve Pay Date of Cash Dividends for March 7, 2017 For For No
Management No 2 Accept Auditor's Report on Fiscal Situation of Company No
Management Yes 3 Authorize Board to Ratify and Execute Approved For For No
Resolutions
Grasim Industries Limited
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Ticker 500300
Primary CUSIP Y28523135
Meeting Date 03-Mar-17 Meeting Type Special
Shares Voted 61,010
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Increase in Limit on Foreign Shareholdings For For No
Banco Bradesco S.A.
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Ticker BBDC4
Primary CUSIP P1808G117
Meeting Date 10-Mar-17 Meeting Type Annual
Shares Voted 107,056
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Share Holder Yes 5 Elect Luiz Carlos de Freitas as Fiscal Council Member None Do Not Vote No
and Jose Luiz Rodrigues Bueno as Alternate Appointed
by Preferred Shareholder
Housing Development Finance Corporation Limited
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Ticker 500010
Primary CUSIP Y37246157
Meeting Date 10-Mar-17 Meeting Type Special
Shares Voted 72,500
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Increase Authorized Share Capital and Amend For For No
Memorandum of Association
Management Yes 2 Approve Employee Stock Option Scheme 2017 For For No
Fomento Economico Mexicano S.A.B. de C.V. FEMSA
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Ticker FEMSA UBD
Primary CUSIP P4182H115
Meeting Date 16-Mar-17 Meeting Type Annual
Shares Voted 13,800
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Accept Report on Adherence to Fiscal Obligations For For No
Management Yes 3 Approve Allocation of Income and Cash Dividends For For No
Management Yes 4 Set Maximum Amount of Share Repurchase Program For For No
Management Yes 5 Elect Directors and Secretaries, Verify Director's For Against Yes
Independence Classification as Per Mexican Securities
Law, and Approve their Remuneration
Management Yes 6 Elect Members and Chairmen of Finance and For Against Yes
Planning, Audit, and Corporate Practices Committees;
Approve Their Remuneration
Management Yes 7 Authorize Board to Ratify and Execute Approved For For No
Resolutions
Management Yes 8 Approve Minutes of Meeting For For No
ITC Ltd.
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Ticker ITC
Primary CUSIP Y4211T171
Meeting Date 16-Mar-17 Meeting Type Special
Shares Voted 276,259
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Amend Objects Clause of Memorandum of Association For Against Yes
-5-
Amorepacific Group Inc.
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Ticker A002790
Primary CUSIP Y6606N107
Meeting Date 17-Mar-17 Meeting Type Annual
Shares Voted 1,489
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Financial Statements and Allocation of For For No
Income
Management Yes 2 Amend Articles of Incorporation For For No
Management Yes 3 Elect Two Outside Directors For Abstain Yes
Management Yes 4 Elect Two Members of Audit Committee For Abstain Yes
Management Yes 5 Approve Total Remuneration of Inside Directors and For Abstain Yes
Outside Directors
NAVER Corp.
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Ticker A035420
Primary CUSIP Y6347M103
Meeting Date 17-Mar-17 Meeting Type Annual
Shares Voted 876
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Financial Statements and Allocation of For For No
Income
Management Yes 2 Amend Articles of Incorporation For For No
Management Yes 3.1 Elect Han Seong-sook as Inside Director For For No
Management Yes 3.2 Elect Byeon Dae-gyu as Non-independent Non- For For No
executive Director
Management Yes 4 Approve Total Remuneration of Inside Directors and For For No
Outside Directors
Management Yes 5 Approve Spin-Off Agreement For For No
Public Bank Berhad
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Ticker PBBANK
Primary CUSIP Y71497104
Meeting Date 27-Mar-17 Meeting Type Annual
Shares Voted 105,000
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Elect Teh Hong Piow as Director For For No
Management Yes 2 Elect Tay Ah Lek as Director For For No
Management Yes 3 Approve Remuneration of Directors For For No
Management Yes 4 Approve Ernst & Young as Auditors and Authorize For For No
Board to Fix Their Remuneration
Akbank T.A.S.
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Ticker AKBNK
Primary CUSIP M0300L106
Meeting Date 28-Mar-17 Meeting Type Annual
Shares Voted 204,135
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Elect Presiding Council of Meeting For For No
Management Yes 2 Accept Board Report For For No
Management Yes 3 Accept Audit Report For For No
Management Yes 4 Accept Financial Statements For For No
Management Yes 5 Approve Discharge of Board For For No
Management Yes 6 Approve Allocation of Income For For No
Management Yes 7 Elect Directors For Abstain Yes
Management Yes 8 Approve Director Remuneration For Abstain Yes
Management Yes 9 Ratify External Auditors For For No
Management Yes 10 AmendCompany Bylaws For For No
Management Yes 11 Grant Permission for Board Members to Engage in For For No
Commercial Transactions with Company and Be
Involved with Companies with Similar Corporate
Purpose
Management Yes 12 Approve Upper Limit of Donations for 2017 For For No
Management No 13 Receive Information on Donations Made in 2016 No
The Siam Cement Public Co. Ltd.
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Ticker SCC
Primary CUSIP Y7866P139
Meeting Date 29-Mar-17 Meeting Type Annual
Shares Voted 67,200
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Acknowledge Annual Report For For No
Management Yes 2 Accept Financial Statements For For No
Management Yes 3 Approve Allocation of Income For For No
Management Yes 4.1 Elect Sumet Tantivejkul as Director For For No
Management Yes 4.2 Elect Pricha Attavipach as Director For For No
Management Yes 4.3 Elect Yos Euarchukiati as Director For For No
Management Yes 4.4 Elect Kan Trakulhoon as Director For For No
Management Yes 5 Approve KPMG Phoomchai Audit Ltd as Auditors and For For No
Authorize Board to Fix Their Remuneration
Management Yes 6 Approve Remuneration of Directors and Sub- For For No
Committee Members
Management Yes 7 Approve Increase in the Limit of Issuance of Debenture For For No
Haci Omer Sabanci Holding AS
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Ticker SAHOL
Primary CUSIP M8223R100
Meeting Date 30-Mar-17 Meeting Type Annual
Shares Voted 87,150
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Open Meeting and Elect Presiding Council of Meeting For For No
Management Yes 2 Accept Board Reports For For No
Management Yes 3 Accept Audit Reports For For No
Management Yes 4 Accept Financial Statements For For No
Management Yes 5 Approve Discharge of Board For For No
Management Yes 6 Approve Allocation of Income For For No
Management Yes 7 Elect Directors For Abstain Yes
Management Yes 8 Approve Director Remuneration For Abstain Yes
Management Yes 9 Ratify External Auditors For For No
Management No 10 Receive Information on Donations Made in Previous No
Fiscal Year
Management Yes 11 Approve Upper Limit of Donations for the Current For Abstain Yes
Fiscal Year
Management Yes 12 Approve Share Repurchase Program For For No
Management Yes 13 Grant Permission for Board Members to Engage in For For No
Commercial Transactions with Company and Be
Involved with Companies with Similar Corporate
Purpose
Turkiye Garanti Bankasi A.S.
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Ticker GARAN
Primary CUSIP M4752S106
Meeting Date 30-Mar-17 Meeting Type Annual
Shares Voted 192,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Open Meeting and Elect Presiding Council of Meeting For For No
Management Yes 2 Accept Board Report For For No
Management Yes 3 Accept Audit Report For For No
Management Yes 4 Accept Financial Statements For For No
Management Yes 5 Approve Discharge of Board For For No
Management Yes 6 Approve Allocation of Income For For No
Management Yes 7 Approve Director Remuneration For Abstain Yes
Management No 8 Receive Information on Remuneration Policy No
Management Yes 9 Approve Upper Limit of Donations for 2017 and For For No
Receive Information on Donations Made in 2016
Management Yes 10 Grant Permission for Board Members to Engage in For For No
Commercial Transactions with Company and Be
Involved with Companies with Similar Corporate
Purpose
Management No 11 Receive Information in Accordance to Article 1.3.6 of No
Capital Market Board Corporate Governance Principles
-6-
Infosys Ltd.
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Ticker INFY
Primary CUSIP Y4082C133
Meeting Date 31-Mar-17 Meeting Type Special
Shares Voted 25,040
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Revision in Compensation of U B Pravin Rao For For No
as Chief Operating Officer & Whole-time Director
Management Yes 2 Elect D N Prahlad as Independent Director For For No
Management Yes 3 Adopt New Articles of Association For For No
Grasim Industries Ltd.
