1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Unit (RSU)
|
Â
(1)
|
Â
(1)
|
Common Stock
|
25,000
|
$
(2)
|
D
|
Â
|
Restricted Stock Unit (RSU)
|
Â
(3)
|
Â
(3)
|
Common Stock
|
5,000
|
$
(2)
|
D
|
Â
|
Restricted Stock Unit (RSU)
|
Â
(4)
|
Â
(4)
|
Common Stock
|
5,000
|
$
(2)
|
D
|
Â
|
Restricted Stock Unit (RSU)
|
Â
(5)
|
Â
(5)
|
Common Stock
|
30,000
|
$
(2)
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(6)
|
10/31/2022 |
Common Stock
|
23,900
|
$
29
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(7)
|
05/08/2024 |
Common Stock
|
60,000
|
$
61.3
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(8)
|
05/05/2025 |
Common Stock
|
10,000
|
$
87.31
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(9)
|
10/02/2025 |
Common Stock
|
10,000
|
$
93.51
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(10)
|
04/21/2026 |
Common Stock
|
70,000
|
$
44.52
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This restricted stock unit award will vest with respect to 50% of the units on June 16, 2017, and the remaining 50% of the units on June 16, 2019. |
(2) |
Each restricted stock unit represents a contingent right to receive one share of Restoration Hardware Holdings, Inc. common stock. |
(3) |
This restricted stock unit award will vest with respect to 20% of the units annually on each of June 16, 2016 through 2020, subject to continuous service. |
(4) |
This restricted stock unit award will vest with respect to 20% of the units annually on each of September 14, 2016 through 2020, subject to continuous service. |
(5) |
This restricted stock unit award will vest with respect to 20% of the units annually on each of June 16, 2017 through 2021, subject to continuous service. |
(6) |
The option is fully vested and is subject to time-based selling restrictions, which, subject to continuous service, lapse in four equal installments on each anniversary of November 1, 2012. |
(7) |
This option award will vest and become exercisable with respect to 20% of the options annually on the anniversary of the grant date, and will become fully vested on May 8, 2019. |
(8) |
This option award will vest and become exercisable with respect to 20% of the options annually on the anniversary of the grant date, and will become fully vested on May 6, 2020. |
(9) |
This option award will vest and become exercisable with respect to 20% of the options annually on the anniversary of the grant date, and will become fully vested on October 2, 2020. |
(10) |
This option award will vest and become exercisable with respect to 20% of the options annually on the anniversary of the grant date, and will become fully vested on April 21, 2021. |