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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase | $ 19.53 | 04/22/2019 | M | 6,000 | (2) | 11/16/2021 | Common stock | 6,000 | $ 19.53 | 0 | D | ||||
Option to purchase | $ 24.82 | (3) | 11/28/2022 | Common stock | 6,000 | 6,000 | D | ||||||||
Option to purchase | $ 29.64 | (4) | 12/18/2023 | Common stock | 6,000 | 12,000 | D | ||||||||
Option to purchase | $ 32.59 | (5) | 10/15/2024 | Common stock | 6,000 | 18,000 | D | ||||||||
Option to purchase | $ 50.71 | (6) | 11/18/2025 | Common Stock | 6,000 | 24,000 | D | ||||||||
Option to purchase | $ 41.3 | (7) | 10/24/2026 | Common Stock | 6,000 | 30,000 | D | ||||||||
Option to purchase | $ 52.2 | (8) | 11/15/2027 | Common Stock | 6,000 | 36,000 | D | ||||||||
Option to purchase | $ 55 | (9) | 11/28/2028 | Common Stock | 7,000 | 43,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TURNER JOSEPH W CARE OF GREAT SOUTHERN BANK 218 S. GLENSTONE AVE SPRINGFIELD, MO 65802 |
President/CEO |
Matt Snyder, Attorney-in-fact for Joseph W. Turner | 04/23/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects reporting person's holdings of units in Issuer's common stock fund under Issuer's 401(k) plan. Number of shares shown as beneficially owned under the plan represents the approximate equivalent number of shares of Issuer's common stock. |
(2) | 1,500 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016 |
(3) | 1,500 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017 |
(4) | 1,500 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018 |
(5) | 1,500 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019 |
(6) | 1,500 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020 |
(7) | 1,500 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021 |
(8) | 1,500 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022 |
(9) | 1,750 shares vest on 11/28/2020, 11/28/2021, 11/28/2022 and 11/28/2023 |