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Ticker 500300
Primary CUSIP Y28523135
Meeting Date 06-Apr-17 Meeting Type Court
Shares Voted 61,010
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Scheme of Arrangement and Amalgamation For For No
Jeronimo Martins SGPS S.A
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Ticker JMT
Primary CUSIP X40338109
Meeting Date 06-Apr-17 Meeting Type Annual
Shares Voted 26,692
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Individual Financial Statements and For For No
Statutory Reports
Management Yes 2 Approve Allocation of Income For For No
Management Yes 3 Approve Consolidated Financial Statements and For For No
Statutory Reports
Management Yes 4 Approve Discharge of Management and Supervisory For For No
Boards
Management Yes 5 Approve Statement on Remuneration Policy For Abstain Yes
Management Yes 6.A Appoint Ernst & Young as External Auditor For For No
Management Yes 6.B Appoint KPMG as External Auditor Against Do Not Vote No
PT Bank Central Asia Tbk
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Ticker BBCA
Primary CUSIP Y7123P138
Meeting Date 06-Apr-17 Meeting Type Annual
Shares Voted 4,500
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Financial Statements, Statutory Reports, and For For No
Discharge of Directors and Commissioners
Management Yes 2 Approve Allocation of Income For For No
Management Yes 3 Approve Tantiem and Remuneration of Directors and For For No
Commissioners
Management Yes 4 Appoint Auditors For For No
Management Yes 5 Approve Payment of Interim Dividend For For No
Siam Commercial Bank PCL
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Ticker SCB
Primary CUSIP Y7905M105
Meeting Date 11-Apr-17 Meeting Type Annual
Shares Voted 201,100
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management No 1 Acknowledge Annual Report of the Board No
Management Yes 2 Approve Financial Statements For For No
Management Yes 3 Approve Allocation of Income and Dividend Payment For For No
Management Yes 4 Approve Directors' Remuneration and Bonus For For No
Management Yes 5.1 Elect Khunying Jada Wattanasiritham as Director For For No
Management Yes 5.2 Elect Ekamol Kiriwat as Director For For No
Management Yes 5.3 Elect Krirk Vanikkul as Director For For No
Management Yes 5.4 Elect Chirayu Isarangkun Na Ayuthaya as Director For For No
Management Yes 5.5 Elect Mom Rajawongse Disnadda Diskul as Director For For No
Management Yes 6 Approve KPMG Phoomchai Audit Limited as Auditors For For No
and Authorize Board to Fix Their Remuneration
Management Yes 7 Amend Memorandum of Association to Reflect For For No
Change in Registered Capital
Tata Consultancy Services Ltd.
--------------------------------------------------------------------------------
Ticker TCS
Primary CUSIP Y85279100
Meeting Date 15-Apr-17 Meeting Type Special
Shares Voted 14,608
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Buy Back of Equity Shares For For No
Bim Birlesik Magazalar AS
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Ticker BIMAS
Primary CUSIP M2014F102
Meeting Date 18-Apr-17 Meeting Type Annual
Shares Voted 32,444
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Open Meeting, Elect Presiding Council of Meeting For For No
and Authorize Presiding Council to Sign Minutes
of Meeting
Management No 2 Accept Board Report No
Management No 3 Accept Audit Report No
Management Yes 4 Accept Financial Statements For For No
Management Yes 5 Approve Discharge of Board For For No
Management Yes 6 Approve Allocation of Income For For No
Management Yes 7 Elect Directors and Approve Their Remuneration For Abstain Yes
Management Yes 8 Grant Permission for Board Members to Engage in For For No
Commercial Transactions with Company and Be
Involved with Companies with Similar Corporate
Purpose
Management No 9 Receive Information on Share Repurchase Program No
Management No 10 Receive Information on Donations Made in 2016 No
Management No 11 Receive Information on the Guarantees, Pledges, and No
Mortgages Provided by the Company to Third Parties
Management Yes 12 Ratify External Auditors For For No
Management No 13 Wishes No
-7-
Ayala Land, Inc.
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Ticker ALI
Primary CUSIP Y0488F100
Meeting Date 19-Apr-17 Meeting Type Annual
Shares Voted 1,189,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Minutes of Previous Meeting For For No
Management Yes 2 Approve Annual Report For For No
Management Yes 3.1 Elect Fernando Zobel de Ayala as Director For For No
Management Yes 3.2 Elect Jaime Augusto Zobel de Ayala as Director For For No
Management Yes 3.3 Elect Bernard Vincent O. Dy as Director For For No
Management Yes 3.4 Elect Antonino T. Aquino as Director For For No
Management Yes 3.5 Elect Arturo G. Corpuz as Director For For No
Management Yes 3.6 Elect Delfin L. Lazaro as Director For For No
Management Yes 3.7 Elect Ma. Angela E. Ignacio as Director For For No
Management Yes 3.8 Elect Jaime C. Laya as Director For For No
Management Yes 3.9 Elect Rizalina G. Mantaring as Director For For No
Management Yes 4 Elect SyCip Gorres Velayo & Co. as Independent For For No
Auditor and Approve the Fixing of its Remuneration
Management Yes 5 Approve Other Matters For Against Yes
Bank Polska Kasa Opieki S.A.
--------------------------------------------------------------------------------
Ticker PEO
Primary CUSIP X0641X106
Meeting Date 19-Apr-17 Meeting Type Annual
Shares Voted 14,196
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management No 1 Open Meeting No
Management Yes 2 Elect Meeting Chairman For For No
Management No 3 Acknowledge Proper Convening of Meeting No
Management Yes 4 Elect Members of Vote Counting Commission For For No
Management Yes 5 Approve Agenda of Meeting For For No
Management No 6 Receive Management Board Report on Company's No
Operations
Management No 7 Receive Financial Statements No
Management No 8 Receive Management Board Report on Group's No
Operations
Management No 9 Receive Consolidated Financial Statements No
Management No 10 Receive Management Board Proposal of Allocation of No
Income
Management No 11 Receive Supervisory Board Report No
Management Yes 12.1 Approve Management Board Report on Company's For For No
Operations
Management Yes 12.2 Approve Financial Statements For For No
Management Yes 12.3 Approve Management Board Report on Group's For For No
Operations
Management Yes 12.4 Approve Consolidated Financial Statements For For No
Management Yes 12.5 Approve Allocation of Income and Dividends of PLN For For No
8.68 per Share
Management Yes 12.6 Approve Supervisory Board Report For For No
Management Yes 12.7a Approve Discharge of Jerzy Woznicki (Supervisory For For No
Board Chairman)
Management Yes 12.7b Approve Discharge of Leszek Pawlowicz (Supervisory For For No
Board Deputy Chairman)
Management Yes 12.7c Approve Discharge of Dariusz Filar (Supervisory Board For For No
Member)
Management Yes 12.7d Approve Discharge of Katarzyna Majchrzak For For No
(Supervisory Board Member)
Management Yes 12.7e Approve Discharge of Laura Penna (Supervisory Board For For No
Member)
Management Yes 12.7f Approve Discharge of Wioletta Rosolowska For For No
(Supervisory Board Member)
Management Yes 12.7g Approve Discharge of Doris Tomanek (Supervisory For For No
Board Member)
Management Yes 12.7h Approve Discharge of Roberto Nicastro (Supervisory For For No
Board Deputy Chairman)
Management Yes 12.7i Approve Discharge of Alessandro Decio (Supervisory For For No
Board Member)
Management Yes 12.7j Approve Discharge of Massimiliano Fossati For For No
(Supervisory Board Member)
Management Yes 12.7k Approve Discharge of Gianni Papa (Supervisory Board For For No
Member)
Management Yes 12.8a Approve Discharge of Luigi Lovaglio (CEO) For For No
Management Yes 12.8b Approve Discharge of Diego Biondo (Deputy CEO) For For No
Management Yes 12.8c Approve Discharge of Andrzej Kopyrski (Deputy CEO) For For No
Management Yes 12.8d Approve Discharge of Adam Niewinski (Deputy CEO) For For No
Management Yes 12.8e Approve Discharge of Grzegorz Piwowar (Deputy CEO) For For No
Management Yes 12.8f Approve Discharge of Stefano Santini (Deputy CEO) For For No
Management Yes 12.8g Approve Discharge of Marian Wazynski (Deputy CEO) For For No
Management Yes 13 Approve Shareholders' Consent with Corporate For For No
Governance Principles for SupervisedInstitutions
adopted by Polish Financial Supervision Authority
Management No 14 Receive Supervisory Board Report on Company's No
Compliance with Corporate Governance Principles for
Supervised Institutions adopted by Polish Financial
Supervision Authority
Management Yes 15 Amend Statute For For No
Management Yes 16 Approve Consolidated Text of Statute For For No
Management No 17 Close Meeting No
Lojas Renner
--------------------------------------------------------------------------------
Ticker LREN3
Primary CUSIP P6332C102
Meeting Date 19-Apr-17 Meeting Type Annual
Shares Voted 82,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports for For For No
Fiscal Year Ended Dec. 31, 2016
Management Yes 2 Approve Allocation of Income and Dividends For For No
Management Yes 3 Fix Number of Directors For For No
Management Yes 4 Elect Directors For For No
Management Yes 5 Approve Remuneration of Company's Management For For No
Management Yes 6 Fix Number of Fiscal Council Members For For No
Management Yes 7 Elect Fiscal Council Members For For No
Management Yes 8 Approve Remuneration of Fiscal Council Members For For No
Ultrapar Participacoes S.A.
