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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Employee Stock Options-Right to Buy | $ 19.8395 | Â | Â | Â | Â | Â | Â (1) | 12/31/2008 | Common Stock | Â | 7,100 | Â | ||
Employee Stock Options-Right to Buy | $ 19.4261 | Â | Â | Â | Â | Â | Â (2) | 01/25/2010 | Common Stock | Â | 2,573 | Â | ||
Employee Stock Options-Right to Buy | $ 24.2632 | Â | Â | Â | Â | Â | Â (3) | 01/31/2011 | Common Stock | Â | 2,573 | Â | ||
Employee Stock Options-Right to Buy | $ 22.6799 | Â | Â | Â | Â | Â | Â (4) | 01/30/2012 | Common Stock | Â | 2,573 | Â | ||
Employee Stock Options-Right to Buy | $ 24.1854 | Â | Â | Â | Â | Â | Â (5) | 01/29/2013 | Common Stock | Â | 2,573 | Â | ||
Employee Stock Options-Right to Buy | $ 31.5771 | Â | Â | Â | Â | Â | Â (6) | 01/28/2014 | Common Stock | Â | 2,573 | Â | ||
Phantom Stock Units | Â | 02/16/2007(8) | Â | A4 | 81 | Â | Â (7) | Â (7) | Common Stock | $ 42.97 (9) | 20,421 (7) | Â | ||
Phantom Stock Units | Â | Â | Â | Â | Â | Â | Â (10) | Â (10) | Common Stock' | Â | 2,114 (10) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCCOY WILLIAM O 1450 RALEIGH RD, #300 CHAPEL HILL, NC 27517 |
 X |  |  |  |
Tracy D. Swearingen for William O. McCoy per POA prev. filed | 02/14/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Stock Options were fully vested on the grant date. |
(2) | The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/25/2005. |
(3) | The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/31/2006. |
(4) | The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/30/2007. |
(5) | The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/29/2008. |
(6) | The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/28/2009. |
(7) | Represents phantom stock units accrued under the Directors' Deferred Compensation Plan of Duke Realty Corporation. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and stock upon the Reporting Person's termination as a director of the Issuer. |
(8) | Shares were issued on 2/16/2007 for a special Board meeting on 11/20/2006. |
(9) | Represents shares issued through the 2005 Non-Employee Directors Compensation Plan. |
(10) | Represents phantom stock units accrued under the Weeks Corporation 1998 Deferred Compensation Plan. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination as a director of the Issuer. |