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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Non-Qualified Stock Option (right to buy) | $ 175.2 | 07/20/2017(1) | Â | J | Â | 2,125 (1) | Â (1) | 07/20/2017(1) | FactSet Common Stock | (2) | 1,488 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 175.2 | 07/20/2017(1) | Â | J | Â | 1,488 (1) | Â (1) | 07/20/2017(1) | FactSet Common Stock | (2) | 0 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Miller Scott G. 601 MERRITT 7 NORWALK, CT 06851 |
 |  |  | Former EVP |
/s/ Scott G. Miller | 10/06/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On April 7, 2017, FactSet Research Systems Inc. ("FactSet" or the "Company") announced that it had accepted the resignation of Scott G. Miller from his position as Executive Vice President, Global Director of Sales. Mr. Miller's departure from the Company was effective on April 21, 2017. This represents options held by Mr. Miller at the time of termination, which expired 90 days after his departure from the Company and subsequently resulted in a forfeiture. |
(2) | Column 8 has been intentionally left blank because the transaction was a forfeiture of a derivative security. |
 Remarks: On April 7, 2017, FactSet announced that it had accepted the resignation of Scott G. Miller from his position as Executive Vice President, Global Director of Sales.  Mr Miller's departure from the Company was effective on April 21, 2017.  SEC guidelines require beneficial ownership reporting for former directors for six months after the effective date of their removal as a director of the Company. The detail presented herein represents Mr. Miller's holdings as of October 6, 2017. Accordingly, as of the date of the filing of this Form 5, Mr. Miller is no longer subject to Section 16 of the Exchange Act. |