--------------------------------------------------------------------------------
Ticker UGPA3
Primary CUSIP P94396101
Meeting Date 19-Apr-17 Meeting Type Annual
Shares Voted 41,267
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports for For For No
Fiscal Year Ended Dec. 31, 2016
Management Yes 2 Approve Allocation of Income For For No
Management Yes 3 Fix Number of Directors For For No
Management Yes 4 Elect Directors For For No
Management Yes 5 Approve Remuneration of Company's Management For For No
Management Yes 6.1 Elect Flavio Cesar Maia Luz as Fiscal Council Member For For No
and Marcio Augustus Ribeiro as Alternate
Management Yes 6.2 Elect Geraldo Toffanello as Fiscal Council Member and For For No
Pedro Ozires Predeus as Alternate
Management Yes 6.3 Elect Nilson Martiniano Moreira as Fiscal Council For For No
Member and Paulo Cesar Pascotini as Alternate
Management Yes 6.4 Approve Remuneration of Fiscal Council Members For For No
Management Yes 1 Approve Restricted Stock Plan For For No
Management Yes 2 Authorize Capitalization of Reserves Without Issuance For For No
of Shares
Management Yes 3 Amend Articles and Consolidate Bylaws For For No
-8-
Bank of The Philippine Islands
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Ticker BPI
Primary CUSIP Y0967S169
Meeting Date 20-Apr-17 Meeting Type Annual
Shares Voted 325,359
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve the Minutes of the Annual Meeting of the For For No
Stockholders Held on April 14, 2016
Management Yes 2 Approve Annual Report For For No
Management Yes 3 Ratify All Acts and Resolutions of the Board of For For No
Directors and Management During the Previous Year
Management Yes 4.1 Elect Jaime Augusto Zobel de Ayala as Director For For No
Management Yes 4.2 Elect Fernando Zobel de Ayala as Director For For No
Management Yes 4.3 Elect Gerardo C. Ablaza, Jr. as Director For For No
Management Yes 4.4 Elect Romeo L. Bernardo as Director For For No
Management Yes 4.5 Elect Ignacio R. Bunye as Director For For No
Management Yes 4.6 Elect Cezar P. Consing as Director For For No
Management Yes 4.7 Elect Octavio V. Espiritu as Director For For No
Management Yes 4.8 Elect Rebecca G. Fernando as Director For For No
Management Yes 4.9 Elect Delfin C. Gonzalez, Jr. as Director For For No
Management Yes 4.1 Elect Xavier P. Loinaz as Director For For No
Management Yes 4.11 Elect Aurelio R. Montinola III as Director For For No
Management Yes 4.12 Elect Mercedita S. Nolledo as Director For For No
Management Yes 4.13 Elect Antonio Jose U. Periquet as Director For For No
Management Yes 4.14 Elect Astrid S. Tuminez as Director For For No
Management Yes 4.15 Elect Dolores B. Yuvienco as Director For For No
Management Yes 5 Elect Isla Lipana & Co. as Independent Auditors and For For No
Fix Their Remuneration
Management Yes 6 Approve Other Matters For Against Yes
PT Astra International Tbk
--------------------------------------------------------------------------------
Ticker ASII
Primary CUSIP Y7117N149
Meeting Date 20-Apr-17 Meeting Type Annual
Shares Voted 2,072,700
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Allocation of Income For For No
Management Yes 3 Elect Directors and Commissioners and Approve Their For For No
Remuneration
Management Yes 4 Appoint Auditors For For No
Vale S.A.
--------------------------------------------------------------------------------
Ticker VALE3
Primary CUSIP P2605D109
Meeting Date 20-Apr-17 Meeting Type Annual
Shares Voted 59,604
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1.1 Accept Financial Statements and Statutory Reports for For Do Not Vote No
Fiscal Year Ended Dec. 31, 2016
Management Yes 1.2 Approve Allocation of Income For Do Not Vote No
Management Yes 1.3.1 Elect Directors For Do Not Vote No
Management Yes 1.4.1 Elect Fiscal Council Members For Do Not Vote No
Management Yes 1.5.1 Approve Remuneration of Company's Management For Do Not Vote No
Management Yes 1.5.2 Approve Remuneration of Fiscal Council Members For Do Not Vote No
Vale S.A.
--------------------------------------------------------------------------------
Ticker VALE3
Primary CUSIP P2605D109
Meeting Date 20-Apr-17 Meeting Type Annual
Shares Voted 19,642
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1.1 Accept Financial Statements and Statutory Reports for For Do Not Vote No
Fiscal Year Ended Dec. 31, 2016
Management Yes 1.2 Approve Allocation of Income For Do Not Vote No
Share Holder No 1.3.1 Elect Director Appointed by Preferred Shareholder No
Share Holder Yes 1.4.1 Elect Fiscal Council Members and Alternate None Do Not Vote No
Appointed by Preferred Shareholder
Management Yes 1.5.1 Approve Remuneration of Company's Management For Do Not Vote No
Management Yes 1.5.2 Approve Remuneration of Fiscal Council Members For Do Not Vote No
S.A.C.I. Falabella
--------------------------------------------------------------------------------
Ticker FALABELLA
Primary CUSIP P3880F108
Meeting Date 25-Apr-17 Meeting Type Annual
Shares Voted 44,451
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes a Approve Annual Report, Balance Sheet, Consolidated For For No
Financial Statements and Reports from Auditors
Management Yes b Approve Allocation of Income For For No
Management Yes c Approve Dividend Policy For For No
Management Yes d Elect Directors For Abstain Yes
Management Yes e Approve Remuneration of Directors For Abstain Yes
Management Yes f Appoint Auditors For For No
Management Yes g Designate Risk Assessment Companies For For No
Management Yes h Designate Newspaper to Publish Announcements For For No
Management Yes i Receive Report Regarding Related-Party Transactions For For No
Management Yes j Approve Remuneration and Budget of Directors' For Abstain Yes
Committee and Receive Their Report
Banco Santander Chile
--------------------------------------------------------------------------------
Ticker BSANTANDER
Primary CUSIP P1506A107
Meeting Date 26-Apr-17 Meeting Type Annual
Shares Voted 22,459
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Consolidated Financial Statements and For For No
Statutory Reports
Management Yes 2 Approve Allocation of Income and Dividends of CLP For For No
1.75 Per Share
Management Yes 3 Appoint PriceWaterhouseCoopers as Auditors For For No
Management Yes 4 Designate Feller Rate, Fitch Rating Chile and Standard For For No
& Poor's Ratings Chile as Risk Assessment Companies
Management Yes 5.1 Elect Vittorio Corbo as Director For Against Yes
Management Yes 5.2 Elect Oscar von Chrismar as Director For Against Yes
Management Yes 5.3 Elect Roberto MA(c)ndez as Director For Against Yes
Management Yes 5.4 Elect Juan Pedro Santa MarA-a as Director For Against Yes
Management Yes 5.5 Elect Roberto Zahler as Director For Against Yes
Management Yes 5.6 Elect LucA-a Santa Cruz as Director For Against Yes
Management Yes 5.7 Elect Orlando Poblete as Director For Against Yes
Management Yes 5.8 Elect Andreu Plaza as Director For Against Yes
Management Yes 5.9 Elect Ana Dorrego as Director For Against Yes
Management Yes 5.1 Elect Victor Toledo as Director For For No
Management Yes 6.1 Elect Blanca Bustamante as Alternate Director For Against Yes
Management Yes 6.2 Elect Raimundo Monge as Alternate Director For Against Yes
Management Yes 7 Approve Remuneration of Directors For For No
Management Yes 8 Approve Remuneration and Budget of Directors' For For No
Committee and Audit Committee; Receive Directors
and Audit Committee's Report
Management No 9 Transact Other Business No
BRF SA
--------------------------------------------------------------------------------
Ticker BRFS3
Primary CUSIP P1905C100
Meeting Date 26-Apr-17 Meeting Type Annual
