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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options-Right to Buy | $ 22.75 | 11/09/2005 | D(3) | 10,000 | (3) | 11/09/2005 | Common Stock | 10,000 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 22.0971 | 11/09/2005 | A(3) | 10,290 | (4) | 11/10/2007 | Common Stock | 10,290 | (3) | 10,290 | D | ||||
Employee Stock Options-Right to Buy | $ 24.25 | 11/09/2005 | D(3) | 18,960 | (3) | 11/09/2005 | Common Stock | 18,960 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 23.5541 | 11/09/2005 | A(3) | 19,509 | (5) | 12/08/2008 | Common Stock | 19,509 | (3) | 19,509 | D | ||||
Employee Stock Options-Right to Buy | $ 23.0625 | 11/09/2005 | D(3) | 24,920 | (3) | 11/09/2005 | Common Stock | 26,920 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 22.4007 | 11/09/2005 | A(3) | 25,641 | (6) | 01/26/2009 | Common Stock | 25,641 | (3) | 25,641 | D | ||||
Employee Stock Options-Right to Buy | $ 22.5625 | 11/09/2005 | D(3) | 25,000 | (3) | 11/09/2005 | Common Stock | 25,000 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 21.915 | 11/09/2005 | A(3) | 25,725 | (7) | 06/18/2009 | Common Stock | 25,725 | (3) | 25,725 | D | ||||
Employee Stock Options-Right to Buy | $ 20 | 11/09/2005 | D(3) | 28,736 | (3) | 11/09/2005 | Common Stock | 28,736 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 19.4261 | 11/09/2005 | A(3) | 29,569 | (8) | 01/25/2010 | Common Stock | 29,569 | (3) | 29,569 | D | ||||
Employee Stock Options-Right to Buy | $ 20 | 11/09/2005 | D(3) | 8,621 | (3) | 11/09/2005 | Common Stock | 8,621 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 19.4261 | 11/09/2005 | A(3) | 8,871 | (9) | 01/25/2010 | Common Stock | 8,871 | (3) | 8,871 | D | ||||
Employee Stock Options-Right to Buy | $ 24.98 | 11/09/2005 | D(3) | 27,608 | (3) | 11/09/2005 | Common Stock | 27,608 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 24.2632 | 11/09/2005 | A(3) | 28,408 | (10) | 01/31/2011 | Common Stock | 28,408 | (3) | 28,408 | D | ||||
Employee Stock Options-Right to Buy | $ 23.35 | 11/09/2005 | D(3) | 27,074 | (3) | 11/09/2005 | Common Stock | 27,074 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 22.6799 | 11/09/2005 | A(3) | 27,858 | (11) | 01/30/2012 | Common Stock | 27,858 | (3) | 27,858 | D | ||||
Employee Stock Options-Right to Buy | $ 25.42 | 11/09/2005 | D(3) | 23,513 | (3) | 11/09/2005 | Common Stock | 23,513 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 24.6905 | 11/09/2005 | A(3) | 24,194 | (12) | 02/19/2013 | Common Stock | 24,194 | (3) | 24,194 | D | ||||
Employee Stock Options-Right to Buy | $ 32.51 | 11/09/2005 | D(3) | 21,214 | (3) | 11/09/2005 | Common Stock | 21,214 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 31.5771 | 11/09/2005 | A(3) | 21,829 | (13) | 01/28/2014 | Common Stock | 21,829 | (3) | 21,829 | D | ||||
Employee Stock Options-Right to Buy | $ 32.33 | 11/09/2005 | D(3) | 32,975 | (3) | 11/09/2005 | Common Stock | 32,975 | (3) | 0 | D | ||||
Employee Stock Options-Right to Buy | $ 31.4022 | 11/09/2005 | A(3) | 33,930 | (14) | 02/10/2015 | Common Stock | 33,930 | (3) | 33,930 | D | ||||
Phantom Stock Units | (15) | (15) | (15) | Common Stock | 5,160 | 5,160 (15) | D | ||||||||
Phantom Stock Units | (16) | (16) | (16) | Common Stock | 10,128 | 10,128 (16) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHAPMAN ROBERT M 3950 SHACKLEFORD ROAD, SUITE 300 DULUTH,, GA 30096-8268 |
Sr. EVP - Real Estate Oper. |
Valerie J. Steffen for Robert M. Chapman per POA previously filed | 11/11/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Between August 10, 2005 and November 11, 2005, the Reporting Person acquired 48 shares of the Company's common stock through dividend reinvestment and 306 shares through the Company's Employee Stock Purchase Plan. |
(2) | Between August 10, 2005 and November 11, 2005, the Reporting Person acquired 41 shares of DRE's common stock under the Company 401(k) plan. |
(3) | The reported transactions are a result of option modifications permitted as a result of the issuer's payment of an extraordinary cash dividend. This modification resulted in a deemed cancellation of the "old" option and the grant of a replacement option. |
(4) | The options were originally granted on 11/10/97 and provided for vesting at 20% per year commencing on that date. The options were fully vested on 11/10/02. |
(5) | The options were originally granted on 1/28/98 and provided for vesting at 20% per year commencing on that date. The options were fully vested on 1/28/03. |
(6) | The options were originally granted on 1/26/99 and provided for vesting at 20% per year commencing on that date. The options were fully vested on 1/26/04. |
(7) | The options were originally granted on 6/18/99 and provided for vesting at 20% per year commencing on that date. The options were fully vested on 6/18/04. |
(8) | The options were originally granted on 1/25/00 and provided for vesting at 20% per year commencing on that date. The options were fully vested on 1/25/05. |
(9) | The option was originally granted on 1/25/00 and was fully vested on the grant date. |
(10) | The options were originally granted on 1/31/01 and provide for vesting at 20% per year commencing on that date. The options will be fully vested on 1/31/06. |
(11) | The options were originally granted on 1/30/02 and provide for vesting at 20% per year commencing on that date. The options will be fully vested on 1/30/07. |
(12) | The options were originally granted on 2/19/03 and provide for vesting at 20% per year commencing on that date. The options will be fully vested on 2/19/08. |
(13) | The options were originally granted on 1/28/04 and provide for vesting at 20% per year commencing on that date. The options will be fully vested on 1/28/09. |
(14) | The options were originally granted on 2/10/05 and provide for vesting at 20% per year commencing on that date. The options will be fully vested on 2/10/10. |
(15) | Represents phantom stock units accrued under the Executives' Deferred Copensation Plan of Duke Realty Services Limited Partnership. Between August 10, 2005 and November 11, 2005, the Reporting Person acquired 73 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment. |
(16) | Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. Between August 10, 2005 and November 11, 2005, the Reporting Person acquired 286 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment. |