UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to purchase common stock | Â (2) | 02/10/2022 | Options | 49,950 | $ 0.784 | D | Â |
Options to purchase common stock | Â (3) | 08/30/2022 | Options | 49,950 | $ 1.5 | D | Â |
Options to purchase common stock | Â (4) | 02/18/2025 | Options | 25,000 | $ 3.58 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Nicholson, C. David C/O ACTINIUM PHARMACEUTICALS, INC. 546 5TH AVENUE, 14TH FLOOR NEW YORK, NY 10036 |
 X |  |  |  |
/s/ David Nicholson | 03/16/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 100% of the Restricted Stock vests one year from August 8, 2013. |
(2) | Options granted on February 10, 2012 to purchase an aggregate of 49,950 shares of common stock. Options vest at 28% on the 12 month anniversary and at a rate of 2% per month thereafter. |
(3) | Options granted on August 30, 2012 and December 17, 2012 to purchase an aggregate of 49,950 shares of common stock. Options vest at a rate of 2% per month. |
(4) | Options granted on February 18, 2015 to purchase an aggregate of 25,000 shares of common stock. Options vest at a rate of 2% per month. |