Shares Voted 31,800
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports for For For No
Fiscal Year Ended Dec. 31, 2016
Management Yes 2 Ratify Interest-on-Capital-Stock Payment For For No
Management Yes 3 Fix Number of Directors For For No
Management Yes 4 Elect Directors For Abstain Yes
Management Yes 5 Elect Board Chairman and Vice-Chairman For Abstain Yes
Management Yes 6 Approve Remuneration of Company's Management For Against Yes
Management Yes 7 Elect Fiscal Council Members For Abstain Yes
Management Yes 8 Approve Remuneration of Fiscal Council Members For For No
Management Yes 1 Amend Restricted Stock Plan For Against Yes
-9-
Chemical WKS of Richter Gedeon Plc
--------------------------------------------------------------------------------
Ticker RICHTER
Primary CUSIP X3124R133
Meeting Date 26-Apr-17 Meeting Type Annual
Shares Voted 21,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Use of Electronic Vote Collection Method For For No
Management Yes 2 Authorize Company to Produce Sound Recording of For For No
Meeting Proceedings
Management Yes 3 Elect Chairman and Other Meeting Officials For For No
Management Yes 4 Approve Consolidated Financial Statements and For For No
Statutory Reports
Management Yes 5 Approve Management Board Report on Company's For For No
Operations
Management Yes 6 Approve Allocation of Income and Dividends of HUF For For No
106 per Share
Management Yes 7 Approve Allocation of HUF 34.72 Million to Reserves For For No
Management Yes 8 Accept Financial Statements and Statutory Reports For For No
Management Yes 9 Approve Company's Corporate Governance Statement For For No
Management Yes 10 Approve Establishment of New Branch; Amend For For No
Statute Accordingly
Management Yes 11 Amend Statute Re: Corporate Purpose For For No
Management Yes 12 Amend Staute Re: Board For For No
Management Yes 13 Amend Statute Re: Audit Board For For No
Management Yes 14 Amend Staute Re: Interim Dividends For For No
Management Yes 15 Amend Statute Re: Managing Director For For No
Management Yes 16 Approve Information on Acquisition of Treasury Shares For For No
Management Yes 17 Authorize Share Repurchase Program For For No
Management Yes 18 Reelect Erik Bogsch as Management Board Member For For No
Management Yes 19 Reelect Janos Csak as Management Board Member For For No
Management Yes 20 Reelect Gabor Perjes as Management Board Member For For No
Management Yes 21 Reelect Szilveszter Vizi as Management Board For For No
Member
Management Yes 22 Reelect Krisztina Zolnay as Management Board For For No
Member
Management Yes 23 Elect Ilona Hardy as Management Board Member For For No
Management Yes 24 Elect Gabor Orban as Management Board Member For For No
Management Yes 25 Approve Remuneration of Management Board For For No
Members
Management Yes 26 Approve Remuneration of Supervisory Board Members For For No
Management Yes 27 Approve Regulations on Supervisory Board For For No
Hong Kong Exchanges and Clearing Ltd
--------------------------------------------------------------------------------
Ticker 388
Primary CUSIP Y3506N139
Meeting Date 26-Apr-17 Meeting Type Annual
Shares Voted 15,285
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Final Dividend For For No
Management Yes 3a Elect Cheah Cheng Hye as Director For For No
Management Yes 3b Elect Leung Pak Hon, Hugo as Director For For No
Management Yes 4 Approve PricewaterhouseCoopers as Auditor and For For No
Authorize Board to Fix Their Remuneration
Management Yes 5 Authorize Repurchase of Issued Share Capital For For No
Management Yes 6 Approve Issuance of Equity or Equity-Linked Securities For For No
without Preemptive Rights
Management Yes 7 Approve Remuneration Payable to the Chairman and For For No
Members of the Project Oversight Committee
Hang Lung Group Limited
--------------------------------------------------------------------------------
Ticker 10
Primary CUSIP Y30148111
Meeting Date 27-Apr-17 Meeting Type Annual
Shares Voted 193,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Final Dividend For For No
Management Yes 3a Elect Gerald Lokchung Chan as Director For Against Yes
Management Yes 3b Elect Lap-Chee Tsui as Director For For No
Management Yes 3c Elect Martin Cheung Kong Liao as Director For For No
Management Yes 3d Elect Adriel Wenbwo Chan as Director For For No
Management Yes 3e Authorize Board to Fix Remuneration of Directors For For No
Management Yes 4 Approve KPMG as Auditors and Authorize Board to Fix For For No
Their Remuneration
Management Yes 5 Authorize Repurchase of Issued Share Capital For For No
Management Yes 6 Approve Issuance of Equity or Equity-Linked Securities For Against Yes
without Preemptive Rights
Management Yes 7 Authorize Reissuance of Repurchased Shares For Against Yes
Ambev S.A.
--------------------------------------------------------------------------------
Ticker ABEV3
Primary CUSIP P0273S127
Meeting Date 28-Apr-17 Meeting Type Special
Shares Voted 83,350
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Agreement to Absorb Cachoeiras de Macacu For For No
Bebidas Ltda. (Cachoeiras de Macacu)
Management Yes 2 Ratify APSIS Consultoria e Avaliacoes Ltda. as the For For No
Independent Firm to Appraise Proposed Transaction
Management Yes 3 Approve Independent Firm's Appraisal For For No
Management Yes 4 Approve Absorption of Cachoeiras de Macacu Bebidas For For No
Ltda. (Cachoeiras de Macacu)
Management Yes 5 Authorize Board to Ratify and Execute Approved For For No
Resolutions
Management Yes 1 Accept Financial Statements and Statutory Reports for For For No
Fiscal Year Ended Dec. 31, 2016
Management Yes 2 Approve Allocation of Income and Ratify Distribution For For No
of Dividends and Interest-on-Capital-Stock Payments
Management Yes 3.1 Fix Number of Directors For For No
Management Yes 3.2 Elect Directors For Do Not Vote No
Share Holder Yes 3.3 Elect Aloisio Macario Ferreira de Souza as Director None Abstain No
Appointed by Minority Shareholder
Management Yes 4 Elect Fiscal Council Members and Alternates For Abstain Yes
Share Holder Yes 4.1 Elect Paulo Assuncao de Sousa as Fiscal Council None For No
Member and Vinicius Balbino Bouhid as Alternate
Appointed by Minority Shareholder
Management Yes 5 Approve Remuneration of Company's Management For For No
and Fiscal Council Members
Grupo Aeroportuario del Centro Norte S.A.B. de C.V.
--------------------------------------------------------------------------------
Ticker OMA B
Primary CUSIP P49530101
Meeting Date 28-Apr-17 Meeting Type Annual/Special
Shares Voted 16,500
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Cancellation of 6.23 Million Series B For For No
Repurchased Shares and Consequently Reduction in
Fixed Portion of Share Capital and Amend Article 6
Management Yes 2 Appoint Legal Representatives For For No
Management No 1 Present Reports in Compliance with Article 28, Section No
IV (D and E) of Stock Market Law
Management No 2 Present CEO and External Auditor Report in No
Compliance with Article 28, Section IV (B) of Stock
Market Law
Management No 3 Present Board of Directors' Report in Accordance with No
Article 28, Section IV (A and C) of Stock Market Law
Including Tax Report
Management Yes 4 Approve Reports Presented on Items 1 and 2 of this For For No
Agenda
Management Yes 5 Approve Allocation of Income, Increase in Reserves, For For No
Set Aggregate Nominal Amount of Share Repurchase
and Dividends
Management Yes 6 Elect or Ratify Directors and Chairmen of Audit, For Abstain Yes
Corporate Practices, Finance, Planning and
Sustainability Committees; Approve their
Remuneration
Management Yes 7 Appoint Legal Representatives For For No
-10-
Grupo Financiero Banorte S.A.B. de C.V.
--------------------------------------------------------------------------------
Ticker GFNORTE O
Primary CUSIP P49501201
Meeting Date 28-Apr-17 Meeting Type Annual
Shares Voted 202,200
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1.1 Approve CEO's Report on Financial Statements and For For No
Statutory Reports
Management Yes 1.2 Approve Board's Report on Policies and Accounting For For No
Information and Criteria Followed in Preparation of
Financial Information
Management Yes 1.3 Approve Board's Report on Operations and Activities For For No
Undertaken by Board
Management Yes 1.4 Approve Report on Activities of Audit and Corporate For For No
Practices Committee
Management Yes 1.5 Approve All Operations Carried out by Company and For For No
Ratify Actions Carried out by Board, CEO and Audit
and Corporate Practices Committee
Management Yes 2 Approve Allocation of Income For For No
Management Yes 3.a1 Elect Carlos Hank GonzAilez as Board Chairman For For No
Management Yes 3.a2 Elect Juan Antonio GonzAilez Moreno as Director For For No
Management Yes 3.a3 Elect David Juan Villarreal Montemayor as Director For For No
Management Yes 3.a4 Elect JosA(c) Marcos Ramirez Miguel as Director For For No
Management Yes 3.a5 Elect Everardo Elizondo Almaguer as Director For For No
Management Yes 3.a6 Elect Carmen Patricia ArmendAiriz Guerra as Director For For No
Management Yes 3.a7 Elect HA(c)ctor Federico Reyes-Retana y Dahl as For For No
Director
Management Yes 3.a8 Elect Eduardo Livas CantA(o) as Director For For No
Management Yes 3.a9 Elect Alfredo Elias Ayub as Director For For No
Management Yes 3.a10 Elect Adrian Sada Cueva as Director For For No
Management Yes 3.a11 Elect Alejandro Burillo AzcAirraga as Director For For No
Management Yes 3.a12 Elect JosA(c) Antonio Chedraui Eguia as Director For For No
Management Yes 3.a13 Elect Alfonso de Angoitia Noriega as Director For For No
Management Yes 3.a14 Elect Olga Maria del Carmen SAinchez Cordero For For No
DAivila as Director
Management Yes 3.a15 Elect Thomas Stanley Heather Rodriguez as Director For For No
Management Yes 3.a16 Elect Graciela GonzAilez Moreno as Alternate Director For For No
Management Yes 3.a17 Elect Juan Antonio GonzAilez Marcos as Alternate For For No
Director
Management Yes 3.a18 Elect Carlos de la Isla Corry as Alternate Director For For No
Management Yes 3.a19 Elect Clemente Ismael Reyes Retana ValdA(c)s as For For No
Alternate Director
Management Yes 3.a20 Elect Alberto Halabe Hamui as Alternate Director For For No
Management Yes 3.a21 Elect Manuel Aznar Nicolin as Alternate Director For For No
Management Yes 3.a22 Elect Roberto Kelleher Vales as Alternate Director For For No
Management Yes 3.a23 Elect Robert William Chandler Edwards as Alternate For For No
Director
Management Yes 3.a24 Elect Isaac Becker Kabacnik as Alternate Director For For No
Management Yes 3.a25 Elect JosA(c) Maria Garza TreviA(plus-minus)o as For For No
Alternate Director
Management Yes 3.a26 Elect Javier Braun Burillo as Alternate Director For For No
Management Yes 3.a27 Elect Rafael Contreras Grosskelwing as Alternate For For No
Director
Management Yes 3.a28 Elect Guadalupe Phillips Margain as Alternate Director For For No
Management Yes 3.a29 Elect Eduardo Alejandro Francisco Garcia Villegas as For For No
Alternate Director
Management Yes 3.a30 Elect Ricardo Maldonado YaA(plus-minus)ez as Alternate For For No
Director
Management Yes 3.b Elect HA(c)ctor Avila Flores as Board Secretary Who For For No
Will Not Be Part of Board
Management Yes 3.c Approve Directors Liability and Indemnification For For No
Management Yes 4 Approve Remuneration of Directors For For No
Management Yes 5 Elect HA(c)ctor Federico Reyes-Retana y Dahl as For For No
Chairman of Audit and Corporate Practices Committee
Management Yes 6 Approve Report on Share Repurchase; Set Aggregate For For No
Nominal Amount of Share Repurchase Reserve
Management Yes 7 Consolidate Bylaws For For No
Management Yes 8 Authorize Board to Ratify and Execute Approved For For No
Resolutions
Multiplan Empreendimentos Imobiliarios S.A.
--------------------------------------------------------------------------------
Ticker MULT3
Primary CUSIP P69913104
Meeting Date 28-Apr-17 Meeting Type Annual
Shares Voted 25,454
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports for For For No
Fiscal Year Ended Dec. 31, 2016
Management Yes 2 Approve Allocation of Income For For No
Management Yes 3 Approve Remuneration of Company's Management For For No
Management Yes 1 Amend Articles 5 and 8 to Reflect Changes in Share For For No
Capital and Authorized Capital
Yum China Holdings, Inc.
--------------------------------------------------------------------------------
Ticker YUMC
Primary CUSIP 98850P109
Meeting Date 28-Apr-17 Meeting Type Annual
Shares Voted 17,700
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1a Elect Director Peter A. Bassi For For No
Management Yes 1b Elect Director Ed Yiu-Cheong Chan For For No
Management Yes 1c Elect Director Edouard Ettedgui For For No
Management Yes 2 Ratify KPMG Huazhen LLP as Auditors For For No
Management Yes 3 Advisory Vote to Ratify Named Executive Officers' For For No
Compensation
Management Yes 4 Advisory Vote on Say on Pay Frequency One Year One Year No
Lojas Renner
--------------------------------------------------------------------------------
Ticker LREN3
Primary CUSIP P6332C102
Meeting Date 03-May-17 Meeting Type Special
Shares Voted 82,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Authorize Capitalization of Reserves For For No
Management Yes 2 Authorize Bonus Issue For For No
Management Yes 3 Approve Increase in Authorized Capital For For No
Management Yes 4 Amend Articles 5 and 6 to Reflect Changes in Share For For No
Capital and Authorized Capital
Standard Chartered PLC
--------------------------------------------------------------------------------
Ticker STAN
Primary CUSIP G84228157
Meeting Date 03-May-17 Meeting Type Annual
Shares Voted 42,739
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Remuneration Report For For No
Management Yes 3 Elect Jose Vinals as Director For For No
Management Yes 4 Re-elect Om Bhatt as Director For For No
Management Yes 5 Re-elect Dr Kurt Campbell as Director For For No
Management Yes 6 Re-elect Dr Louis Cheung as Director For For No
Management Yes 7 Re-elect David Conner as Director For For No
Management Yes 8 Re-elect Dr Byron Grote as Director For For No
Management Yes 9 Re-elect Andy Halford as Director For For No
Management Yes 10 Re-elect Dr Han Seung-soo as Director For For No
Management Yes 11 Re-elect Christine Hodgson as Director For For No
Management Yes 12 Re-elect Gay Huey Evans as Director For For No
Management Yes 13 Re-elect Naguib Kheraj as Director For For No
Management Yes 14 Re-elect Jasmine Whitbread as Director For For No
Management Yes 15 Re-elect Bill Winters as Director For For No
Management Yes 16 Reappoint KPMG LLP as Auditors For For No
Management Yes 17 Authorise Board to Fix Remuneration of Auditors For For No
Management Yes 18 Authorise EU Political Donations and Expenditure For For No
Management Yes 19 Approve Scrip Dividend Program For For No
Management Yes 20 Authorise Issue of Equity with Pre-emptive Rights For For No
Management Yes 21 Authorise Issue of Equity with Pre-emptive Rights For For No
Management Yes 22 Authorise Issue of Equity in Relation to Equity For For No
Convertible Additional Tier 1 Securities
Management Yes 23 Authorise Issue of Equity without Pre-emptive Rights For For No
Management Yes 24 Authorise Issue of Equity without Pre-emptive Rights For For No
in Connection with an Acquisition or Other Capital
Investment
Management Yes 25 Authorise Issue of Equity without Pre-emptive Rights For For No
in Relation to Equity Convertible Additional Tier 1
Securities
Management Yes 26 Authorise Market Purchase of Ordinary Shares For For No
Management Yes 27 Authorise Market Purchase of Preference Shares For For No
Management Yes 28 Authorise the Company to Call General Meeting with For For No
Two Weeks' Notice
-11-
TENARIS SA
--------------------------------------------------------------------------------
Ticker TEN
Primary CUSIP L90272102
Meeting Date 03-May-17 Meeting Type Annual
Shares Voted 15,600
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Receive and Approve Board's and Auditor's Reports For For No
Re: Consolidated Financial Statements and Statutory
Reports
Management Yes 2 Approve Consolidated Financial Statements and For For No
Statutory Reports
Management Yes 3 Approve Financial Statements For For No
Management Yes 4 Approve Allocation of Income and Dividends For For No
Management Yes 5 Approve Discharge of Directors For For No
Management Yes 6 Elect Directors (Bundled) For Abstain Yes
Management Yes 7 Approve Remuneration of Directors For For No
Management Yes 8 Approve Auditors and Authorize Board to Fix Their For For No
Remuneration
Management Yes 9 Allow Electronic Distribution of Company Documents For For No
to Shareholders
Kotak Mahindra Bank Ltd
--------------------------------------------------------------------------------
Ticker 500247
Primary CUSIP Y4964H143
Meeting Date 09-May-17 Meeting Type Special
Shares Voted 15,973
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Increase in Limit on Foreign Shareholdings For For No
Management Yes 2 Approve Issuance of Equity or Equity-Linked Securities For For No
without Preemptive Rights
AIA Group Ltd.
--------------------------------------------------------------------------------
Ticker 1299
Primary CUSIP
Meeting Date 12-May-17 Meeting Type Annual
Shares Voted 206,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Final Dividend For For No
Management Yes 3 Elect Mohamed Azman Yahya as Director For For No
Management Yes 4 Elect Edmund Sze-Wing Tse as Director For For No
Management Yes 5 Elect Jack Chak-Kwong So as Director For For No
Management Yes 6 Approve PricewaterhouseCoopers as Auditor and For For No
Authorize Board to Fix Their Remuneration
Management Yes 7A Approve Issuance of Equity or Equity-Linked Securities For For No
without Preemptive Rights
Management Yes 7B Authorize Repurchase of Issued Share Capital For For No
Management Yes 7C Approve Allotment and Issuance of Additional Shares For For No
Under the Restricted Share Unit Scheme
Swire Properties Ltd.
--------------------------------------------------------------------------------
Ticker 1972
Primary CUSIP
Meeting Date 16-May-17 Meeting Type Annual
Shares Voted 54,600
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1a Elect John Robert Slosar as Director For For No
Management Yes 1b Elect Lim Siang Keat Raymond as Director For For No
Management Yes 1c Elect Low Mei Shuen Michelle as Director For For No
Management Yes 1d Elect Cheng Lily Ka Lai as Director For For No
Management Yes 1e Elect Wu May Yihong as Director For For No
Management Yes 2 Approve PricewaterhouseCoopers as Auditors and For For No
Authorize Board to Fix Their Remuneration
Management Yes 3 Authorize Repurchase of Issued Share Capital For For No
Management Yes 4 Approve Issuance of Equity or Equity-Linked Securities For For No
without Preemptive Rights
Swire Pacific Limited
--------------------------------------------------------------------------------
Ticker 19
Primary CUSIP Y83310105
Meeting Date 18-May-17 Meeting Type Annual
Shares Voted 262,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1a Elect I K L Chu as Director For For No
Management Yes 1b Elect M Cubbon as Director For For No
Management Yes 1c Elect T G Freshwater as Director For For No
Management Yes 1d Elect C Lee as Director For For No
Management Yes 1e Elect P K Etchells as Director For For No
Management Yes 2 Approve PricewaterhouseCoopers as Auditors and For For No
Authorize Board to Fix Their Remuneration
Management Yes 3 Authorize Repurchase of Issued Share Capital For For No
Management Yes 4 Approve Issuance of Equity or Equity-Linked Securities For For No
without Preemptive Rights
PT Indocement Tunggal Prakarsa Tbk
--------------------------------------------------------------------------------
Ticker INTP
Primary CUSIP Y7127B135
Meeting Date 22-May-17 Meeting Type Annual
Shares Voted 375,400
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Allocation of Income For For No
Management Yes 3 Approve Auditors For For No
Management Yes 4 Elect Commissioners For For No
Management Yes 5 Approve Remuneration of Directors and For For No
Commissioners
China Mobile Limited
--------------------------------------------------------------------------------
Ticker 941
Primary CUSIP Y14965100
Meeting Date 25-May-17 Meeting Type Annual
Shares Voted 110,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Final Dividend For For No
Management Yes 3 Elect Dong Xin as Director For For No
Management Yes 4.1 Elect Frank Wong Kwong Shing as Director For For No
Management Yes 4.2 Elect Moses Cheng Mo Chi as Director For For No
Management Yes 4.3 Elect Paul Chow Man Yiu as Director For For No
Management Yes 4.4 Elect Stephen Yiu Kin Wah as Director For For No
Management Yes 5 Approve PricewaterhouseCoopers and For For No
PricewaterhouseCoopers Zhong Tian LLP as Auditors
for Hong Kong Financial Reporting and U.S. Financial
Reporting Purposes, Respectively and Authorize Board
to Fix Their Remuneration
Management Yes 6 Authorize Repurchase of Issued Share Capital For For No
Management Yes 7 Approve Issuance of Equity or Equity-Linked Securities For Against Yes
without Preemptive Rights
Management Yes 8 Authorize Reissuance of Repurchased Shares For Against Yes
-12-
Massmart Holdings Ltd
--------------------------------------------------------------------------------
Ticker MSM
Primary CUSIP S4799N114
Meeting Date 25-May-17 Meeting Type Annual
Shares Voted 35,910
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Re-elect Dr Lulu Gwagwa as Director For For No
Management Yes 2 Re-elect Phumzile Langeni as Director For For No
Management Yes 3 Re-elect JP Suarez as Director For For No
Management Yes 4 Re-elect Johannes van Lierop as Director For For No
Management Yes 5 Reappoint Ernst & Young Inc as Auditors of the For For No
Company and Appoint Roger Hillen as the Audit
Partner
Management Yes 6.1 Re-elect Moses Kgosana as Member of the Audit For For No
Committee
Management Yes 6.2 Elect Kuseni Dlamini as Alternate Member of the Audit For For No
Committee
Management Yes 6.3 Re-elect Dr Lulu Gwagwa as Member of the Audit For For No
Committee
Management Yes 6.4 Re-elect Phumzile Langeni as Member of the Audit For For No
Committee
Management Yes 7 Authorise Board to Issue Shares for Cash For For No
Management Yes 8 Approve Remuneration Policy For For No
Management Yes 1 Authorise Repurchase of Issued Share Capital For For No
Management Yes 2.1 Approve Fees of the Chairman of the Board For For No
Management Yes 2.2 Approve Fees of the Deputy Chairman of the Board For For No
Management Yes 2.3 Approve Fees of the Independent Non-Executive For For No
Directors
Management Yes 2.4 Approve Fees of the Audit Committee Chairman For For No
Management Yes 2.5 Approve Fees of the Risk Committee Chairman For For No
Management Yes 2.6 Approve Fees of the Remuneration Committee For For No
Chairman
Management Yes 2.7 Approve Fees of the Nomination and Social and Ethics For For No
Committee Chairmen
Management Yes 2.8 Approve Fees of the Audit Committee Members For For No
Management Yes 2.9 Approve Fees of the Other Board Committee Members For For No
Management Yes 3 Approve Financial Assistance in Terms of Section 45 of For For No
the Companies Act
MTN Group Ltd
--------------------------------------------------------------------------------
Ticker MTN
Primary CUSIP S8039R108
Meeting Date 25-May-17 Meeting Type Annual
Shares Voted 40,215
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1.1 Elect Paul Hanratty as Director For For No
Management Yes 1.2 Elect Stan Miller as Director For For No
Management Yes 1.3 Elect Ralph Mupita as Director For For No
Management Yes 1.4 Elect Rob Shuter as Director For For No
Management Yes 1.5 Elect Nkululeko Sowazi as Director For For No
Management Yes 1.6 Re-elect Alan van Biljon as Director For For No
Management Yes 1.7 Re-elect Koosum Kalyan as Director For For No
Management Yes 1.8 Re-elect Azmi Mikati as Director For For No
Management Yes 1.9 Re-elect Jeff van Rooyen as Director For For No
Management Yes 2.1 Re-elect Christine Ramon as Member of the Audit For For No
Committee
Management Yes 2.2 Elect Paul Hanratty as Member of the Audit Committee For For No
Management Yes 2.3 Re-elect Peter Mageza as Member of the Audit For For No
Committee
Management Yes 2.4 Re-elect Jeff van Rooyen as Member of the Audit For For No
Committee
Management Yes 3 Reappoint PricewaterhouseCoopers Inc and For For No
SizweNtsalubaGobodo Inc as Joint Auditors of the
Company
Management Yes 4 Place Authorised but Unissued Shares under Control of For For No
Directors
Management Yes 5 Authorise Board to Issue Shares for Cash For For No
Management Yes 1 Approve Remuneration Policy For For No
Management Yes 6 Authorise Ratification of Approved Resolutions For For No
Management Yes 1 Approve Remuneration of Non-executive Directors For For No
Management Yes 2 Authorise Repurchase of Issued Share Capital For For No
Management Yes 3 Approve Financial Assistance to Subsidiaries and For For No
Other Related and Inter-related Entities
Management Yes 4 Approve Financial Assistance to Directors, Prescribed For For No
Officers and Employee Share Scheme Beneficiaries
Management Yes 5 Amend Memorandum of Incorporation For For No
Grupo Aeroportuario del Centro Norte S.A.B. de C.V.
--------------------------------------------------------------------------------
Ticker OMA B
Primary CUSIP P49530101
Meeting Date 31-May-17 Meeting Type Special
Shares Voted 16,500
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Cancellation of 6.23 Million Series B For For No
Repurchased Shares and Consequently Reduction in
Fixed Portion of Share Capital and Amend Article 6
Management Yes 2 Appoint Legal Representatives For For No
Bank Polska Kasa Opieki S.A.
--------------------------------------------------------------------------------
Ticker PEO
Primary CUSIP X0641X106
Meeting Date 08-Jun-17 Meeting Type Special
Shares Voted 11,696
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management No 1 Open Meeting No
Management Yes 2 Elect Meeting Chairman For For No
Management No 3 Acknowledge Proper Convening of Meeting No
Management Yes 4 Elect Members of Vote Counting Commission For For No
Management Yes 5 Approve Agenda of Meeting For For No
Share Holder Yes 6 Amend Statute None For No
Share Holder Yes 7 Approve Consolidated Text of Statute None For No
Share Holder Yes 8 Elect Supervisory Board Member None Against No
Management Yes 9 Approve Decision on Covering Costs of Convocation of For For No
General Meeting of Shareholders
Management No 10 Close Meeting No
Magnit PJSC
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Ticker MGNT
Primary CUSIP X51729105
Meeting Date 08-Jun-17 Meeting Type Annual
Shares Voted 4,796
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Annual Report For For No
Management Yes 2 Approve Financial Statements For For No
Management Yes 3 Approve Allocation of Income and Dividends For For No
Management Yes 4.1 Elect Aleksandr Aleksandrov as Director None For No
Management Yes 4.2 Elect Aleksey Pshenichny as Director None For No
Management Yes 4.3 Elect Dmitry Chenikov as Director None For No
Management Yes 4.4 Elect Khachatur Pombukhchan as Director None For No
Management Yes 4.5 Elect Sergey Galitsky as Director None For No
Management Yes 4.6 Elect Aslan Shkhachemukov as Director None For No
Management Yes 4.7 Elect Vladimir Gordeychuk as Director None For No
Management Yes 5.1 Elect Roman Efimenko as Member of Audit For For No
Commission
Management Yes 5.2 Elect Irina Tsyplenkova as Member of Audit For For No
Commission
Management Yes 5.3 Elect Lubov Shaguch as Member of Audit Commission For For No
Management Yes 6 Ratify RAS Auditor For For No
Management Yes 7 Ratify IFRS Auditor For For No
-13-
PetroChina Company Limited
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Ticker 857
Primary CUSIP Y6883Q138
Meeting Date 08-Jun-17 Meeting Type Annual
Shares Voted 472,000
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V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve 2016 Report of the Board of Directors For For No
Management Yes 2 Approve 2016 Report of the Supervisory Committee For For No
Management Yes 3 Approve 2016 Audited Financial Statements For For No
Management Yes 4 Approve Final Dividend For For No
Management Yes 5 Authorize Board to Determine the Distribution of For For No
Interim Dividends
Management Yes 6 Approve KPMG Huazhen as Domestic Auditors and For For No
KPMG as International Auditors and Authorize Board
to Fix Their Remuneration
Management Yes 7 Approve Issuance of Equity or Equity-Linked Securities For Against Yes
without Preemptive Rights
Management Yes 8 Approve Issuance of Debt Financing Instruments For For No
Share Holder Yes 9.1 Elect Wang Yilin as Director For For No
Share Holder Yes 9.2 Elect Wang Dongjin as Director For For No
Share Holder Yes 9.3 Elect Yu Baocai as Director For Abstain Yes
Share Holder Yes 9.4 Elect Liu Yuezhen as Director For For No
Share Holder Yes 9.5 Elect Liu Hongbin as Director For For No
Share Holder Yes 9.6 Elect Hou Qijun as Director For For No
Share Holder Yes 9.7 Elect Duan Liangwei as Director For For No
Share Holder Yes 9.8 Elect Qin Weizhong as Director For For No
Share Holder Yes 9.9 Elect Lin Boqiang as Director For For No
Share Holder Yes 9.1 Elect Zhang Biyi as Director For For No
Share Holder Yes 9.11 Elect Elsie Leung Oi-sie as Director For For No
Share Holder Yes 9.12 Elect Tokuchi Tatsuhito as Director For For No
Share Holder Yes 9.13 Elect Simon Henry as Director For For No
Share Holder Yes 10.1 Elect Xu Wenrong as Supervisor For For No
Share Holder Yes 10.2 Elect Zhang Fengshan as Supervisor For For No
Share Holder Yes 10.3 Elect Jiang Lifu as Supervisor For For No
Share Holder Yes 10.4 Elect Lu Yaozhong as Supervisor For For No
Taiwan Semiconductor Manufacturing Co., Ltd.
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Ticker 2330
Primary CUSIP Y84629107
Meeting Date 08-Jun-17 Meeting Type Annual
Shares Voted 251,954
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1.1 Approve Business Operations Report and Financial For For No
Statements
Management Yes 1.2 Approve Profit Distribution For For No
Management Yes 1.3 Amend Articles of Association For For No
Management Yes 1.4 Amend Procedures Governing the Acquisition or For For No
Disposal of Assets
Management Yes 2.1 Elect Mark Liu with Shareholder No. 10758 as Non- For For No
Independent Director
Management Yes 2.2 Elect C.C. Wei with Shareholder No. 370885 as Non- For For No
Independent Director
Management Yes 3 Other Business None For No
ICICI Bank Limited
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Ticker ICICIBANK
Primary CUSIP Y38575109
Meeting Date 12-Jun-17 Meeting Type Special
Shares Voted 92,500
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Increase Authorized Share Capital and Amend For For No
Memorandum of Association
Management Yes 2 Amend Articles of Association to Reflect Changes in For For No
Capital
Management Yes 3 Approve Issuance of Bonus Shares For For No
Management Yes 4 Amend Employee Stock Option Scheme For For No
Taiwan Mobile Co., Ltd.
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Ticker 3045
Primary CUSIP Y84153215
Meeting Date 14-Jun-17 Meeting Type Annual
Shares Voted 108,005
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Business Operations Report and Financial For For No
Statements
Management Yes 2 Approve Profit Distribution For For No
Management Yes 3 Approve Cash Distribution from Capital Reserve For For No
Management Yes 4 Amend Articles of Association For For No
Management Yes 5 Amend Procedures Governing the Acquisition or For For No
Disposal of Assets
Management Yes 6.1 Elect Daniel M. Tsai, Representative of Fu-Chi For For No
Investment Co., Ltd with Shareholder No. 515 as Non-
Independent Director
Management Yes 6.2 Elect Richard M. Tsai, Representative of Fu-Chi For For No
Investment Co., Ltd with Shareholder No. 515 as Non-
Independent Director
Management Yes 6.3 Elect San-Cheng Chang, Representative of Fu-Chi For For No
Investment Co., Ltd with Shareholder No. 515 as Non-
Independent Director
Management Yes 6.4 Elect Howard Lin, Representative of TCC Investment For For No
Co., Ltd with Shareholder No. 172339 as Non-
Independent Director
Management Yes 6.5 Elect James Jeng, Representative of TCC Investment For For No
Co., Ltd with Shareholder No. 172939 as Non-
Independent Director
Management Yes 6.6 Elect Jck J.T. Huang with ID No. A100320XXX as For For No
Independent Director
Management Yes 6.7 Elect Hsueh-Jen Sung with ID No. R102960XXX as For For No
Independent Director
Management Yes 6.8 Elect Chung-Ming Kuan with ID No. A123813XXX as For For No
Independent Director
Management Yes 6.9 Elect Char-Dir Chung with ID No. B120667XXX as For For No
Independent Director
Management Yes 7 Approve Release of Restrictions of Competitive For For No
Activities of Newly Appointed Director and
Representative, Richard M. Tsai
Management Yes 8 Approve Release of Restrictions of Competitive For For No
Activities of Newly Appointed Director and
Representative, Howard Lin
Management Yes 9 Approve Release of Restrictions of Competitive For For No
Activities of Newly Appointed Director and
Representative, James Jeng
Management Yes 10 Approve Release of Restrictions of Competitive For For No
Activities of Newly Appointed Director and
Representative, Jack J.T. Huang
Management Yes 11 Approve Release of Restrictions of Competitive For For No
Activities of Newly Appointed Director and
Representative, Hsueh-Jen Sung
Tata Consultancy Services Ltd.
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Ticker TCS
Primary CUSIP Y85279100
Meeting Date 16-Jun-17 Meeting Type Annual
Shares Voted 13,902
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Confirm Interim Dividend and Declare Final Dividend For For No
Management Yes 3 Reelect Aarthi Subramanian as Director For For No
Management Yes 4 Approve B S R & Co. LLP as Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 5 Elect N. Chandrasekaran as Director For For No
Management Yes 6 Elect Rajesh Gopinathan as Director For For No
Management Yes 7 Approve Appointment and Remuneration of Rajesh For For No
Gopinathan as Managing Director and Chief Executive
Officer
Management Yes 8 Elect N. Ganapathy Subramaniam as Director For For No
Management Yes 9 Approve Appointment and Remuneration of N. For For No
Ganapathy Subramaniam as Executive Director and
Chief Operating Officer
Management Yes 10 Approve Branch Auditors and Authorize Board to Fix For For No
Their Remuneration
-14-
Grupo Financiero Banorte S.A.B. de C.V.
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Ticker GFNORTEO
Primary CUSIP P49501201
Meeting Date 20-Jun-17 Meeting Type Special
Shares Voted 202,200
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1.1 Approve Cash Dividends of MXN 2.78 Per Share For For No
Management Yes 1.2 Approve Extraordinary Dividends of MXN 1.26 Per For For No
Share
Management Yes 1.3 Approve June 29, 1017 as Dividend Payment Date For For No
Management Yes 2 Authorize Board to Ratify and Execute Approved For For No
Resolutions
LUKOIL PJSC
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Ticker LKOH
Primary CUSIP X5060T106
Meeting Date 21-Jun-17 Meeting Type Annual
Shares Voted 16,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Annual Report, Financial Statements, and For For No
Allocation of Income, Including Dividends of RUB 120
per Share
Management Yes 2.1 Elect Vagit Alekperov as Director None Against No
Management Yes 2.2 Elect Viktor Blazheev as Director None Against No
Management Yes 2.3 Elect Toby Gati as Director None For No
Management Yes 2.4 Elect Valery Grayfer as Director None Against No
Management Yes 2.5 Elect Igor Ivanov as Director None Against No
Management Yes 2.6 Elect Ravil Maganov as Director None Against No
Management Yes 2.7 Elect Roger Munnings as Director None For No
Management Yes 2.8 Elect Richard Matzke as Director None Against No
Management Yes 2.9 Elect Nikolay Nikolaev as Director None Against No
Management Yes 2.1 Elect Ivan Pictet as Director None For No
Management Yes 2.11 Elect Leonid Fedun as Director None Against No
Management Yes 2.12 Elect Lubov Khoba as Director None Against No
Management Yes 3.1 Elect Ivan Vrublevsky as Member of Audit Commission For For No
Management Yes 3.2 Elect Pavel Suloyev as Member of Audit Commission For For No
Management Yes 3.3 Elect Aleksandr Surkov as Member of Audit For For No
Commission
Management Yes 4.1 Approve Remuneration of Directors for Fiscal 2016 For For No
Management Yes 4.2 Approve Remuneration of New Directors for Fiscal 2017 For For No
Management Yes 5.1 Approve Remuneration of Members of Audit For For No
Commission for Fiscal 2016
Management Yes 5.2 Approve Remuneration of New Members of Audit For For No
Commission for Fiscal 2017
Management Yes 6 Ratify KPMG as Auditor For For No
Management Yes 7 Amend Charter For For No
Management Yes 8 Amend Regulations on General Meetings For For No
Management Yes 9 Amend Regulations on Board of Directors For For No
Management Yes 10 Approve Related-Party Transaction Re: Liability For For No
Insurance for Directors ,Executives, and Companies
Infosys Ltd.
--------------------------------------------------------------------------------
Ticker INFY
Primary CUSIP Y4082C133
Meeting Date 24-Jun-17 Meeting Type Annual
Shares Voted 25,040
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Confirm Interim Dividend and Declare Final Dividend For For No
Management Yes 3 Reelect U. B. Pravin Rao as Director For For No
Management Yes 4 Approve Deloitte Haskins & Sells LLP, Chartered For For No
Accountants as Statutory Auditors and Authorize
Board to Fix Their Remuneration
Management Yes 5 Approve Branch Auditors and Authorize Board to Fix For For No
Their Remuneration
Vale S.A.
--------------------------------------------------------------------------------
Ticker VALE3
Primary CUSIP P2605D109
Meeting Date 27-Jun-17 Meeting Type Special
Shares Voted 59,604
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Approve Conversion of Class A Preferred Shares into For For No
Common Shares
Management Yes 2 Amend Articles For For No
Management Yes 3 Approve Agreement to Absorb Valepar S.A. (Valepar) For For No
Management Yes 4 Ratify KPMG Auditores Independentes as the For For No
Independent Firm to Appraise Proposed Transaction
Management Yes 5 Approve Independent Firm's Appraisal For For No
Management Yes 6 Approve Absorption of Valepar S.A. (Valepar) For For No
Management Yes 7 Amend Article 5 to Reflect Changes in Capital For For No
Management Yes 1 Approve Conversion of Class A Preferred Shares into For For No
Common Shares
Management Yes 2 Amend Articles For For No
Management Yes 3 Approve Agreement to Absorb Valepar S.A. (Valepar) For For No
Management Yes 4 Ratify KPMG Auditores Independentes as the For For No
Independent Firm to Appraise Proposed Transaction
Management Yes 5 Approve Independent Firm's Appraisal For For No
Management Yes 6 Approve Absorption of Valepar S.A. (Valepar) For For No
Management Yes 7 Amend Article 5 to Reflect Changes in Capital For For No
Hindustan Unilever Limited.
--------------------------------------------------------------------------------
Ticker 500696
Primary CUSIP Y3218E138
Meeting Date 30-Jun-17 Meeting Type Annual
Shares Voted 47,000
--------------------------------------------------------------------------------
V0TE
VOTABLE PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION MANAGEMENT
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Interim Dividend and Final Dividend For For No
Management Yes 3 Reelect Harish Manwani as Director For For No
Management Yes 4 Reelect Pradeep Banerjee as Director For For No
Management Yes 5 Reelect P. B. Balaji as Director For For No
Management Yes 6 Approve BSR & Co. LLP, Chartered Accountants, For For No
Mumbai as Auditors and Authorize Board to Fix Their
Remuneration
Management Yes 7 Approve Managerial Remuneration For For No
Management Yes 8 Elect Dev Bajpai as Director and Approve Appointment For For No
and Remuneration of Dev Bajpai as Executive Director
Management Yes 9 Approve Remuneration of Cost Auditors For For No
-15-
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST/ABERDEEN EMERGING
OPPORTUNITY FUND
---------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President
Date July 19, 2017
-------------------------
* Print the name and title of each signing officer under his or her signature.